Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk Step-Down Jump Securities with an auto-call feature due February 23, 2029, linked to the worst performer of the iShares Expanded Tech-Software ETF (IGV) and the State Street Energy Select Sector SPDR ETF (XLE), fully guaranteed by Morgan Stanley.
Each note has a $1,000 stated principal amount and an estimated value on the pricing date of about $953, reflecting issuing, structuring and hedging costs. The notes can be automatically redeemed on scheduled determination dates if both ETFs are at or above their call thresholds, paying step-up early redemption amounts that correspond to about 15.85% per annum.
If not called, investors receive at maturity either a fixed $1,475.50 per security if both underliers are at or above their upside thresholds, only principal back if both stay above their downside thresholds, or a loss of 1% of principal for each 1% decline in the worst-performing ETF below its downside threshold, potentially down to zero. The notes pay no interest, are unsecured, not listed on an exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk notes tied to the weakest performer among three sector ETFs: State Street Energy Select Sector SPDR, Financial Select Sector SPDR and Health Care Select Sector SPDR, maturing on March 2, 2029 and fully guaranteed by Morgan Stanley.
Each $1,000 note pays a contingent coupon at a rate of at least 10.20% per year, paid quarterly only if on each calculation day the lowest-performing ETF is at or above 75% of its starting price. From roughly six months after issuance, the notes are auto-callable if all three ETFs are at or above their starting prices, returning face value plus the applicable coupon.
If the notes are not called and on the final calculation day any ETF closes below 70% of its starting price, investors receive $1,000 multiplied by the performance of the worst ETF, meaning they can lose more than 30% and up to all principal. The estimated value on the pricing date is about $959.90 per $1,000 note, reflecting issuance, selling, structuring and hedging costs, while the public offer price is $1,000 with agent commissions of $23.25 and proceeds to the issuer of $976.75 per note. The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley filed a quarterly Form 13F report summarizing equity and related holdings managed across its platform. The report is a 13F combination report, meaning some positions are reported here and others by affiliated managers.
The filing covers 45,420 individual holdings with an aggregate reported value of $1,674,996,068,266, as stated on the summary page. It lists 24 other included managers, such as Morgan Stanley & Co. LLC, Eaton Vance entities, Parametric Portfolio Associates, and various international affiliates, reflecting the breadth of Morgan Stanley’s global asset management operations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Step-Down Jump Securities with an auto-call feature, each with a $1,000 stated principal amount and scheduled to mature on February 23, 2029.
The notes are linked to an equally weighted basket of Amazon, Broadcom, Alphabet, Meta and Micron stocks. Starting August 17, 2026, they are automatically redeemed if the basket is at or above specified call thresholds, paying fixed early redemption amounts that correspond to about 12.25% per year.
If not called, maturity payoff depends on the basket: a fixed $1,367.50 per note if the final level is at least 90% of the initial level, return of principal if between 65% and 90%, and a proportional loss of principal if below 65%, potentially down to zero. The estimated value on the pricing date is approximately $935.70 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk contingent income auto-callable securities due February 16, 2028, linked to the worst performer of the iShares MSCI EAFE ETF, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
Each $1,000 security offers a 6.75% annual contingent coupon, paid only if all underliers close at or above their coupon barriers (70% of initial levels) on observation dates. The notes may be automatically redeemed quarterly from August 2026 if all underliers are at or above their 100% call thresholds.
If not called and any underlier finishes below its 70% downside threshold, repayment of principal is reduced 1% for every 1% decline of the worst underlier and can fall to zero. The issue size is $1,539,000, with estimated value on the pricing date of $958.70 per $1,000 and all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, dual directional buffered participation securities maturing in February 2028, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and all payments depend on Morgan Stanley’s credit.
At maturity, investors receive $1,000 plus index-linked upside, capped by a maximum payoff of $1,194 per security, or may earn up to 15% if the index declines but stays within a 15% buffer. If the index falls beyond the 15% buffer, principal is reduced 1% for each additional 1% decline, with a minimum payment of 15% of principal. The securities are not listed on an exchange and may have limited liquidity, and their estimated value on pricing is expected to be below the $1,000 issue price.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $11,868,000 of digital EURO STOXX 50® Index-linked notes due January 28, 2028. Each $1,000 note pays no interest and is principal at risk.
At maturity, if the EURO STOXX 50® final level is at least 85% of its initial level of 6,047.06, investors receive a fixed $1,164.50 per note (116.45% of face value). If the index falls more than 15%, repayment is reduced using a buffer rate of about 117.65%, and investors can lose up to their entire investment.
The notes are unsecured, not listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the trade date (February 10, 2026) is $993.80 per note, reflecting issuing, structuring and hedging costs included in the $1,000 issue price.
Morgan Stanley Finance LLC is offering $744,000 of contingent income auto-callable securities linked to Tesla, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000, with estimated value of $978.10 on the pricing date.
The notes pay a contingent coupon at 17.75% per annum only if Tesla’s closing level is at or above the coupon barrier of $256.962 (60% of the initial level) on observation dates. They may be automatically redeemed on specified redemption determination dates if Tesla closes at or above the call threshold of $428.27, returning principal plus the applicable coupon.
If not called, and at maturity on February 16, 2028 Tesla is at or above the downside threshold of $256.962, investors receive principal (and any final coupon). If it finishes below that level, repayment is reduced 1% for each 1% decline from the initial level, potentially to zero. Payments depend on Morgan Stanley’s credit, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities with Auto-Callable Feature” linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, each security having a stated principal amount and issue price of $1,000.
The notes pay no interest and may be automatically redeemed starting on February 24, 2027 if each index is at or above its call threshold (100% of its initial level), for early redemption payments rising from $1,133.50 to $1,534.00, equivalent to about 13.35% per year. If held to February 21, 2031 and all indices are at or above their call thresholds, investors receive $1,667.50 per security.
If, at maturity, any index is below its call threshold but all remain at or above 70% downside thresholds, only principal is returned. If any index ends below its 70% downside threshold, principal is reduced 1% for every 1% decline in the worst index and can be lost entirely. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $974.60 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable fixed-income securities due February 23, 2028 linked to the common stock of Blackstone Inc. Each security has a stated principal amount and issue price of $1,000 and pays a fixed coupon at an annual rate of 9.30%, regardless of stock performance.
Beginning on February 22, 2027, the notes may be called in whole on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem. If not called and the Blackstone stock level on the observation date stays at or above 60% of its initial level, investors receive full principal back at maturity plus the final coupon.
If the final stock level is below this downside threshold and the notes were not redeemed, the maturity payment is reduced 1% for each 1% decline in the stock, potentially to zero, though the final coupon is still paid. The estimated value on the pricing date is approximately $964.90 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and are not bank deposits or FDIC insured.