Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk, trigger jump securities due May 2, 2031 linked to the worst performing of the EURO STOXX 50 Index, iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF. The securities have a $1,000 stated principal amount, pay no interest and include a fixed $500 upside payment plus a leveraged upside return (leverage factor 635%) if the worst performing underlier reaches its upside threshold (150% of initial). If the worst performing underlier falls below its downside threshold (75% of initial), investors lose 1% of principal for each 1% decline; there is no minimum payment. The preliminary estimated value on the pricing date is approximately $933.80 per security. All payments are subject to the issuer’s and guarantor’s credit risk. The document also highlights secondary-market illiquidity, model valuation assumptions, and U.S. federal tax uncertainty including possible application of Section 1260 and Section 871(m).
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031, linked to the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and a leveraged upside equal to 214.50% of the underlier’s appreciation. At maturity, if the final level > initial level, investors receive principal plus the leveraged upside; if the final level is between the initial level and the 70% downside threshold, investors receive the stated principal; if the final level is below the downside threshold, investors lose 1% of principal for every 1% decline in the underlier and could lose their entire investment. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley, and all payments remain subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to Netflix, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and may pay a contingent coupon of 12.50% per annum on specified observation dates if the underlier meets the coupon barrier. The notes feature automatic early redemption if the underlier meets the call threshold on any redemption determination date and a maturity payment that preserves principal only if the final level is at or above the downside threshold (both thresholds are set at 65% of the initial level for the coupon barrier and downside threshold). The preliminary estimated value on the pricing date is approximately $982.80 per security. All payments are subject to Morgan Stanley’s credit risk; if the final level is below the downside threshold, investors may lose a substantial portion or all of principal and may receive no coupons during the term.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index. The securities have a face amount of $1,000 per security, an aggregate face amount of $2,500,000, a pricing date of April 21, 2026 and a maturity date of April 26, 2032. The estimated value on the pricing date was $979.80 per security. Semi-annual calculation days begin April 26, 2027; automatic calls occur if each underlying closes at or above its 95% call threshold on a calculation day, producing preset call payments (first call payment $1,129.00, final call payment $1,774.00). If not called, maturity payment depends on the lowest performing underlying; a final decline below 75% of its starting level exposes investors to greater than 25% loss, possibly total loss of principal. The securities do not pay interest, do not pay dividends, and are fully and unconditionally guaranteed by Morgan Stanley. Secondary market liquidity and tax treatment are limited and uncertain.
Morgan Stanley Finance LLC is offering Principal-at-Risk Structured Investments called Buffered Jump Securities linked to the worst performing of the Dow Jones Industrial Average and the Russell 2000® Index. Each security has a $1,000 stated principal amount and was priced on April 29, 2026 with an estimated value of $981.30 on the pricing date. The securities feature an automatic early redemption opportunity at the first determination date (April 30, 2027) for an $1,143 early redemption payment. If not redeemed, maturity is July 5, 2029 and payoffs depend on the worst performing underlier: full principal plus an upside payment (participation rate 150%) if both underliers appreciate; full principal if both final levels are at or above their buffer level (80% of initial); otherwise losses occur beyond the 20% buffer, subject to a minimum payment at maturity of 20% of principal. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities linked to the S&P 500® Index, with a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities pay no interest and mature on November 4, 2027 with an observation date of November 1, 2027. Investors receive 100% participation in positive index performance up to a maximum payment at maturity of $1,146 (114.60% of principal). A 20% buffer protects against losses up to 20% of the initial index level; declines beyond the buffer reduce principal on a 1% for 1% basis, subject to a minimum payment of 20% of principal. Estimated value on the pricing date was approximately $983.20 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and other risks described in the supplement.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and a fixed $410 upside payment (41%) if the final level is at or above the initial level. The estimated value on the pricing date was approximately $976.80. If the final level is below the downside threshold (80% of the initial level), investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and principal can be lost. All payments are unsecured obligations of MSFL and unconditionally guaranteed by Morgan Stanley; credit risk applies.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due May 5, 2032, linked to the Russell 2000® Index. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
These notes provide 125% leveraged upside on appreciation of the underlier subject to a $2,090 maximum payment at maturity (209% of principal). They include a 20% buffer (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of principal. The pricing and strike date are April 30, 2026 and the observation date is April 30, 2032. The document states an estimated value on the pricing date of approximately $966.30 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; investors bear credit risk of both entities.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk Contingent Income Auto-Callable Securities linked to Ulta Beauty, Inc. with a stated principal amount of $1,000 per security. The notes pay a contingent coupon only when the underlier's closing level on each observation date is at or above a coupon barrier and can be automatically redeemed early if the closing level is at or above the call threshold on any redemption determination date. The contingent coupon rate is 12.05% per annum. If not auto-redeemed, maturity payments depend on the final level relative to a downside threshold (68% of the initial level): if the final level is below that threshold, principal is reduced pro rata (performance factor = final level / initial level) and could be zero. The pricing date and strike date are May 7, 2026; original issue date is May 12, 2026 and maturity is June 10, 2027. Estimated value on the pricing date is approximately $968.00 per security. All payments are subject to issuer and guarantor credit risk, limited or no secondary market liquidity may exist, and U.S. federal tax treatment is uncertain.
Morgan Stanley Finance LLC offers $571,000 principal amount of auto-callable market-linked securities (571 securities at $1,000 each) linked to the Class A common stock of Oklo Inc., fully guaranteed by Morgan Stanley. The securities pay a contingent coupon of 41.00% per annum on monthly observation dates if the stock closing price meets a 60% threshold ($37.566 from a $62.61 starting price). The securities are callable after an initial six-month non-call period and return either full face amount at maturity or a reduced cash amount tied to the ending stock price; estimated value at pricing was $947.20 per security and all payments are subject to Morgan Stanley credit risk.