Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor notes linked to the worst performer of Amazon, Apple and Microsoft stock, maturing on February 16, 2029. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee principal. If the worst-performing stock finishes above its initial level, holders receive $1,000 plus 190% of that stock’s gain. If it finishes between its initial level and a 50% buffer, investors receive only $1,000.
If the worst-performing stock closes more than 50% below its initial level, investors lose 2% of principal for every 1% drop beyond the buffer, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is approximately $951.10 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering Trigger Autocallable Contingent Yield Notes due February 15, 2029, fully guaranteed by Morgan Stanley. The notes pay contingent quarterly coupons at a rate to be set on the trade date (range 8.00% to 8.60% per annum) and are automatically callable beginning August 11, 2026 if both Underlyings close at or above their Initial Underlying Prices on an Observation Date. The payout is linked to the least performing of the State Street® SPDR® S&P 500® ETF (SPY) and the Invesco KBW Bank ETF (KBWB); Coupon Barriers and Downside Thresholds equal 70% of each Initial Underlying Price. If, at maturity, the Least Performing Underlying is below its Downside Threshold, principal will be reduced proportionally (example: a 60% decline produces a $4.00 payment on a $10 principal). Issue Price is $10.00 (estimated value on the Trade Date approx $9.577); minimum investment is $1,000. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to the worst performer of the Nasdaq-100 Index® and the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000.
Investors may receive a contingent coupon at an annual rate of 8.45%, but only when both indices close at or above their respective coupon barrier levels (70% of initial levels) on scheduled observation dates. The notes can be automatically called starting February 12, 2027 if both indices are at or above 100% of their initial levels, paying principal plus the applicable coupon.
If not redeemed early, and on the final observation date both indices are at or above their 70% downside thresholds, investors receive principal back (plus the final coupon if payable). If either index finishes below its downside threshold, repayment is reduced 1-for-1 with the decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is approximately $991.10 per security.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for a Trigger PLUS note due February 19, 2031. The securities have a $1,000 stated principal amount per security, a 175% leverage factor for upside and a downside threshold equal to 75% of the initial level.
The payment at maturity depends on the EURO STOXX 50® Index closing level on the observation date: investors receive principal plus leveraged upside if the final level is above the initial level; principal only if final level is between the downside threshold and initial level; and a prorated loss (1% loss per 1% decline) if the final level is below the downside threshold, with no minimum payment.
Morgan Stanley Finance LLC priced $19,648,000 of Contingent Income Auto-Callable Securities due February 9, 2029. Each security has a $1,000 stated principal amount and an initial share price of $122.69 (pricing date February 6, 2026).
Holders may earn a contingent quarterly coupon at an annual rate of 11.21% (~$28.025 per quarter) only when the determination closing price is at or above the downside threshold of $85.883 (70% of the initial share price). The securities are auto-callable on quarterly determination dates if the underlying share equals or exceeds the initial share price; otherwise principal at maturity is linked 1-to-1 to the final share performance and can be less than 70% of principal or zero. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 9, 2029 linked to the common stock of Bank of America Corporation. The aggregate principal amount is $6,044,000 with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities pay a contingent quarterly coupon at an annual rate of 10.19% only when the determination closing price on a determination date is at or above the downside threshold price of $42.398 (≈75% of the initial share price of $56.53 on the pricing date). If any of the first eleven determination dates has a closing price at or above the initial share price, the securities will be automatically redeemed early for the stated principal plus the contingent coupon. If not called and the final share price is below the downside threshold, holders are exposed on a 1-to-1 basis to declines in the underlying and could receive substantially less than principal, possibly zero. All payments are subject to the credit risk of Morgan Stanley Finance LLC and the guarantor, Morgan Stanley. The estimated value on the pricing date was $970.20 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,567,000 of principal-at-risk callable contingent income securities maturing on February 9, 2029. The notes are linked to the worst performer among the State Street Energy Select Sector SPDR ETF (XLE), the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY).
Investors may receive a 10.20% per annum contingent coupon, paid only if on each observation date all three underliers are at or above their coupon barrier levels, set at roughly 65% of initial levels. If any underlier is below its barrier on an observation date, no coupon is paid for that period. From August 11, 2026, the notes are callable in whole on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem, stopping all future payments.
At maturity, if the notes have not been called and each underlier is at or above its downside threshold (about 60% of initial level), investors receive full principal plus any final coupon. If any underlier finishes below its downside threshold, principal is reduced 1% for every 1% decline of the worst performer, potentially to zero. The securities are unsecured obligations, with an estimated value on the pricing date of $972.20 per $1,000 issue price.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities due February 9, 2029, linked to the State Street® Consumer Discretionary Select Sector SPDR® ETF. Each note has a $1,000 principal amount, with a total offering size of $6,940,000, and is fully guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee a return of principal. If the ETF’s final level is at or above 80% of the initial level of $117.99, investors receive $1,000 plus a fixed upside payment of $275.60. If the final level is below the threshold, repayment falls in line with the ETF’s percentage decline, and investors can lose all invested principal.
The estimated value on the pricing date is $960.40 per note, below the $1,000 issue price, reflecting embedded structuring and hedging costs and an internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on an exchange, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount, a planned $160 contingent fixed return (at least 16% of face amount) to be set on the pricing date, and a 30% downside buffer. The securities are linked to the lowest performing of Apple, Broadcom and Tesla and mature on March 10, 2027 (calculation day March 5, 2027), with a pricing date of February 19, 2026 and original issue date February 24, 2026. The estimated value on the pricing date is approximately $952.40 per security, or within $35.00 of that estimate. All payments are subject to Morgan Stanley credit risk; investors may lose up to 70% of face amount if the lowest performing underlying closes below its threshold (70% of its starting price).
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due February 16, 2029, fully guaranteed by Morgan Stanley. The notes are linked to the worst performer among the iShares 20+ Year Treasury Bond ETF (TLT), Nasdaq‑100 Technology Sector (NDXT), Russell 2000 Index (RTY) and State Street Utilities Select Sector SPDR ETF (XLU).
Investors may receive a 12.40% per annum contingent coupon, but only if all underliers are at or above 70% of their initial levels on scheduled observation dates. The notes are callable quarterly from May 2026 based on a risk‑neutral valuation model that favors Morgan Stanley. At maturity, if not redeemed and any underlier finishes below 60% of its initial level, repayment is reduced in line with the worst underlier’s loss and can fall to zero. The estimated value on the pricing date is approximately $954.70 per $1,000 note, reflecting issuance and hedging costs.