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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities totaling $885,000 aggregate principal. The notes have a stated principal of $1,000 per security, maturity on May 20, 2027 and an observation date of May 17, 2027. At maturity investors receive $1,000 plus an upside payment of $112.50 (an 11.25% capped gain) if each underlier is at or above its downside threshold (70% of initial levels); otherwise the payout equals the stated principal multiplied by the performance factor of the worst performing underlier, with no minimum payment and potential loss of the entire investment. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The pricing date estimated value was $966.20 per security, the issue price was $1,000 and selected dealers receive a fixed commission of $23.75 per security.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to a weighted basket of 18 stocks with a term of approximately 5 years. Each Security has an Issue Price of $10.00 and a Principal Amount of $10.00. The Observation Date is March 4, 2027 and the Final Valuation Date is February 25, 2031 with Maturity on February 28, 2031.
If the Observation Date Closing Basket Level is greater than or equal to the Autocall Barrier of 100, the Securities will be automatically called and pay a fixed Call Price of $11.175 (based on an annual Call Return Rate of 11.75% per annum). If not called, maturity payments depend on the Basket Return and the Upside Gearing (range 1.30–1.50): positive Basket Return produces leveraged upside; a Final Basket Level below the Downside Threshold of 75 can result in a loss of a significant portion or all of principal. Estimated value on the Trade Date is approximately $9.175 per Security.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk securities with an aggregate principal amount of $12,731,000. The notes are issued at $1,000 per security and mature on February 21, 2031, with the final observation date of February 18, 2031.
The securities pay a contingent coupon at an annual rate of 16.50% subject to the coupon barrier level of 2,199.704 (80% of the initial level). Automatic early redemption is possible if the underlier is at or above the call threshold of 2,749.63 (100% of the initial level) on specified determination dates. At maturity, if the final level is below the downside threshold of 1,649.778 (60% of the initial level), principal is reduced pro rata by the performance factor.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) due February 25, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The pricing and strike date are February 20, 2026, and the estimated value on the pricing date is approximately $934.70.
At maturity, if the basket underlier appreciates, holders receive the stated principal plus a 170% leverage factor times the underlier percent change; if the underlier declines, holders lose 1% of principal for each 1% decline in the underlier. Payments are subject to MSFL's and Morgan Stanley’s credit risk, there is no interest, no minimum payment at maturity, and investors may lose their entire investment.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 21, 2031 with an aggregate principal amount of $799,000 at an issue price of $1,000 per security. The notes pay a 6.70% contingent coupon on each coupon payment date only if the closing level of each underlier meets its coupon barrier, and they are linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® and S&P 500®.
Automatic early redemption may occur on scheduled redemption determination dates starting February 17, 2027 if each underlier meets its call threshold (100% of initial levels). At maturity, if any underlier is below its downside threshold (70% of initial level), payment is reduced pro rata to the worst performing underlier; principal could be significantly reduced or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst performing of the State Street Energy Select Sector SPDR ETF, the Nasdaq-100 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and a contingent annual coupon of 8.00% that pays only if all underliers meet coupon barriers on observation dates.
The securities may be automatically redeemed on scheduled redemption determination dates beginning on February 26, 2027 if each underlier is at or above its call threshold; otherwise holders face potential principal loss at maturity on March 2, 2029 if the final level of any underlier is below its buffer (a 25% buffer), subject to a 25% minimum payment at maturity. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk securities linked to the S&P 500® Futures Excess Return Index. The issue totals $2,302,000 in $1,000 denominations, with an issue date of February 20, 2026 and maturity on February 21, 2031. The notes pay no interest, carry a 200% participation rate in upside at maturity, feature automatic early redemption (first determination date February 24, 2027) for an early redemption payment of $1,135, and a downside threshold at 70% of the initial level (initial level 554.73; downside threshold 388.311). The estimated value on the pricing date is $946.80 per security and the agent received commissions of $36.25 per security.
Morgan Stanley Finance LLC offers contingent-income, principal-at-risk notes due August 30, 2027. The securities have a $1,000 stated principal amount per security and an original issue price of $1,000; the estimated value on the pricing date is approximately $962.10.
The notes pay a contingent coupon at an annual rate of 9.55% for each interest period only if the closing level of each underlier meets or exceeds its coupon barrier on the related observation date. The notes are auto-callable on specified redemption determination dates beginning May 26, 2026. At maturity, if no early redemption occurs and each underlier’s final level is at or above its buffer level, investors receive the stated principal; if the worst performing underlier is below its buffer level, holders lose 1% principal for each 1% decline beyond the 20% buffer, subject to a minimum payment at maturity of 20% of stated principal. The value and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for callable Contingent Income Securities due February 23, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and issue price, an estimated value of approximately $979.20 on the pricing date, and a contingent coupon of 10.60% per annum payable only if each underlier closes at or above its coupon barrier on observation dates. The securities are linked to the worst performing of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index. The notes may be called beginning on May 26, 2026 based on a risk neutral valuation model; if not redeemed, holders receive principal at maturity only if each underlier is at or above its downside threshold (60% of initial level), otherwise investors bear losses equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes fully guaranteed by Morgan Stanley linked to the iShares® Russell 2000® ETF. The stated principal amount and issue price are $1,000 per security; the estimated value on the pricing date is approximately $960.10. The initial level of the underlier (closing level on the strike date) was $263.99, which also sets the call threshold at 100% and the downside threshold at 90% ($237.591).
If the closing level on the first determination date (February 25, 2027) is greater than or equal to the call threshold, the securities will be automatically redeemed on the early redemption date for an early redemption payment of $1,130 per security. If not redeemed early, maturity is February 23, 2029, with payoff mechanics: upside payment = $1,000 × participation rate (150%) × underlier percent change; if final level < downside threshold, payment = stated principal × (final level / initial level).