Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal‑at‑risk structured notes — contingent‑income, buffered auto‑callable securities linked to the worst performer of Cleveland‑Cliffs (CLF), Centene (CNC) and Cloudflare (NET). Each security has a $1,000 stated principal amount and $1,000 issue price. Investors may earn a 20.00% annual contingent coupon on each observation date only if every underlier meets its coupon barrier. The notes feature automatic early redemption if all underliers meet call thresholds on a redemption determination date and a 20% buffer at maturity, with a 20% minimum payment. All payments are subject to issuer credit risk; estimated value on pricing date was $903.00 per security.
Morgan Stanley Finance LLC priced market-linked notes linked to the S&P 500® Index with an aggregate principal amount of $1,575,000. The notes have a $1,000 stated principal amount per note, pay no interest, and mature on May 2, 2029. At maturity investors receive principal and an upside payment equal to the 100% participation in index appreciation subject to a $1,175 maximum payment per $1,000 note (117.50%). The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was $967.20 per note, and selected dealers receive a $30 commission per note.
Morgan Stanley Finance LLC priced principal-at-risk structured notes offering: Buffered Jump Securities with Auto-Callable Feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The issue is $1,000 per security, aggregate $1,858,000, original issue price $1,000 and estimated value on the pricing date $905.40. The securities may be automatically redeemed on scheduled determination dates if the underlier meets the call threshold level of 1,306.82. If not called, maturity on May 1, 2031 pays either $1,862.50, $1,000, or a reduced principal tied to index performance net of a 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC is offering Principal at Risk contingent‑coupon auto‑callable securities tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The issue aggregates $250,000 at $1,000 per security, with maturity on May 1, 2031. The securities pay a contingent coupon at an annual rate of 9.50% on observation dates when the index is at or above the coupon barrier (65% of the initial level). Automatic early redemption can occur beginning on April 27, 2027 if the index meets the call threshold (initial level 1,306.82), in which case holders receive principal plus payable contingent coupons. At maturity holders receive principal if the final level is at or above the buffer level (85% = 1,110.797); if below the buffer, investors suffer losses dollar‑for‑dollar beyond the 15% buffer subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk notes due June 2, 2027, guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,571,000. At maturity investors receive the stated principal plus a fixed upside payment of $136.50 (13.65%) only if the final level of each underlier is at or above its downside threshold (approximately 85% of the initial level). If the final level of either underlier is below its downside threshold, payment is the stated principal multiplied by the performance factor of the worst performing underlier, and investors may lose some or all principal. The securities are linked to the Russell 2000® and S&P 500® indices; initial levels were RTY 2,788.189 and SPX 7,173.91 as of the strike date. The estimated value on the pricing date was $977.20 per security and the issue price was $1,000 (agent commission $15).
Morgan Stanley Finance LLC priced a $410,000 aggregate offering of structured, dual‑direction market‑linked notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an original issue price of $1,000.
The notes pay no interest and tie payout to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index measured on the observation date. Upside participation is 100% of the appreciation of the worst performing underlier, capped at a maximum maturity payment of $1,405 per note. If the worst performing underlier declines but remains at or above its 80% knock‑out level, investors receive a positive return based on the absolute value of that decline; if the worst performing underlier is below its knock‑out level at observation, investors receive only the stated principal.
The pricing supplement describes Principal at Risk contingent income auto-callable securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. The securities reference Fair Isaac Corporation common stock, have a $1,000 stated principal amount, and aggregate principal amount of $1,850,000. They pay a contingent coupon of 21.15% per annum on specified observation dates only if the closing level of the underlier meets or exceeds the coupon barrier. The securities may be automatically redeemed early if the underlier meets the call threshold on any redemption determination date, and at maturity investors receive principal only if the final level is at or above the 60% downside threshold; otherwise principal declines pro rata with the underlier’s fall. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS due December 3, 2027, unsecured principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley. Each Buffered PLUS has a $1,000 stated principal amount, a 150% leverage factor, a 10% buffer, a minimum payment of $100 and a maximum payment of $1,241.50. The pricing date was May 15, 2026 and the original issue date is May 20, 2026. Estimated value on the pricing date was approximately $924.90 per Buffered PLUS. Payments at maturity depend solely on the final basket value on the valuation date and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $554,000 of Structured Investments Jump Notes due May 2, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an estimated value of $926.30 on the pricing date and an agent commission of $46 per note.
The notes reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, pay no interest, and feature automatic early redemption if the closing level of the underlier on a determination date is greater than or equal to the call threshold level of 1,306.82. Participation is 100% of positive index performance; early redemption payments correspond to approximately 9.00% per annum on specified determination dates. At maturity, if the final level exceeds the initial level, investors receive principal plus the upside payment; otherwise they receive only principal. All payments are subject to the issuers and guarantors credit risk.
Morgan Stanley Finance LLC is offering $1,930,000 aggregate principal of Contingent Income Auto-Callable Securities due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
These principal-at-risk notes reference the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, pay a contingent coupon at an annual rate of 9.00% only when all underliers meet coupon barrier levels on observation dates, are subject to automatic early redemption on specified redemption determination dates, and repay principal at maturity only if final levels meet downside thresholds; otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier. Estimated value on the pricing date was $962.30.