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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes totaling $6,734,000 issued at $1,000 per security. The notes are linked to the worst performing of the Russell 1000® Value Index and the Russell 2000® Index, have an automatic early redemption test on February 3, 2027 and mature on February 2, 2029.
Key economics: the participation rate is 150%, the early redemption payment is $1,170, the initial levels (strike date) were 2,163.133 (RLV) and 2,613.743 (RTY), and downside thresholds are ~80% of initial levels. Estimated value at pricing was $976.30 per security. All payments are subject to Morgan Stanley’s credit risk; principal can be partially or wholly lost if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes due March 31, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may auto‑redeem on scheduled determination dates for fixed early redemption payments. If not auto‑redeemed, maturity payouts depend on the final levels of the Dow Jones Industrial Average and the S&P 500® Index. Investors face full principal risk if the worst performing underlier falls below its downside threshold (90% of initial level). The pricing date and strike date are March 26, 2026; estimated value on pricing date is approximately $945.70 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley linked to the common stock of NVIDIA Corporation. The notes have a $1,000 stated principal amount, an observation date of April 13, 2027 and mature on April 16, 2027.
If the final level is at or above a downside threshold set at 60% of the initial level, holders receive the stated principal plus a fixed upside payment of $154.50 (15.45%). If the final level is below that threshold, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and principal could be lost in full. The estimated value at pricing was approximately $978.30 per security and the issue price is $1,000 per security, with an agent commission of $10 and a structuring fee of $1.
Morgan Stanley Finance LLC priced a preliminary offering of contingent income, memory auto-callable principal-at-risk notes linked to the Class A common stock of Vertiv Holdings Co. Each note has a $1,000 stated principal, issue price $1,000, estimated value ~$972.30, a 16.00% contingent coupon, a maturity date of March 15, 2029 and a final observation date of March 12, 2029. The initial level and call threshold equal $270.06, the coupon barrier is $135.03 (50% of initial), and the downside threshold is $108.024 (40% of initial). Payments depend on observation-date closing levels; investors can lose principal if the final level is below the downside threshold.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable notes due February 23, 2029, fully guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security and pay a contingent coupon at an annual rate of 8.00% subject to observation-date tests.
The notes reference the worst performing of the State Street® SPDR® S&P® Metals & Mining ETF (XME) and the VanEck® Gold Miners ETF (GDX). Key terms: coupon barrier = 65% of initial level, call threshold = 90%, buffer level = 85%, buffer amount = 15%, minimum payment at maturity = 15%. Automatic early redemption may occur on scheduled redemption dates if both underliers meet the call threshold; payment at maturity exposes investors to losses if the worst performing underlier falls below its buffer.
Morgan Stanley Finance LLC offers Principal at Risk Buffered Participation Securities linked to the MSCI Emerging Markets Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a 100% participation rate, a 10% buffer, a maximum payment at maturity of $1,652.50 (165.25% of principal), a minimum payment of 10% of principal, an issue date of March 18, 2026, an observation date of March 13, 2028, and a maturity date of March 16, 2028. The estimated value on the pricing date is approximately $986.80 per security. Holders face issuer credit risk, no periodic interest, capped upside and potential for substantial principal loss if the final level is below the buffer.
Morgan Stanley Finance LLC is offering Principal‑at‑Risk auto‑callable securities linked to Meta Platforms, Inc. Class A common stock. The offering is for $761,000 aggregate in $1,000 per security denominations and matures on April 14, 2027.
The notes pay a contingent coupon at an annual rate of 12.12% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier of $446.699 (about 69% of the initial level). The initial and call threshold level is $647.39; the downside threshold equals the coupon barrier.
If the notes are auto‑redeemed on any redemption determination date, holders receive the stated principal plus the contingent coupon for that period; if not auto‑redeemed and the final level is below the downside threshold, holders suffer principal loss pro rata (payment could be zero). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal at Risk Buffered Participation Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities mature on March 16, 2028 with an observation date of March 13, 2028.
Key economics: 100% participation in upside subject to a maximum payment of $1,310.50 (131.05%); a 10% buffer against first losses and a minimum payment of $100 (10% of principal). Estimated value on the pricing date is approximately $986.20 per security.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities linked to Broadcom Inc. common stock with an aggregate principal amount of $10,083,000. The notes have a stated principal amount of $1,000 per security, an issue price of $1,000 and maturity on April 14, 2027.
The securities pay a contingent coupon at an annual rate of 13.32% only if the underlier meets a coupon barrier of $190.163 (approximately 55% of the initial level) on observation dates, and include automatic early redemption if the underlier closes at or above the call threshold of $345.75 on redemption determination dates. If not redeemed and the final level is below $190.163, investors suffer principal losses equal to the underlier’s decline; payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory auto-callable securities linked to the common stock of RTX Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 11.40%. The securities pay coupons only if the underlier meets the coupon barrier on observation dates and may be automatically redeemed on specified redemption determination dates. At maturity, if the final level is below the downside threshold (set at 65% of the initial level), principal is reduced proportionately; if the final level is at or above that threshold, investors receive principal. All payments are subject to Morgan Stanley credit risk.