Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers $11,128,000 of Digital S&P 500® Index-Linked Notes due September 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note pays no interest and returns either a capped upside of $1,131.10 per note if the S&P 500 closes at or above 87.50% of its initial level on the Determination Date, or a downside cash payment that can result in partial or total loss of principal if the index falls below that threshold.
The Trade Date is April 20, 2026 (Original Issue Date April 23, 2026). The Initial Underlier Level is 7,109.14 and the estimated value on the Trade Date is $996.60 per note. All payments are subject to issuer and guarantor credit risk; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC priced structured, market-linked notes due April 22, 2031 underwritten by Morgan Stanley, offering an aggregate principal amount of $300,000 at a per-note issue price of $1,000.
The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, pay no periodic interest, and provide payment at maturity equal to the stated principal plus an upside payment if the S&P 500® Futures Excess Return Index final level exceeds the initial level (initial level: 574.76). The participation rate is 111%; the observation date is April 17, 2031. The estimated value on the pricing date was $945.90 per note and selling dealers receive a fixed commission of $33.50 per note.
Morgan Stanley Finance LLC priced a $685,000 aggregate offering of Principal at Risk structured notes linked to the worst-performing of NVIDIA, Microsoft and Alphabet common stocks. Each $1,000 security has a 300% participation rate, an early redemption payment of $1,450 on the first determination date and an estimated value on the pricing date of $944.60.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, do not pay interest, and expose investors to principal loss if the worst-performing underlier falls below its 50% downside threshold. Automatic early redemption occurs if each underlier meets its 100% call threshold on the first determination date.
Morgan Stanley Finance LLC priced an offering of Principal-at-Risk, auto-callable jump securities linked to the worst performing of the Russell 2000 and the S&P 500. The issue is $27,744,000 in aggregate principal, $1,000 stated principal per security, with an estimated value on the pricing date of $975.60. The notes pay no interest, may be automatically redeemed on scheduled determination dates for increasing fixed early redemption payments, and pay at maturity either a fixed positive return, the stated principal, or an equity-linked loss determined by the worst performing underlier; downside thresholds are 1,943.83 (RTY) and 4,988.242 (SPX), each equal to 70% of their initial levels. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments "Buffered PLUS" principal-at-risk notes totaling $540,000. The securities have a April 22, 2026 issue date and a April 20, 2029 maturity and are fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, an estimated value on the pricing date of $980.90, a leverage factor of 148.50%, a buffer amount of 15% (buffer level 488.546), and a minimum payment at maturity of 15% of principal. Payment depends on the S&P 500® Futures Excess Return Index closing level on the observation date (April 17, 2029); losses beyond the buffer are passed through on a 1:1 basis.
Morgan Stanley Finance LLC is offering callable Principal at Risk securities due February 23, 2028 linked to the worst performing of three underliers: the State Street® Industrial Select Sector ETF, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a contingent coupon of 9.45% per annum payable only if each underlier meets its coupon barrier on each observation date. The issuer may call the notes on specified monthly redemption dates beginning January 22, 2027 if a risk neutral valuation model shows calling is economically rational. At maturity investors receive the $1,000 stated principal if every underlier is at or above its downside threshold (50% of initial level); otherwise the payment equals stated principal × performance factor of the worst performing underlier, resulting in potential loss of principal down to zero. Issue price is $1,000 per security, estimated value on pricing date was $988.80, aggregate principal offered $1,130,000. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced contingent-income, memory buffered, auto-callable principal-at-risk securities linked to Taiwan Semiconductor Manufacturing Company Limited American depositary shares. The offering totals $10,606,000 at a $1,000 stated principal amount per security and matures on May 5, 2027, with observation dates ending April 30, 2027. The securities pay a contingent coupon at an annual rate of 20.36% only if the underlier meets coupon barrier tests, feature a buffer at $296.40 (80% of initial level) and apply a 1.25 downside factor to declines beyond the buffer; principal is at risk and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a structured note offering: this Dual Directional Trigger PLUS links returns to the EURO STOXX 50® Index and is fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, aggregate principal of $1,439,000, and an estimated value on the pricing date of $932.30 per security. At maturity on April 22, 2032, payoffs vary by index performance: leveraged upside of 145% on appreciation, a capped absolute return if declines stay above a 60% threshold, and full downside exposure below that threshold. All payments are subject to Morgan Stanley's credit risk and there is no guaranteed return of principal.
Morgan Stanley Finance LLC priced a $1,020,000 offering of buffered, auto-callable Principal at Risk securities linked to the worst performing of the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME). Each security has a $1,000 stated principal amount, $1,000 issue price, an estimated value on the pricing date of $957.70, and carries a 15% downside buffer with a 15% minimum payment at maturity. The securities may automatically redeem on specified determination dates for scheduled early redemption payments (ranging from $1,045.00 to $1,240.00) and mature on January 22, 2029. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC issues Structured Investments — Buffered Participation Securities tied to a three‑component basket and fully guaranteed by Morgan Stanley. The offering comprises $530,000 aggregate principal of $1,000 securities (issue price $1,000 each; estimated value $987.80). Each security has a 100% participation rate, a 20% buffer (buffer level = 80), a maximum payment at maturity of $1,252.50, and a minimum payment of 20% of principal. Payments depend on the basket’s closing final level on the observation date February 17, 2028, with principal at risk if the final level is below the buffer.