Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk, contingent‑coupon, auto‑callable securities with a stated issue price of $1,000 per security and an estimated value on the pricing date of $901.70. The notes pay a contingent coupon at an annual rate of 11.60% on scheduled coupon dates only if the closing level of the S&P U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier (80% of the initial level) on the related observation date.
The securities can be automatically redeemed beginning on May 6, 2027 if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date. At maturity (May 6, 2031), if not redeemed, investors receive principal only if the final level is at or above the buffer level (85% of the initial level); otherwise payment equals stated principal times (performance factor + 15%), subject to a minimum payment of 15% of principal. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the ordinary shares of Credo Technology Group Holding Ltd. Each note has a stated principal amount of $1,000, an upside payment of $537.50 (53.75% of principal) and a maturity date of June 3, 2027. If the final level on the observation date is below the downside threshold (60% of the initial level), investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment at maturity. The issue price is $1,000 and the estimated value on the pricing date is approximately $949.60. All payments are subject to issuer and guarantor credit risk, and the securities do not pay interest.
Morgan Stanley Finance LLC offers Principal-at-Risk contingent income Memory Auto-Callable Securities linked to Intuit Inc. common stock. The securities have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 26.50%, automatic early redemption opportunities, and maturity on May 11, 2027. The initial level (closing on the strike date) was $383.30; the coupon barrier and downside threshold are both $249.145 (65% of the initial level). If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to full principal loss. All payments are subject to the issuer’s and guarantor’s credit risk.
The issuer, Morgan Stanley Finance LLC, is offering $17,789,000 aggregate face amount of Leveraged Buffered S&P 500® Index‑Linked Notes due July 23, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount $1,000 and provides 150% Upside Participation in positive S&P 500 performance up to a Maximum Settlement Amount $1,158.40 per $1,000. A 7.50% buffer protects against declines up to that amount; losses occur if the Final Underlier Level is below the Buffer Level (92.50% of the initial level). The Initial Underlier Level is 7,137.90 (S&P 500 Closing Level on the Trade Date: April 22, 2026). The estimated value on the trade date is $986.40 per note and the offering includes an agent commission of $9.20 per note.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-coupon, buffered auto-callable securities due May 6, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and pays a fixed coupon of 7.00% per annum. The securities pay monthly coupons, can be automatically redeemed on specified redemption dates beginning with the first redemption determination date of May 3, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the call threshold (100% of the initial level), and otherwise pay at maturity an amount that protects only a 15% buffer (buffer level 85% of the initial level) subject to a 15% minimum payment. The estimated value on the pricing date was approximately $921.30 per security; the issue price is $1,000 and issuance costs are included in that price. All payments remain subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes — Structured Investments Buffered Jump Securities with an auto-callable feature due May 6, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities offer automatic early redemption if the underlier meets the call threshold on a determination date, with predetermined early redemption payments that correspond to approximately 17.50% per annum (examples show $1,175.00 on the first determination). If not called, maturity payoffs depend on the final level versus a buffer level of 85% of the initial level and include a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $907.40 per security. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced Principal at Risk notes with a stated principal amount of $1,000 per security due May 6, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities pay a contingent coupon at an annual rate of 10.25% if the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date, and protect a portion of principal with a 15% buffer (buffer level = 85% of the initial level). If the final level is below the buffer level, payment at maturity equals the stated principal multiplied by (performance factor + buffer amount), subject to a 15% minimum payment at maturity. Estimated value on the pricing date is approximately $903.50 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley (MS) is offering $1,831,000 aggregate face amount of Capped Leveraged Basket-Linked Notes due January 7, 2028, issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each $1,000 note provides 300% upside participation subject to a cap: if the Final Basket Level exceeds the Cap Level of 110.92, the cash payment is limited to a Maximum Settlement Amount of $1,327.60 per $1,000. The notes are principal-at-risk, pay no interest, have an estimated trade-date value of $987.70 per note, and settle based on the performance of a weighted basket of five international indices measured from the trade date (April 21, 2026) to the determination date (January 5, 2028), subject to the issuer’s credit risk and other document terms.
Morgan Stanley Finance LLC offers Principal at Risk structured notes tied to the Nasdaq-100® Technology Sector, issued at $1,000 per security with an aggregate principal amount of $697,000. The notes are fully and unconditionally guaranteed by Morgan Stanley and mature on July 26, 2027.
At maturity investors receive the stated principal plus a fixed $101 upside payment (10.10%) if the final level is at or above a buffer level (~85% of the initial level). If the final level is below the buffer, losses are 1% per 1% decline beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC priced Market-Linked Notes due April 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $100,000. They pay no interest and provide at‑maturity upside equal to the 200% participation rate applied to the underlier percent change, subject to a $1,520 maximum payment per note.
The underlier is a three-stock basket (Blackstone, KKR, Ares), each weighted one third with initial levels and fixed multipliers set on the pricing date. Payments depend solely on the closing basket level on the observation date of April 21, 2031. All payments are subject to issuer credit risk, the notes are unsecured, not listed, and MS & Co. may not maintain a secondary market.