Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to Ulta Beauty, Inc. common stock that pay a contingent coupon and may auto‑redeem early. The securities have a $1,000 stated principal per security, a contingent coupon at an annual rate of 14.50%, and a final observation date of June 7, 2027.
Coupons are paid only if the underlier meets the coupon barrier on observation dates; early redemption occurs if the underlier meets the call threshold on redemption determination dates. If the final level is below the downside threshold (68% of the initial level), principal is reduced pro rata (performance factor = final level / initial level). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers contingent income auto-callable securities linked to the common stock of CVS Health Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each note has an issue price of $1,000 and an estimated value of approximately $968.60 on the pricing date.
The notes pay a contingent coupon of 11.60% per annum only if the closing level of the underlier on each observation date is at or above the coupon barrier level (73% of the initial level). The notes are subject to automatic early redemption if the closing level meets or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not called, maturity is June 10, 2027, with a final observation date of June 7, 2027; if the final level is below the downside threshold (73% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the common stock of NVIDIA Corporation. The notes have a $1,000 stated principal amount, a contingent coupon at an annual rate of 12.70%, automatic early‑redemption tests and a maturity of November 4, 2027. The coupon is paid only if the underlier’s closing level on each observation date is at or above a coupon barrier set at 60% of the initial level, and the securities auto‑redeem if the closing level meets or exceeds a call threshold equal to 100% of the initial level on any redemption determination date. If not redeemed and the final level is below the downside threshold (also 60% of the initial level), investors suffer a pro rata loss equal to the decline in the underlier; payments depend on the closing level on the final observation date. The strike and pricing dates are April 30, 2026 and the estimated value on the pricing date was approximately $967.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Structured Investments Enhanced Trigger Jump Securities linked to Amazon.com, Inc. common stock with a stated principal amount of $1,000 per security and maturity on May 27, 2027. The securities pay a fixed $138 upside if the final level is at or above the downside threshold; otherwise investors lose 1% of principal for each 1% decline in the underlier.
The initial level is $255.36 (strike date April 22, 2026) and the downside threshold is $178.752 (70% of initial). Estimated value on the pricing date is approximately $982.50 and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Netflix, Inc. common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon (annual rate 11.50%) only if the underlier meets the coupon barrier on observation dates and can be automatically redeemed early if the underlier meets the call threshold on any redemption determination date. The final observation date is June 7, 2027 and maturity is June 10, 2027 (final payment rules are subject to postponement for non-trading days and certain market disruption events). If not auto-redeemed, investors receive principal at maturity only if the final level is at or above the downside threshold (69% of initial level); otherwise payment equals principal × performance factor and could be significantly less or zero. All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a 10.80% per annum contingent coupon on coupon payment dates only if the underlier's closing level meets or exceeds the coupon barrier level on the related observation date. The securities may be automatically redeemed early if the closing level meets or exceeds the call threshold on any redemption determination date; otherwise, at maturity investors either receive the stated principal (if the final level is at or above the downside threshold) or an amount equal to the stated principal multiplied by the performance factor, exposing investors to full downside loss if the underlier declines sufficiently. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent-income, auto-callable notes due May 10, 2027 linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an original issue price of $1,000 per security; the estimated value on the pricing date was approximately $984.60. The securities pay a contingent coupon at an annual rate of 8.64% on observation dates when the underlier is at or above the coupon barrier level (80% of the initial level = 5,710.32), feature automatic early redemption if the underlier is at or above the call threshold (initial level = 7,137.90), and expose investors to full downside risk (payment at maturity equals principal × final/initial level if final level is below the downside threshold). Payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced market-linked, contingent fixed return principal-at-risk securities linked to the lowest performing of Microsoft and Amazon common stock, maturing May 12, 2027. Each security has a $1,000 face amount, an illustrative contingent fixed return of 18.60% (to be set at pricing) and an estimated value on the pricing date of $961.60 (within $35).
The payoff: at maturity investors receive $1,000 plus the contingent fixed return if the lowest-performing stock is at or above its starting price; $1,000 if the lowest-performing stock is below its starting price but at or above 60% of starting price; otherwise a downside payment tied to the lowest-performing stock 40% loss, including total loss).
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities due June 6, 2029, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value on the pricing date of $918.60, and complex payoffs tied to the lowest-performing of BABA ADS, JPM common stock and PFE common stock, with a participation rate of at least 380% and an automatic call feature providing a 50.00% call premium (call payment of $1,500) if all underlyings meet call prices on the call date. All payments are subject to Morgan Stanley’s credit risk; the securities do not pay interest and can result in losses exceeding 40% if the lowest performing underlying falls below its threshold price.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500, issued with a $1,000 stated principal per security. The offering aggregates $616,000 and has an observation date of April 21, 2031 and maturity on April 24, 2031. At maturity investors receive either principal plus an upside payment or principal only if underliers remain above their 70% downside thresholds; if the worst performing underlier is below its downside threshold, investors lose 1% per 1% decline in that underlier and could lose their entire principal. The upside payment is $640 per security. All payments are subject to the issuer’s and guarantor’s credit risk.