Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, market-linked notes due April 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and the payment at maturity is linked to the worst performing of the STOXX Europe 600 Index and the MSCI EAFE Index.
If the final level of each index is greater than its initial level, investors receive the stated principal amount plus an upside payment equal to the stated principal amount times a 142% participation rate times the percentage appreciation of the worst performing index. If the final level of either index is equal to or less than its initial level, investors receive only the stated principal amount. The estimated value on the pricing date was $963.10 per note and the notes are not listed on any exchange.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to Amcor PLC ordinary shares with a stated principal amount of $1,000 per security and an aggregate principal amount of $490,000. The securities pay a contingent coupon at an annual rate of 13.50% only if the underlier's closing level on each observation date is at or above the coupon barrier of $29.181 (71% of the initial level). They are subject to automatic early redemption if the closing level is at or above the call threshold of $41.10 (100% of the initial level) on any redemption determination date, with the first such date on October 21, 2026. If not redeemed, at maturity on May 26, 2027 holders receive the stated principal if the final level is at or above the downside threshold ($29.181); otherwise payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to the issuer's and guarantor's credit risk. The estimated value on the pricing date was $981.50 per security.
Morgan Stanley Finance LLC is offering Digital S&P 500® Index-Linked Notes (principal at risk) that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and does not pay interest. The cash payment at maturity (expected ~12–14 months after the trade date) depends on the S&P 500® Index performance from the trade date to the determination date: if the Final Underlier Level is ≥ 90% of the Initial Underlier Level you will receive a capped Maximum Settlement Amount expected to be between $1,085.90 and $1,100.80 per note; if the Final Underlier Level is < 90% you may suffer losses, potentially losing your entire investment. Estimated value on the trade date is approximately $983.90 per note. All payments are subject to issuer credit risk and the notes are not listed or FDIC insured.
Morgan Stanley Finance LLC priced principal-at-risk notes that pay a fixed 9.70% annual coupon and are fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,001,000. At maturity investors receive principal only if each underlier's final level is at or above its downside threshold; otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a complete loss of principal. The notes reference the iShares Expanded Tech-Software Sector ETF (IGV) and the State Street Technology Select Sector SPDR ETF (XLK); downside thresholds equal 60% of each underlier's initial level. Payments are subject to Morgan Stanley's credit risk and the estimated value on the pricing date was $992.80 per security.
Morgan Stanley Finance LLC priced callable Contingent Income Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector and Russell 2000® Index. The notes have a $1,000 stated principal amount, an annual contingent coupon of 12.75% (paid only if all underliers meet coupon barriers on observation dates), a call feature driven by a risk neutral valuation model, and a maturity on February 25, 2028. If any underlier’s final level is below its 70% downside threshold, payment at maturity equals principal × performance factor of the worst performing underlier, exposing investors to potential loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to Micron Technology common stock. The offering is $500,000 aggregate principal, $1,000 per security, maturing May 25, 2027, and is fully guaranteed by Morgan Stanley.
At maturity, if Micron's closing level on the observation date is at or above the downside threshold ($313.894, ~70% of the initial level), each security pays the $1,000 stated principal plus a fixed $425.30 upside payment. If the final level is below the downside threshold, repayment equals the stated principal multiplied by (final level/initial level), exposing investors to a loss of 1% for each 1% decline in the underlier; there is no minimum payment and principal could be lost. The estimated value on the pricing date was $979.20 and agent commissions were $10.42 per security.
Morgan Stanley Finance LLC priced $1,250,000 of Principal at Risk securities tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each $1,000 security can auto-redeem on scheduled determination dates for fixed early redemption payments or pay at maturity based on the final index level, subject to a 15% buffer and a 15% minimum payment. All payments are unsecured and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Buffered Jump Securities (auto-callable) due April 25, 2030, fully guaranteed by Morgan Stanley. The stated principal is $1,000 per security with an aggregate principal amount of $530,000. The securities carry a 10% buffer, a 242.50% participation rate on the worst performing underlier, and a minimum payment at maturity of 10% of principal. The first determination date for automatic early redemption is April 28, 2027 with a fixed early redemption payment of $1,100 per security if both underliers meet their call thresholds (100% of initial levels). Initial levels (strike) and call thresholds equal NDX 26,479.47 and SPX 7,064.01 (as of April 21, 2026). Estimated value on the pricing date was $987.50 per security and the issue price is $1,000 (agent commission $7.50 per security). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $500,000 aggregate principal of contingent-income, principal-at-risk notes due April 24, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an annual contingent coupon of 12.00%, a 15% buffer and a 15% minimum payment at maturity. The securities are automatically callable beginning with the redemption determination date on April 21, 2027 if the underlier meets the call threshold of 1,252.95. Issue price was $1,000 with an estimated value on the pricing date of $908.20. Coupon payments and early redemption depend on observation and redemption determination dates tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index; losses of principal occur if the final level is below the buffer level.
Morgan Stanley Finance LLC offers $1,500,000 aggregate principal amount of Principal at Risk contingent income auto-callable securities, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and a contingent coupon at an annual rate of 6.25%.
The securities pay coupons only if each underlier is above its coupon barrier on observation dates, may auto-redeem on specified redemption determination dates, and expose investors to losses tied to the worst performing underlier (S&P 500®, Russell 2000®, Nasdaq-100®). All payments are subject to Morgan Stanley's credit risk.