Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Digital Equity-Linked Notes linked to the common stock of ServiceNow, Inc. (Bloomberg: NOW). Each note has a Face Amount of $1,000, a Threshold Level of 80.00% (20.00% buffer) and a capped Maximum Settlement Amount expected between $1,250.50 and $1,294.70 per $1,000 face amount. If the Final Underlier Level is below the Threshold Level at the Determination Date, the payment formula can produce a loss of principal, including a total loss. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. Morgan Stanley estimates the Trade Date value at approximately $976.60 per note and the price to public is $1,000 with agent commissions of $10.90 per note.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due May 6, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $515 ( 51.50%) and is linked to the worst performing of the iShares MSCI EAFE ETF and the Russell 2000 Futures Excess Return Index. The observation date is April 30, 2031 (strike/pricing April 30, 2026) and the estimated value on the pricing date was approximately $976.90 per security. If the final level of either underlier is below its 65% downside threshold of its initial level, the payment at maturity will equal the stated principal amount multiplied by the performance factor of the worst performing underlier, exposing investors to a potential loss of principal on a 1% for 1% basis, including possible total loss.
Morgan Stanley Finance LLC priced auto-callable Principal-at-Risk notes linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal per security and an original issue price of $1,000. The notes pay no interest, may auto‑redeem on the first determination date (May 7, 2027) for an early redemption payment, and mature on May 5, 2031 if not redeemed. At maturity the payout depends on index performance: appreciation is paid at a 274% participation rate if the final level exceeds the initial level; investors receive principal only if the final level is between the downside threshold (70% of the initial level) and the initial level; if the final level is below the downside threshold investors suffer pro rata losses, possibly losing their entire investment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk. The estimated value at pricing was approximately $974.50 per security.
The issuer Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the common stock of MP Materials Corp. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The notes mature on October 28, 2027 and pay no interest.
At maturity, if the arithmetic average closing price on the final averaging dates is at least the downside threshold (70% of the initial level), investors receive the $1,000 principal plus a fixed upside payment of $530.60. If the final level is below the threshold, holders incur losses equal to the percentage decline in the underlier; there is no minimum payment and the investment could become worthless. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The notes (guaranteed by Morgan Stanley) can auto-redeem on the first determination date for $1,135 if the underlier is at or above the call threshold (100% of the initial level). If not auto-redeemed, maturity payments vary: full principal plus a 200% participation in upside if the final level is above the initial level; full principal if the final level is ≥70% of the initial level; and a pro rata principal loss if the final level is below 70% of the initial level. All payments are subject to issuer credit risk, the estimated value on pricing was approximately $976.40, and the securities do not pay interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes called Buffered Jump Securities with an auto‑callable feature, linked to the worst performing of Apple, Microsoft and NVIDIA. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes mature on June 6, 2029 with a final determination date of June 1, 2029. The securities do not pay interest, include a 20% buffer and a 250% participation rate for upside on the worst performing underlier. An automatic early redemption may occur on the first determination date with an early redemption payment of $1,537.50. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk buffered, auto-callable securities linked to the worst-performing share among Broadcom, Micron and NVIDIA. Each security has a $1,000 stated principal amount, a 21% buffer, a 350% participation rate and a maturity date of June 6, 2029. If on the first determination date all three underliers are at or above their call thresholds, securities will be automatically redeemed for $1,800 on the early redemption date. If not redeemed, final payoff depends on the worst-performing underlier: above initial level yields principal plus upside; decline within the 21% buffer returns principal; larger declines reduce principal dollar-for-dollar beyond the buffer, subject to a 21% minimum payment. All payments are subject to Morgan Stanley's credit risk and the offering includes issuance, structuring and hedging costs reflected in an estimated value of approximately $967.90 on the pricing date.
Morgan Stanley is offering principal-at-risk, contingent-income auto-callable securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 10.90%, automatic early redemption opportunities beginning on November 12, 2026, and a maturity date of August 17, 2027
The securities pay a contingent coupon only if the closing level of both underliers (the Nasdaq-100® Technology Sector Index℠ and the Russell 2000® Index) meets or exceeds coupon barrier levels on observation dates. Automatic early redemption occurs if both underliers meet call threshold levels on a redemption determination date; otherwise, at maturity investors either receive principal (if final levels are at or above downside thresholds) or a reduced cash payment tied to the worst performing underlier, potentially resulting in the loss of all principal.
Morgan Stanley Finance LLC is offering Trigger PLUS™ Principal-at-Risk securities due May 6, 2031 that reference the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $958.20 ("within $40.00 of that estimate"). The securities pay no interest and expose investors to credit risk of Morgan Stanley and principal loss if the underlier’s final level is below the downside threshold (70% of the initial level). Upside is amplified by a 207% leverage factor applied to positive index performance measured from the strike date (May 1, 2026) to the observation date (May 1, 2031).
The securities return the stated principal if the final level is between the downside threshold and the initial level; they return the stated principal plus the leveraged upside payment if the final level is greater than the initial level. If the final level is below the downside threshold, investors suffer losses pro rata with index declines; there is no minimum payment and principal could be lost.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable structured notes due June 6, 2029 linked to the S&P 500® Futures Excess Return Index. The issue price is $1,000 per security with a 150% participation rate, a 60% downside threshold, and an automatic early redemption opportunity on the first determination date (May 10, 2027) with an early redemption payment of $1,126.50. Payments are unsecured and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk and investors may lose their entire investment.