Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal‑at‑risk notes with a $1,000 stated principal amount per security and an aggregate principal of $500,000. The securities are linked to the worst performing of Apple Inc., Micron Technology and NVIDIA and mature on April 20, 2029. They feature an automatic early redemption if each underlier is at or above a 90% call threshold on the first determination date (April 19, 2027), a 70% buffer level, an upside participation mechanic (300% upside participation rate) and an absolute return participation feature (100%). The estimated value on the pricing date was $943.20 per security and the original issue price is $1,000 per security. All payments are subject to the issuer’s and guarantor’s credit risk; a minimum payment at maturity is 30% of principal.
Morgan Stanley Finance LLC priced $10,444,000 of Trigger Jump Securities linked to Applied Materials common stock. The securities have a stated principal of $1,000 per security, an upside payment of $544.30 (54.43%), an initial share price of $389.90 and a downside threshold equal to $272.93 (70%). At maturity on November 3, 2027 (valuation date October 29, 2027), payouts vary: full principal plus the fixed upside payment if the final share price is >= the initial price; return of principal if the final share price is >= the downside threshold; or a prorated loss (final share price / initial share price) if the final share price is below the downside threshold. The document states an estimated value on the pricing date of $971.80 per security and warns there is no guaranteed minimum payment; holders bear both equity exposure and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due May 20, 2027, fully and unconditionally guaranteed by Morgan Stanley. The issue totals $1,034,000 (1,034 notes) at an issue price of $1,000 each and an estimated value on the pricing date of $989.30 per security. Payment at maturity depends on the performance of the worst performing of three underliers: the EURO STOXX 50® Index, the Russell 2000® Index and the State Street® Health Care Select Sector SPDR® ETF. If the worst performing underlier is at or above its 70% downside threshold on the observation date, investors receive the stated principal plus a fixed $115 upside payment (11.50%). If the worst performing underlier is below its 70% threshold, holders suffer a pro rata loss equal to the percentage decline in that underlier; there is no minimum payment and the principal could be lost. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Trigger Jump Securities linked to Microsoft Corp. stock for an aggregate principal amount of $22,859,000, fully and unconditionally guaranteed by Morgan Stanley. The two-year, principal-at-risk notes pay no interest and offer a fixed upside payment of $303 per $1,000 security if the final share price is at or above the initial share price. If the final share price is between 80% and 100% of the initial share price the payment equals the $1,000 stated principal amount. If the final share price is below 80% of the initial share price, the payment will be $1,000 multiplied by the ratio of final to initial share price, and could be significantly less than $1,000 or zero. All payments are subject to the issuers credit risk and certain calculation-agent determinations.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk note tied to the S&P 500® Index. The offering totals $500,000 in $1,000 denominations and pays a contingent coupon at an annual rate of 8.44% if observation‑date thresholds are met. Automatic early redemption is possible on scheduled determination dates; if not redeemed, maturity repayment depends on the final index level versus a 75% downside threshold, exposing investors to full or partial loss of principal.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due April 22, 2027 linked to the worst performing of three ETFs: KRE, SOXX and TLT. Each security has a stated principal amount of $1,000, an issue price of $1,000, and an estimated value on the pricing date of $970.70.
The notes may be automatically redeemed on scheduled determination dates for fixed early redemption payments that imply an approximate 16.70% per annum return if all underliers meet call thresholds. At maturity investors receive either a fixed positive payment ($1,167.00) if all underliers exceed upside thresholds, the stated principal if all underliers exceed downside thresholds, or a principal loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC priced Trigger Jump Securities linked to NVIDIA Corp. stock that mature on October 21, 2027. Each security has a $1,000 stated principal and pays no interest. Investors receive $1,391 at maturity if the final share price is ≥ the initial price ($198.35). If the final price is ≥ 70% of the initial price ($138.845), investors receive $1,000. If the final price is below 70% of the initial price, the payment equals $1,000 × (final/initial) and can be less than $700 or zero, resulting in potential loss of principal. All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date was $975.20 per security and aggregate principal issued was $5,158,000.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities (principal at risk) with an aggregate principal amount of $785,000. Each security has a $1,000 stated principal amount and matures on April 19, 2029. The notes pay a contingent coupon at an annual rate of 10.25% on observation dates when the closing level of the underlying stock is at or above the coupon barrier ($67.235, 50% of the initial level). The securities are automatically redeemable if the underlier closes at or above the call threshold ($134.47, the initial level) on any redemption determination date. At maturity, if the final level is below the downside threshold ($67.235), principal is reduced pro rata by the performance factor and could be zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced Buffered PLUS linked to a 10-stock equally weighted basket, issuing $958,000 aggregate principal of notes due May 3, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each Buffered PLUS has a $1,000 stated principal amount, a 150% leverage factor, a 10% buffer, a $100 minimum payment and a $1,465 maximum payment. The securities pay no interest, are unsecured, and all payments are subject to issuer credit risk; investors may lose up to 90% of principal. Valuation date is April 28, 2028; pricing date was April 16, 2026.
Morgan Stanley Finance LLC priced Principal at Risk securities — a structured note series fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal of $1,100,000 and a stated principal amount of $1,000 per security. The issue price is $1,000 and the estimated value on the pricing date is $984.20.
The securities pay no interest and return at maturity is linked to the worst performing of the Russell 2000® and S&P 500® indices. The upside payment is $65 (6.50%) if both underliers finish at or above a 60% downside threshold of their initial levels. If the worst performing underlier finishes below its downside threshold, holders suffer proportional losses (1% loss per 1% decline), with no minimum payment. Observation date is April 23, 2027 and maturity is April 28, 2027. All payments are subject to issuer and guarantor credit risk.