Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers $1,856,000 of Dual Directional Trigger PLUS notes due April 22, 2031, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk securities reference the EURO STOXX 50® Index with a stated principal of $1,000 per security and an estimated value of $969.60 on the pricing date.
At maturity the payoff is: (1) stated principal plus 148% leveraged upside if the final level exceeds the initial level (initial level 6,057.71); (2) stated principal plus a positive return equal to the absolute decline times a 100% participation rate if the final level is between the initial level and the downside threshold (60% of initial); or (3) a performance-based loss (final level / initial level) if the final level is below the downside threshold, with no minimum payment and full credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced principal-at-risk auto-callable notes linked to HubSpot, Inc. common stock with a $1,000 stated principal amount per security and $1,000,000 aggregate offering. The notes pay a contingent coupon of 43.80% per annum on observation dates only if the underlier is at or above a 65% coupon barrier. The notes are automatically redeemable on specified redemption determination dates if the closing level is at or above the call threshold of $222.98; otherwise holders face downside exposure at maturity where losses equal the percentage decline below the 65% downside threshold. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Buffered Digital Basket-Linked Notes (Face Amount $1,000 per note) due in roughly 20–23 months, fully and unconditionally guaranteed by Morgan Stanley. Payment at maturity depends on a weighted basket of five international indices and is subject to the issuer's credit risk.
The notes pay no interest. If the final basket level is at or above the initial level you may receive at least the Threshold Settlement Amount (expected between $1,141.20 and $1,165.60). If the final basket level is down but not more than 5.00%, you receive $1,000. If the final basket level declines by more than 5.00%, you can lose some or all of your principal.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable securities tied to the worst performing of the S&P 500® and S&P MidCap 400® indices. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $3,359,000. They pay no interest, may be automatically redeemed on the first determination date for an early redemption payment of $1,147, and otherwise provide either principal protection, an upside payment (125% participation) or a loss equal to the decline of the worst performing underlier. All payments are subject to credit risk of MSFL and the Morgan Stanley guarantee.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk notes due May 5, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The securities have a $1,000 stated principal amount, an estimated value of approximately $946.30 on the pricing date, and carry full guarantee by Morgan Stanley.
The first determination date is May 4, 2027 (call threshold = 100% of the initial level); the early redemption payment is $1,255. If not called, the participation rate is 330%; the downside threshold is 50% of the initial level, and losses below that threshold reduce principal pro rata. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities—Dual Directional Buffered Participation Securities—linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities mature on November 1, 2027 and reference an observation date of October 27, 2027.
Key economics: upside participation 100% subject to a $1,170 maximum per security (117%), a 15% buffer and a 15% minimum payment at maturity. Estimated value on the pricing date was approximately $993.80 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, memory-buffered auto-callable securities linked to Meta Platforms, Inc. Class A common stock. Each security has a $1,000 stated principal amount and may pay a contingent coupon only if observation-date barriers are met. The contingent coupon annual rate is 19.88%. The securities can auto-redeem on specified redemption determination dates for the stated principal plus any payable contingent coupon. At maturity, if the final level is below the 15% buffer (the buffer level is 85% of the initial level), investors suffer losses equal to the underlier decline beyond the buffer multiplied by a 1.1764 downside factor; payments could be significantly less than principal or zero. All payments are subject to MSFL/Morgan Stanley credit risk; estimated value on pricing date was approximately $984.40.
Morgan Stanley Finance LLC is offering $2,828,000 in principal‑at‑risk notes linked to the common stock of Costco Wholesale Corporation, with an issue price of $1,000 per security and an estimated value on the pricing date of $987.30 per security. The notes pay a contingent coupon of 11.72% (annual) on observation dates only if the underlier meets the coupon barrier and include an automatic early‑redemption feature if the underlier equals or exceeds the call threshold on specified redemption determination dates. At maturity, if the final level is below the buffer level ($899.901, 90% of the initial level), investors incur losses calculated with a downside factor of 1.1111 per 1% decline beyond the buffer; there is no minimum payment. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a primary offering of 3,570 principal-at-risk securities with a face amount of $1,000 per security. The securities provide 250% participation in the appreciation of the lowest-performing of four sector ETFs and a 20% buffer against declines, mature on April 29, 2027, and are fully and unconditionally guaranteed by Morgan Stanley. The estimated value on the pricing date was $948.90 per security and the public offering price was $1,000 per security; underwriting commissions and issuance costs are included in the face amount. The securities do not pay interest, expose holders to Morgan Stanley credit risk, and base the payout solely on the fund closing prices on the calculation day (April 26, 2027).
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the common stock of Eli Lilly and Company. The stated principal is $1,000 per security with an issue price of $1,000 and an estimated value on the pricing date of approximately $981.50. The notes mature on May 12, 2027 with an observation date of May 7, 2027.
The securities provide a fixed upside payment of $176.20 (17.62%) if the final level is at or above the buffer level (85% of the initial level). If the final level is below the buffer, investors incur losses equal to 1.1765% of principal for every 1% decline beyond the 15% buffer; there is no minimum payment. All payments are subject to issuer and guarantor credit risk.