Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable securities tied to the S&P 500® Index with $1,000 stated principal per security and $750,000 aggregate principal. The notes pay an 8.64% contingent annual coupon on observation dates only if the index closes at or above the coupon barrier (80% of the initial level). The securities may be automatically redeemed on specified redemption determination dates beginning August 5, 2026 if the index is at or above the call threshold (initial level). At maturity May 10, 2027, investors receive principal only if the final level is at or above the downside threshold (80% of initial level); otherwise payoff equals principal × (final level / initial level), exposing investors to full downside risk. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced principal‑at‑risk securities fully and unconditionally guaranteed by Morgan Stanley, $1,000 stated principal per security, aggregate $696,000, maturing July 28, 2027.
Payment at maturity is linked to the worst performing of the Russell 2000® and S&P 500® indices: if both final levels are ≥ their 75% downside thresholds, holders receive the $1,000 stated principal plus an $128.50 upside payment (12.85%); if the worst performing underlier is below its 75% threshold, holders suffer principal loss equal to the worst underlier’s percentage decline (no minimum payment). Estimated value on the pricing date was $984.40; commission was $12.50 per security.
Morgan Stanley Finance LLC is offering Buffered Digital MSCI EAFE® Index-Linked Notes, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000. The Maximum Settlement Amount is expected to be between $1,114.20 and $1,134.30 per note, and the Threshold Level equals 90% of the Initial Underlier Level. The Buffer Rate is approximately 111.11%. The Determination Date is expected to be between 15 and 17 months after the Trade Date; the estimated value on the Trade Date is approximately $993.40 per note. The notes pay no interest, are unsecured, are subject to Morgan Stanley credit risk, and can lose principal if the Final Underlier Level is below the Threshold Level. Additional terms, risks and tax treatment are set forth in the accompanying supplements and prospectus.
Morgan Stanley Finance LLC is offering principal-at-risk notes due June 3, 2027 linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal amount and a fixed upside payment of $91 ( 9.10%) payable at maturity if both underliers finish at or above their downside threshold levels. If the final level of either underlier is below its downside threshold (set at 65% of its initial level), the holder suffers a loss proportional to the decline in the worst performing underlier; there is no minimum payment. The pricing date and strike date are April 28, 2026, the observation date is May 28, 2027 (subject to postponement), and the estimated value on the pricing date is approximately $992 per security.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note that is fully guaranteed by Morgan Stanley and linked to the worst performing of three underliers: the State Street® Energy Select Sector SPDR® ETF (XLE), the Russell 2000® Index (RTY) and the State Street® Technology Select Sector SPDR® ETF (XLK). Each security has a stated principal amount of $1,000 and an upside payment of $181 (18.10%) payable at maturity if every underlier finishes at or above its 75% downside threshold.
The securities pay no interest and expose investors to full downside of the worst performing underlier on the observation date of June 1, 2027, with maturity on June 4, 2027. Estimated value on the pricing date was approximately $983.80 per security; the original issue price is $1,000, which includes issuance, structuring and hedging costs. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the common stock of Apple Inc. The notes have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $984.80, and a contingent coupon at an annual rate of 10.00%.
The securities may be automatically redeemed on specified redemption determination dates beginning November 9, 2026 if the closing level of the underlier meets the call threshold (100% of the initial level). Coupons are paid only when the underlier’s closing level on observation dates is at or above the coupon barrier (70% of the initial level). If not auto-redeemed, maturity is June 11, 2027, with a downside threshold of 70% of the initial level and a payment at maturity equal to the stated principal multiplied by the performance factor (final level/initial level) if the final level is below that threshold.
Morgan Stanley Finance LLC amended a preliminary pricing supplement for a contingent income auto-callable principal‑at‑risk note linked to the common stock of Ulta Beauty, Inc. The notes have a $1,000 stated principal per security, an estimated value of approximately $968 on the pricing date and a contingent annual coupon of 12.05%. Key terms: strike/pricing date May 1, 2026, original issue date May 6, 2026, final observation June 1, 2027 and maturity June 4, 2027. Coupons pay only if the underlier meets the coupon barrier (68% of the initial level) on each observation date; automatic early redemption can occur if the closing level meets the call threshold (100% of the initial level) on a redemption determination date. If not called and the final level is below the downside threshold (68% of initial), payment at maturity is reduced by the performance factor and could be zero. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC filed Amendment No. 1 to a preliminary pricing supplement for Principal at Risk contingent income auto-callable securities linked to Ulta Beauty, Inc. common stock. The notes pay a contingent coupon of 14.50% per annum, may auto-redeem on scheduled dates, and repay principal at maturity only if a downside threshold is not breached. The issue price is $1,000 per security; the document lists an estimated value of approximately $982.80 on the pricing date. Key dates include strike/pricing date May 1, 2026, original issue date May 6, 2026, final observation date June 1, 2027 and maturity June 4, 2027. All payments are subject to the issuer and guarantor credit risk and investors may lose some or all principal.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, auto-callable securities tied to Caterpillar Inc. common stock. Each security has a $1,000 issue price and may pay a 13.35% annual contingent coupon on scheduled observation dates only if the underlier meets the coupon barrier. The notes can be automatically redeemed early if the underlier meets the call threshold on a redemption determination date; if not redeemed, repayment at maturity depends on the final level relative to a downside threshold and can result in a loss of principal, potentially to zero. All payments are unsecured and subject to Morgan Stanley's credit risk; estimated value on the pricing date was approximately $979.30 per security.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for Structured Investments — Buffered Jump Securities with an auto-callable feature due May 5, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal amount of $1,000 per security and an issue price of $1,000. The estimated value on the pricing date is approximately $904.90. The notes include a 15% buffer (buffer level = 85% of initial level) and a call threshold of 90% of the initial level. If not auto‑redeemed, payment at maturity depends on the final level: $1,625 if final level >= call threshold; return of principal if final level >= buffer level; otherwise principal reduced 1% per 1% decline beyond the buffer, subject to a 15% minimum payment.