Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature, backed by a full guarantee of Morgan Stanley. The offering registers an aggregate principal amount of $3,841,000 at a $1,000 stated principal per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, have a strike and pricing date of February 10, 2026, an original issue date of February 13, 2026, and mature on February 13, 2031.
The securities may auto-redeem on specified determination dates beginning February 11, 2027, if the underlier is at or above the call threshold of 1,141.281 (90% of the initial level). The initial level was 1,268.09. A buffer of 15% applies: if the final level is below the buffer level (1,077.877) investors incur losses proportionate to declines beyond the buffer, subject to a minimum payment of 15% of principal. The issue price includes a sales commission of $43.50 per security and an estimated value on the pricing date of $910.30.
Morgan Stanley is offering unsecured fixed rate notes due February 27, 2030. Each note has a $1,000 stated principal amount and issue price, with interest accruing from February 27, 2026 at a fixed 3.70% per annum, paid semi-annually each February 27 and August 27 on a 30/360 day-count basis. At maturity, investors receive $1,000 per note plus any accrued and unpaid interest, subject to Morgan Stanley’s credit risk.
The notes are not insured, are not bank deposits, and will not be listed on any securities exchange, so secondary trading may be limited. Morgan Stanley estimates the value on the pricing date at approximately $978.60 per note, reflecting issuing, selling, structuring and hedging costs and the firm’s internal funding rate, which may be less favorable than its secondary market credit spreads.
Morgan Stanley is offering fixed rate notes due February 27, 2031, paying 3.80% interest per year on a $1,000 principal amount per note. Interest starts accruing February 27, 2026 and is paid semi-annually on February 27 and August 27, using a 30/360 day-count.
The notes are unsecured debt obligations, subject entirely to Morgan Stanley’s credit risk, and are not insured by the FDIC or any government agency. They will not be listed on any securities exchange, so liquidity may be limited and secondary market prices can be below the issue price.
Morgan Stanley estimates the value of each note on the pricing date at approximately $971.90, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. In an event of default, the acceleration amount equals the $1,000 stated principal plus accrued and unpaid interest.
Morgan Stanley is offering unsecured fixed rate notes due February 27, 2029. Each note has a $1,000 stated principal amount and issue price, pays 3.60% per year, with interest paid semi-annually every February 27 and August 27, starting August 27, 2026.
Interest starts accruing on February 27, 2026, and at maturity investors receive $1,000 per note plus accrued and unpaid interest, subject to Morgan Stanley’s credit risk. The notes are not FDIC-insured, will not be listed on an exchange, and secondary market liquidity may be limited.
The estimated value on the pricing date is approximately $984 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate, which is likely lower than its secondary market credit spreads. Secondary trading prices are expected to be below the issue price.
Morgan Stanley Finance LLC is issuing $3,266,000 aggregate principal amount of unsecured, principal‑at‑risk, contingent income memory buffered auto‑callable securities due February 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 9.00% on observation dates where the underlier meets the coupon barrier and feature monthly redemption determination dates beginning February 10, 2027. At maturity investors receive principal if the final level is at or above the buffer level of 1,077.877 (~85% of the initial level); otherwise principal is reduced by the underlier’s loss beyond the 15% buffer, subject to a minimum payment of 15% of principal. The stated principal amount per security is $1,000 and the estimated value on the pricing date was $906.20.
Morgan Stanley Finance LLC priced a $2,000,000 offering of Principal at Risk securities linked to Amazon.com, Inc. common stock. The securities have a $1,000 stated principal per security and an original issue price of $1,000.
The notes: strike date February 9, 2026, pricing date February 10, 2026, original issue date February 13, 2026, observation date March 9, 2027 and maturity date March 12, 2027. The initial level is $208.72 and the downside threshold is $156.54 (75% of the initial level).
Payment at maturity: if the final level is >= the downside threshold, holders receive the stated principal plus an upside payment of $156.70 (15.67%). If the final level is below the downside threshold, holders bear losses pro rata to the decline and could lose their entire investment. Estimated value on the pricing date was $979.90 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS principal-at-risk notes due February 23, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a 278% leverage factor, a 20% buffer and a 20% minimum payment at maturity. Payouts are based on the worst performing underlier of the iShares Bitcoin Trust ETF and the S&P 500® Index on the observation date, and investors face full credit risk of Morgan Stanley and volatility- and bitcoin-specific risks described herein. The estimated value on the pricing date is approximately $919.80 per security.
Morgan Stanley Finance LLC offers principal-at-risk auto-callable notes linked to the worst-performing of Broadcom, Meta Platforms and Palantir, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a fixed coupon of 19.10% per annum and an original issue date of February 23, 2026. The securities pay monthly coupons, may be automatically redeemed on scheduled redemption determination dates beginning February 18, 2027, and mature on February 23, 2028.
The payment at maturity depends on the worst-performing underlier versus a downside threshold of 70% of its initial level; if the worst underlier is below that threshold, principal is reduced pro rata and could be zero. The estimated value on the pricing date was approximately $952.30 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering $311,000 aggregate principal of Contingent Income Buffered Auto-Callable Securities due August 13, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and an issue price of $1,000 (estimated value on the pricing date: $960.40). The notes pay a contingent coupon at an annual rate of 10.70% on each coupon payment date only if each underlier is at or above its coupon barrier on the related observation date. The securities are linked to the worst performing of three underliers (NDXT Index, KRE Fund, SMH Fund), include a 15% buffer and a minimum payment at maturity equal to 15% of principal. Automatic early redemption may occur on specified redemption determination dates if all underliers meet call thresholds. Investors bear full principal risk and are exposed to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk, auto-callable securities due March 1, 2029 linked to the worst performing of the S&P 500® and Russell 2000® indices. The stated principal is $1,000 per security and the pricing date and strike date are February 26, 2026.
The securities feature automatic early redemption based on the first determination date of March 5, 2027 with an early redemption payment of $1,161. If not redeemed, maturity payouts depend on the worst performing underlier: upside participation at a 200% rate, protection down to 75% of initial levels, and full downside exposure below that threshold.