Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC files a preliminary pricing supplement for Principal at Risk notes linked to Broadcom Inc. common stock. The notes have a $1,000 stated principal and an original issue price of $1,000 per security, an estimated value of approximately $977.90 on the pricing date, a contingent coupon at an annual rate of 15.93%, a strike date of April 30, 2026, and mature on November 4, 2027. The securities pay contingent coupons only if the underlier meets the coupon barrier (55% of the initial level) on each observation date, carry an automatic early redemption if the underlier meets the call threshold (100% of the initial level) on a redemption determination date, and expose investors to full downside risk below the downside threshold (55% of the initial level), including potential loss of principal. Coupon and redemption observation dates run from July 30, 2026 through November 1, 2027. All payments are subject to Morgan Stanley and MSFL credit risk and various structural, market, liquidity and tax risks described in the supplement.
Morgan Stanley Finance LLC is offering $2,500,000 aggregate face amount of auto-callable, principal‑at‑risk market linked securities (face amount $1,000 per security) linked to the lowest performing of the Dow Jones Industrial, the Russell 2000® and the S&P 500® Equal Weight Indexes. The pricing date is April 23, 2026 and the stated maturity (if not called) is April 28, 2032. The securities are fully and unconditionally guaranteed by Morgan Stanley, have semiannual calculation days beginning April 28, 2027, discrete call payments (first call payment $1,129.00, final call payment $1,774.00) and a contingent downside that can result in losses greater than 25% of face amount at maturity. The issuer estimates the securities' value on the pricing date at $986.30 per security. All payments are subject to the issuer's credit risk and the securities do not pay interest or dividends.
Morgan Stanley Finance LLC (MS) is offering Principal at Risk auto‑callable notes linked to NVIDIA common stock. The securities have a $1,000 stated principal and issue price, a contingent coupon at an annual rate of 13.05%, observation dates from July 30, 2026 to November 1, 2027, and maturity on November 4, 2027. Payments depend on closing levels of the underlier versus fixed thresholds (call threshold, coupon barrier and downside threshold each set at 100% or 55% of the initial level as described). Estimated value on the pricing date was approximately $979.00 per security. All payments are unsecured and subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with stated principal amount of $1,000 per security and an upside payment of $88 (8.80%). The securities pay no interest and are fully guaranteed by Morgan Stanley. If the final level on the observation date is below the buffer level (90% of the initial level), investors lose 1.1111% of principal for every 1% decline beyond the 10% buffer; there is no minimum payment and the investment could be worth zero at maturity. The pricing date was April 27, 2026, the strike date was April 24, 2026 (initial level 7,165.08), the observation date is May 7, 2027 and the maturity date is May 12, 2027. The estimated value on the pricing date was approximately $984.00 per security; the issue price is $1,000 (agent commission $10, proceeds to issuer $990).
Morgan Stanley Finance LLC priced $2,000,000 of buffered digital basket-linked notes due January 26, 2028, guaranteed by Morgan Stanley. Each $1,000 note is linked to a five-index basket (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200) with an initial basket level of 100 and a 5% downside buffer. If the final basket level is ≥100, holders receive at least a $1,157.10 threshold payment; if the final basket level is <95, holders suffer proportional losses, potentially losing their entire principal. Trade date is April 23, 2026, original issue date April 28, 2026, determination date January 24, 2028. Estimated value on the trade date: $976.20 per note. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $15,350,000. The securities pay a $1,000 issue price per security and carry a contingent annual coupon of 12.10%, payable only if both the Nasdaq-100 and S&P 500 closing levels meet coupon barrier levels on specified observation dates.
The notes are callable beginning on May 27, 2026, mature on January 26, 2027, and feature a 15% buffer and a downside factor of 1.1765; if the worst performing underlier falls below the buffer at maturity, principal is reduced per the stated formula. The estimated value on the pricing date was $991.20 per security.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities with Downside Factor linked to Credo Technology Group Holding Ltd ordinary shares and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, mature on May 10, 2027, and were issued at $1,000 with an estimated value on the pricing date of $954.80. If the final level on the observation date is at or above the buffer level (80% of the initial level), holders receive principal plus a fixed upside payment of $616.20 (61.62%). If the final level is below the buffer level, holders lose 1.25% of principal for every 1% decline beyond the 20% buffer; there is no minimum payment and investors could lose their entire investment. The initial level is $183.32 (strike date closing level), buffer level is $146.656, observation date is May 5, 2027 (subject to postponement), and aggregate issuance was $575,000.
The Morgan Stanley Finance LLC preliminary pricing supplement describes an offering of Principal at Risk structured notes due June 11, 2027, linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay no interest and provide (i) upside participation of 100% subject to a $1,075 maximum payout, (ii) an absolute-return participation feature that yields up to a 19% positive return if the index declines no more than the 19% buffer, and (iii) a downside that absorbs losses beyond the 19% buffer with a 19% minimum payment at maturity. All payments are subject to the issuer's and guarantor's credit risk; the securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $17,136,000 of leveraged buffered S&P 500® index-linked notes ("PLUS") due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® performance from the trade date April 22, 2026 to the determination date October 20, 2027. For each $1,000 face amount, investors receive:
- up to a Maximum Settlement Amount of $1,189.45 if the final index level is at or above the Cap Level;
- the $1,000 face amount if the index decline is no greater than 7.50% (the Buffer Amount);
- a reduced cash payment (and possible loss of principal) if the index declines by more than 7.50%, calculated using the Buffer Rate (~108.11%).
The Original Issue Price is $1,000 per note, the estimated value on the trade date is $985.20 per note, and MS & Co. acted as agent with a commission of $11.10 per note.
Morgan Stanley Finance LLC priced $7,113,000 of leveraged buffered MSCI EAFE® Index-linked notes due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes offer 200% upside participation in index gains up to a $1,213.20 cap per $1,000 face amount and provide a 7.50% buffer against declines (buffer level 92.50% of the initial index level). If the index falls by more than 7.50%, holders suffer a pro rata loss; there is no minimum payment. Trade Date is April 22, 2026, Original Issue Date April 27, 2026. The issuer estimates the value on the Trade Date at $981.30 per note; price to public is $1,000 with agent commission $11.10 and proceeds to issuer $988.90 per note.