Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the S&P 500® Index with a $1,000 stated principal amount per security. The securities provide 150% leveraged upside subject to a $1,121.50 maximum payment and a 10% buffer (buffer level: 6,357.609, initial level: 7,064.01). At maturity on May 26, 2027, investors receive (a) principal plus leveraged upside if the final averaged index level is above the initial level (capped at the maximum payment), (b) the stated principal if the final averaged level is between the buffer level and initial level, or (c) a reduced payment reflecting a 1% loss for each 1% decline beyond the buffer (subject to a minimum payment of 10% of principal). The securities pay no interest, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. This amendment updates the preliminary pricing supplement and gives estimated value on the pricing date as approximately $986.20 per security.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities linked to Palantir Technologies Inc. class A common stock. The securities have a $1,000 stated principal per note, aggregate offering of $734,000, issue price $1,000 and an estimated value on the pricing date of $970.40. Coupons are contingent and paid only if the underlier meets the coupon barrier on observation dates; an annual contingent coupon rate of 18.65% is stated. The notes are automatically callable if the underlier equals or exceeds the call threshold on redemption determination dates. At maturity investors receive principal only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata with the underlier's decline. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Trigger PLUS principal-at-risk securities due May 3, 2032, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities offer a 130% leverage factor on positive basket performance, a downside threshold of 75, and pay at maturity based solely on the basket closing level on the observation date of April 28, 2032. The preliminary estimated value on the pricing date is approximately $944.50 per security, reflecting issuance and hedging costs embedded in the issue price. These notes pay no interest, can result in full loss of principal if the final level is below the downside threshold, and are subject to Morgan Stanley credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable notes linked to Taiwan Semiconductor Manufacturing Company Limited ADS. The notes have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $984.10, and maturity on May 19, 2027. The securities pay a contingent coupon (annual rate of at least 21.84% before final pricing) only if observation-date closing levels meet the coupon barrier (80% of the initial level). They are automatically redeemable on specified redemption determination dates if the underlier meets the call threshold (100% of the initial level). At maturity, if the final level is below the buffer (80% of initial), principal is reduced by 1.25% per 1% decline beyond the 20% buffer (downside factor 1.25); the payment could be significantly less than principal or zero. All payments are subject to issuer and guarantor credit risk.
The issuer Morgan Stanley Finance LLC is offering principal‑at‑risk, iShares 20+ Year Treasury Bond ETF (TLT)‑linked notes due in approximately 12–14 months. For each $1,000 face amount, the Maximum Settlement Amount will be set on the Trade Date and is expected to be between $1,048.70 and $1,057.20. If the Final Underlier Level is at least 90% of the Initial Underlier Level, holders receive the Maximum Settlement Amount; if the Final Underlier Level is below 90%, the cash payment is reduced by a formula using the Buffer Rate (~111.11%), and investors may lose some or all principal. The notes pay no interest, are unsecured obligations of MSFL, and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. The issuer estimates the Trade Date value at approximately $982.40 per note (Original Issue Price: $1,000), and selling concessions total $8.80 per note.
Morgan Stanley Finance LLC priced Conditional Lookback Entry Buffered PLUS notes due October 29, 2030, secured by a guarantee of Morgan Stanley. Each security has a stated principal amount of $1,000 and an initial level of 577.43 (strike date April 24, 2026). The notes offer a leveraged upside (152% leverage factor) if threshold levels are met and a 25% buffer (buffer level 433.073) against declines, subject to a 1.3333% downside factor for losses beyond the buffer. A knock-in event (any close below 519.687 during the initial observation period) changes the reference level via a conditional lookback feature and can materially affect payout. All payments are subject to issuer credit risk; estimated value on the pricing date was ~$964 per security.
Morgan Stanley Finance LLC offers Conditional Lookback Entry Trigger PLUS securities due Oct 29, 2030 that reference the S&P 500® Futures Excess Return Index and are fully and unconditionally guaranteed by Morgan Stanley. The notes provide a leveraged upside (leverage factor 164%) and a conditional lookback feature that can adjust the initial reference level (initial level 577.43), but they do not pay interest and principal is at risk.
At maturity payments depend on (1) whether a knock-in event occurred during the initial observation period (knock-in level 519.687 = 90% of the initial level), (2) the final level on the observation date, and (3) comparisons to the upside threshold (606.302) and downside threshold (404.201). The estimated value on the pricing date was approximately $951.00 per security and the stated issue price is $1,000 per security. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a series of PLUS linked to the Russell 2000® Index maturing June 4, 2027. Each PLUS has a $1,000 stated principal, a 300% leverage factor on upside subject to a maximum payment of $1,194.20, and exposes investors on a 1:1 basis to downside, including total loss.
The offering price is $1,000 per PLUS, the estimated value on the pricing date was approximately $969.00, and all payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley.
The issuer Morgan Stanley Finance LLC is offering Principal-at-Risk auto-callable securities linked to the common stock of NVIDIA Corporation. The offering aggregates $17,397,000 at an issue price of $1,000 per security. The securities pay a contingent coupon of 12.32% per annum, are subject to automatic early redemption if the underlier meets the call threshold, and expose investors to potential loss of principal if the final level is below the downside threshold. Pricing and strike date were April 23, 2026, with maturity on October 28, 2027. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes tied to the performance of Amazon.com, Inc. common stock. Each note has a stated principal of $1,000, an upside payment of $138 (13.80%) payable at maturity if the final level is greater than or equal to the downside threshold, and a downside threshold of $178.752 (70% of the initial level).
If the final level on the observation date is at or above the downside threshold, investors receive principal plus the fixed upside payment. If the final level is below that threshold, the payment equals the stated principal multiplied by (final level / initial level), exposing investors to proportional losses of principal (potentially to zero). Key dates include a strike date of April 22, 2026, pricing date April 23, 2026, original issue date April 28, 2026, observation date May 24, 2027, and maturity May 27, 2027. The estimated value on the pricing date was $982.30 per security, below the $1,000 issue price, reflecting issuance and hedging costs.