Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced April 27, 2026 structured notes—Enhanced Buffered Jump Securities—due May 12, 2027, issued at $1,000 per security with $1,000,000 aggregate stated principal. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The securities pay no interest. If the S&P 500® Index final level on the observation date is at or above the buffer level (90% of the initial level), holders receive the $1,000 stated principal plus an $88 upside payment (8.80%). If the final level is below the buffer level, investors lose 1.1111% of principal for each 1% decline beyond the 10% buffer; there is no minimum payment and principal may be lost in full. Estimated value on the pricing date was $984.00 per security.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Jump Securities due May 2, 2029, linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector and Russell 2000. The issue size is $241,000 aggregate at a $1,000 stated principal per security and an estimated value of $955.90 on the pricing date. The notes feature an automatic early redemption on the first determination date (April 29, 2027) for an early redemption payment of $1,125 if each underlier is at or above its call threshold. If not redeemed, maturity payoffs depend on the worst performing underlier, with a 20% buffer, a 150% participation rate for upside, and a minimum payment equal to 20% of principal. All payments are unsecured and guaranteed by Morgan Stanley and are subject to the issuer's credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable securities with $197,000 aggregate principal tied to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal, an estimated value of $902.90 on the pricing date, an issue date of April 30, 2026 and a maturity date of May 1, 2031. The notes pay no interest, can auto-redeem on periodic determination dates for fixed early redemption payments (approximately 16.00% per annum), and expose investors to full downside below a downside threshold of 1,876.782 (60% of the initial level). All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC offers Buffered PLUS notes due May 1, 2031, linked to the worst performing of the Russell 2000 and S&P 500 and fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security and an aggregate principal amount of $268,000. At maturity investors may receive principal plus a leveraged upside payment (leverage factor 113%) if the worst performing underlier finishes above its initial level; if the worst performing underlier finishes below an 80% buffer level investors incur losses pro rata subject to a 20% minimum payment. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC issues Structured Investments Enhanced Buffered Jump Securities due November 1, 2029, fully guaranteed by Morgan Stanley. The offering totals $1,294,000 at a stated principal of $1,000 per security. Each security pays no interest, offers a fixed $268 upside payment (26.80%) if the S&P 500 4 final level on the observation date is at or above a buffer level (~85% of the initial level), and protects only the first 15% of index declines. If the final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was $968.50 per security and selling commissions of $30.50 per security apply.
Morgan Stanley Finance LLC priced structured, principal-at-risk securities linked to the S&P 500® Index. The offering consists of 24,334 securities with a stated principal amount of $1,000 per security (aggregate $24,334,000), original issue price $1,000 and an estimated value of $980.70 on the pricing date. The notes mature on May 13, 2027, pay a fixed upside payment of $109 (10.90%) if the final level is at or above the 90% buffer level, and expose investors to a 1.1111 downside factor beyond the 10% buffer. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $1,031,000 aggregate principal of Dual Directional Buffered Jump Securities with an auto-callable feature, each with a $1,000 stated principal amount. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are linked to the worst performing of Microsoft, Alphabet (Class C) and NVIDIA.
The securities pay no regular interest, may be automatically redeemed on the first determination date for an $1,390 early redemption payment, and at maturity provide either (a) principal plus upside (up to an effective 30% cap) if underliers appreciate, (b) a capped positive return if declines remain inside a 30% buffer, or (c) a pro rata principal loss beyond the buffer subject to a 30% minimum payment at maturity. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $23,892,000 aggregate principal of structured notes tied to the S&P 500® Index with a stated principal of $1,000 per security.
The notes mature on May 13, 2027 with an observation date of May 10, 2027. If the final level is at or above the buffer level, holders receive the stated principal plus a fixed $77.50 upside payment. If the final level is below the buffer level (20% below the initial level of 7,173.91), holders lose 1.25% of principal for every 1% decline beyond the buffer; there is no minimum payment and full loss of principal is possible. The estimated value on the pricing date was $981.60 per security and the issue price was $1,000 per security (agent commission $10 per security).
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due May 13, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and links returns to an allocated three-component basket (EFA ETF, S&P 500® Futures Excess Return Index, Russell 2000® Index). The notes feature a 20% buffer, a 100% participation rate and a maximum payment at maturity of $1,800 per security. Payments depend on the basket performance factor measured on the observation date and are subject to Morgan Stanley's credit risk, possible substantial principal loss, and tax uncertainty.
Morgan Stanley Finance LLC is offering Partial Principal at Risk Notes linked to the SPDR® Gold Trust (GLD). The notes have a stated principal of $1,000 per note, a partial principal return amount of 95% and a maximum payment at maturity of at least $1,116 per note. The strike and pricing dates are May 26, 2026, the observation date is June 8, 2027 and the maturity date is June 11, 2027. Payments at maturity depend solely on the closing level of the underlier on the observation date; upside is subject to a participation rate of 100% and capped by the stated maximum. Notes pay no interest, are unsecured, fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and limited secondary-market liquidity.