Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The pricing supplement describes Morgan Stanley Finance LLC's Structured Investments Enhanced Trigger Jump Securities, unsecured notes fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, issue price $1,000 and mature on May 27, 2027. Payment at maturity depends solely on the worst performing of three underliers: the Invesco S&P 500® Equal Weight ETF, the Nasdaq-100® Index and the Russell 2000® Index. If the final level of each underlier is at or above its 60% downside threshold, holders receive the stated principal plus an $88 upside payment (8.80%). If any underlier is below its downside threshold, holders lose in proportion to the decline of the worst performing underlier and could lose the entire principal. The offering size is $2,151,000 aggregate. All payments are subject to Morgan Stanley's credit risk; the estimated value on pricing date was $989.40 per security.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to Eli Lilly common stock. The securities have a stated principal amount of $1,000 per security, an aggregate principal amount of $4,764,000, and mature on May 12, 2027. The notes pay a fixed upside payment of $176.20 (17.62%) if the final level is at or above a buffer level equal to 85% of the initial level. If the final level is below the buffer level, investors bear losses at a downside factor of 1.1765 per 1% decline beyond the 15% buffer and could lose their entire principal. The estimated value on the pricing date was $981.50 per security and the issue price was $1,000 (agent commission $10; proceeds $990 per security). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $875,000 in Principal-at-Risk auto-callable notes linked to Eli Lilly common stock. Each security has a stated principal amount of $1,000 and may pay a contingent coupon of 15.50% per annum on specified observation dates if the underlier meets the coupon barrier.
Automatic early redemption can occur on specified dates if the closing level equals or exceeds the call threshold. If not redeemed, maturity payments depend on the final level versus a downside threshold (approximately 68% of the initial level), and investors may lose up to their entire principal. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced a primary offering of Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an aggregate principal amount of $1,162,000 and an estimated value on the pricing date of $981.90 per security. The notes reference the Nasdaq-100 and S&P 500 indices, carry a 211.50% participation rate, a 10% buffer (buffer levels at 90% of initial levels) and an early redemption feature that pays $1,100 per security if both underliers meet call thresholds on the first determination date. Principal is at risk at maturity if the worst performing underlier falls below its buffer; minimum payment at maturity is 10% of principal.
Morgan Stanley Finance LLC priced callable contingent income securities with principal at risk, linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. The notes pay a contingent coupon of 11.05% per annum on each coupon date only if the closing level of each underlier meets its coupon barrier (70% of initial level) on the related observation date. The securities may be called beginning April 29, 2027 if a risk-neutral valuation model determines redemption is economically rational; early calls shorten the term and end future payments. At maturity, if every underlier is at or above its downside threshold (70% of initial), investors receive principal; if any underlier is below that threshold, repayment equals principal × performance factor of the worst performing underlier, exposing investors to full downside and possible loss of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a callable contingent income note series fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal per security, a 13.40% per annum contingent coupon (paid only if each underlier meets its coupon barrier on observation dates), a May 4, 2026 strike/pricing date and a May 10, 2027 maturity.
The securities reference the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500® and pay at maturity the principal if each final level is at or above its 70% downside threshold; otherwise payment equals principal × performance factor of the worst performing underlier. The notes may be called beginning August 7, 2026 based on a risk neutral valuation model determination; estimated value on pricing date was ~$985.70.
Morgan Stanley Finance LLC priced market-linked notes due May 5, 2031 linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal per note and a 128% participation rate. The notes pay no interest and at maturity will return principal plus 128% of any appreciation in the underlier if the final level exceeds the initial level; if the final level is equal to or lower than the initial level, investors receive only the stated principal amount. The observation date is April 30, 2031. The estimated value on the pricing date was approximately $964.80 per note. All payments are subject to MSFL’s and Morgan Stanley’s credit risk; the notes are unsecured, unlisted and may have limited secondary-market liquidity.
Morgan Stanley Finance LLC issued a preliminary pricing supplement for Principal at Risk structured notes due June 21, 2027 (guaranteed by Morgan Stanley) referencing the worst performing of the Russell 2000® and S&P 500® indices.
The securities have a $1,000 stated principal amount per security, an $133.50 upside payment (13.35%) and a downside threshold set at 85% of each initial index level. Key dates: strike/pricing May 15, 2026, original issue May 20, 2026, observation June 15, 2027.
The estimated value on the pricing date is approximately $972.10. Investors face full principal risk if the worst performing underlier falls below the downside threshold; payments are unsecured obligations and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering auto-callable principal-at-risk notes due May 6, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the S&P 500® Futures Excess Return Index, carry a 280% participation rate and may be automatically redeemed on May 13, 2027 if the underlier meets a call threshold set at 110% of the initial level. If not called, payments at maturity depend on the final index level versus a downside threshold of 75% of the initial level; losses may equal 1% for each 1% decline below that threshold. The stated principal amount is $1,000 per security and the estimated value on the pricing date is approximately $976.20. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $1,000,000 of contingent‑coupon, memory auto‑callable notes linked to Intuit Inc. common stock, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an annual contingent coupon of 26.50%, and a pricing date of April 24, 2026.
The notes pay contingent coupons only if the underlier’s closing level meets the coupon barrier (65% of the initial level = $249.145) on observation dates. The notes are automatically called if the closing level is at or above the call threshold (initial level = $383.30) on specified redemption determination dates. If not called, maturity is May 11, 2027, and principal repayment depends on the final level relative to the downside threshold (65% = $249.145) — principal can be reduced pro rata down to zero. Estimated value on pricing date: $977.80 per security.