Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering step-down autocallable buffered notes linked to the SPDR® Gold Trust ETF (GLD). The notes pay no interest and are unsecured, principal-at-risk obligations with a $1,000 face amount.
The notes may be automatically called after about 12–14 months if GLD’s closing level is at or above the initial level, returning $1,000 plus a call premium of between 9.39% and 11.04%. If not called, and after about 24 months GLD is at or above 90% of its initial level, investors receive $1,000 plus a maturity premium between 18.78% and 22.08%.
If GLD falls by more than 10% from its initial level at final valuation, repayment is reduced by approximately 1.1111 times the decline beyond the 10% buffer, and investors can lose up to their entire investment. The estimated value on the trade date is approximately $968.60 per $1,000 note, reflecting structuring, distribution and hedging costs, and the notes will not be listed, so liquidity depends mainly on Morgan Stanley & Co. making a market.
Morgan Stanley is issuing $5,000,000 in fixed rate notes due February 13, 2031, with a stated principal amount and issue price of $1,000 per note and a fixed interest rate of 4.000% per annum, paid semi-annually each February 13 and August 13.
Interest starts accruing on February 13, 2026, and at maturity investors receive $1,000 per note plus accrued and unpaid interest. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited liquidity. The estimated value on the pricing date is $982.20 per note, below the issue price due to embedded issuance, structuring and hedging costs and the internal funding rate.
Morgan Stanley is issuing unsecured fixed rate notes due February 13, 2036 with an aggregate principal amount of $371,000. Each note has a stated principal amount and issue price of $1,000 and pays a fixed 4.500% annual interest rate, paid semi-annually on February 13 and August 13.
All payments depend on Morgan Stanley’s credit; a default could mean losing some or all of the investment. The notes are not insured, not secured by any assets, and will not be listed on any securities exchange, so secondary market liquidity may be limited.
The estimated value on the pricing date is $959.70 per note, below the $1,000 issue price, reflecting embedded issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to Morgan Stanley. Investors who sell before maturity may receive less than the issue price.
Morgan Stanley is issuing $5,000,000 of fixed rate senior notes due February 13, 2032. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.150% per year, with semi-annual payments every February 13 and August 13.
The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any securities exchange. The estimated value on the pricing date is $980 per note, below the issue price, reflecting embedded issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Secondary market liquidity may be limited and sale prices may be significantly below the issue price.
Morgan Stanley Finance LLC is offering $350,000 aggregate principal amount of Fixed Rate Callable Notes due February 13, 2034, fully and unconditionally guaranteed by Morgan Stanley. The notes pay 4.400% per annum, semi‑annually, with an original issue price of $1,000 per note and an estimated value on the pricing date of $965.70 per note.
The notes are callable semi‑annually beginning on February 13, 2030 based on a risk neutral valuation model; any redemption will be at 100% of principal plus accrued interest. The offering includes a $12 sales commission per note and proceeds to the issuer of $988 per note. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced $3,500,000 of Jump Securities, fully and unconditionally guaranteed by Morgan Stanley, due February 15, 2029. Each security has a stated principal of $1,000 and an upside payment of $369.30 (36.93%) if the EURO STOXX 50® Index closes on or above the initial index value. If the final index value is below the initial index value, the maturity payment equals $1,000 × (final/initial index value) and could be zero, so investors may lose their entire principal. The pricing date index closing value was 6,047.06 and the estimated value on the pricing date was $960.30.
Morgan Stanley Finance LLC is offering $3,930,000 of fixed‑income, principal‑at‑risk securities due February 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a fixed coupon at an annual rate of 7.00%, are callable beginning with a redemption determination date on February 10, 2027, and observe the underlying on February 10, 2031 for maturity payoff.
Payments depend on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index: the initial and call threshold level is 1,268.09, the buffer level is 1,077.877 (approx. 85% of the initial level), and the minimum payment at maturity is 15% of principal. The estimated value on the pricing date was $930.10 per security, and selected dealers receive an agent commission of $41 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured “Buffered Jump Securities” linked to the worst performer of the iShares Gold Trust (IAU) and iShares Silver Trust (SLV), maturing on February 27, 2031, at an issue price of $1,000 per security.
The notes can be automatically redeemed starting March 3, 2027 if both underliers are at or above their call thresholds (100% of initial levels), paying fixed early redemption amounts from $1,193.50 up to $1,919.125 per $1,000, corresponding to about 19.35% per annum, after which no further payments occur.
If held to maturity and not called, investors receive $1,967.50 per security if both underliers finish at or above their call thresholds, only principal back if both stay above 90% buffer levels, and a proportional loss beyond a 10% buffer based on the worst underlier, with a minimum payment of 10% of principal. The estimated value on the pricing date is approximately $888 per security, reflecting issuer costs and internal funding assumptions, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC will issue fixed rate callable notes due February 25, 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes carry a stated interest rate of 4.350% per annum, an original issue date of February 27, 2026, and semi-annual interest and redemption dates on the 25th of February and August.
The issuer estimates the value on the pricing date at approximately $968.70 per note and may redeem early only if a risk neutral valuation model indicates redemption is economically rational; redemption pays 100% of principal plus accrued interest.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature, backed by a full guarantee of Morgan Stanley. The offering registers an aggregate principal amount of $3,841,000 at a $1,000 stated principal per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, have a strike and pricing date of February 10, 2026, an original issue date of February 13, 2026, and mature on February 13, 2031.
The securities may auto-redeem on specified determination dates beginning February 11, 2027, if the underlier is at or above the call threshold of 1,141.281 (90% of the initial level). The initial level was 1,268.09. A buffer of 15% applies: if the final level is below the buffer level (1,077.877) investors incur losses proportionate to declines beyond the buffer, subject to a minimum payment of 15% of principal. The issue price includes a sales commission of $43.50 per security and an estimated value on the pricing date of $910.30.