Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 3, 2027, linked to the common stock of The Hershey Company and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an aggregate principal amount of $1,500,000. They pay a contingent coupon at an annual rate of 10.00% on scheduled coupon payment dates only if the closing level of the underlier meets or exceeds the coupon barrier level on each observation date, and feature automatic early redemption if the underlier meets the call threshold on any redemption determination date.
If not redeemed, maturity payout is either the stated principal (if the final level is at or above the downside threshold) or the stated principal multiplied by the performance factor (final level / initial level), which could result in a substantial loss of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured note offering fully guaranteed by Morgan Stanley. The offering consists of Buffered Jump Securities with an auto-call feature linked to the worst performing of the Russell 2000® Index and the iShares® MSCI EAFE ETF. The securities have a stated principal of $1,000 per security, aggregate principal of $9,394,000, an estimated value on the pricing date of $991.60 and a final maturity on October 19, 2027. The notes may automatically redeem on specified determination dates for fixed early redemption payments; investors face a 20% buffer and a 1.25 downside factor if the worst performing underlier falls below its buffer, with no minimum payment at maturity and exposure to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk notes linked to the iShares® Bitcoin Trust ETF with a stated principal amount of $1,000 per security and an aggregate principal amount of $100,000. The notes pay no interest, carry full Morgan Stanley credit risk, and include an automatic early redemption on the first determination date if the underlier’s closing level is at or above the call threshold ($42.73), producing an early redemption payment of $1,300 per security. If not called, maturity payoff depends on the final level relative to the initial level and a downside threshold of $25.638; downside performance can produce a loss of principal, possibly to zero. The pricing date and strike date were April 16, 2026, original issue date April 21, 2026, and maturity April 19, 2029. The estimated value on the pricing date was $986.60 per security and the participation rate is 150%.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to the common stock of Merck & Co., Inc. The offering totals $4,029,000 in aggregate principal with a $1,000 stated principal per security and an issue price of $1,000.
The securities feature automatic early redemption on determination dates if the closing level of Merck meets or exceeds the call threshold of $109.687 (95% of the initial level). Early redemption payments are fixed ($1,153.50 at first call, $1,307.00 at the second). At final maturity investors receive $1,460.50 if the final level is at or above the call threshold, the stated principal if the final level is at or above the downside threshold of $80.822 (70% of initial), or a loss equal to the performance factor (final/initial) if below the downside threshold.
All payments are unsecured and subject to Morgan Stanley's credit risk; the estimated value on the pricing date was $962.30 per security and selected dealers receive a $20 commission per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due April 21, 2031. The securities pay no interest, are fully guaranteed by Morgan Stanley, and return at maturity depends on a weighted, allocated basket performance with a 15% buffer and a 125% leverage factor.
If the basket performance factor is positive, holders receive principal plus leveraged upside up to a maximum payment of $1,762.50 per security. If performance is within the 15% buffer, holders receive principal only. Losses beyond the buffer reduce principal 1% for each 1% decline, subject to a 15% minimum payment.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes due April 20, 2029 backed and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an aggregate principal amount of $500,000. The notes are linked to the worst-performing of GOOGL, MSFT and PLTR and feature a 30% buffer, a 300% upside participation rate and an automatic early redemption test on April 19, 2027. If automatically redeemed at the first determination date, the early redemption payment is $1,387.50. If not redeemed, maturity payoffs depend on the worst-performing underlier versus its buffer and may result in losses, subject to a minimum payment of 30% of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due April 19, 2029, fully guaranteed by Morgan Stanley. The offering covers an aggregate principal amount of $988,000 at a stated principal amount of $1,000 per security. Payout is tied to the worst performing of the Dow Jones Industrial Average and the S&P 500®, with a 119.60% leverage factor, a 15% buffer (protects losses up to 15%), and a minimum payment at maturity of 15% of principal. If the worst performing underlier finishes above its initial level, investors receive principal plus 119.60% of appreciation; if it finishes between the initial level and the buffer level, investors receive principal; if it finishes below the buffer level, investors lose 1% for each 1% decline beyond the buffer. Estimated value on the pricing date was $981.30 per security. Sales are targeted to fee-based advisory accounts and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income auto‑callable securities due October 21, 2027 that are fully guaranteed by Morgan Stanley. The offering aggregates $500,000 of notes with a stated principal amount of $1,000 per security and an issue price of $1,000 each.
The notes pay a 23.00% annual contingent semi‑annual coupon (approximately $115 per semi‑annual period) only if the determination closing price of each underlying stock (Micron, NVIDIA and Broadcom) is at or above 50% of its initial share price on an observation date. If any underlying is below its 50% downside threshold on an observation date, no coupon is paid for that period. The notes are auto‑callable beginning after a one‑year non‑call period if all underliers meet their 100% redemption thresholds on a redemption determination date. At maturity, if any underlier is below its downside threshold, the holder’s return is linked 1:1 to the worst performing stock and may be less than 50% of principal, possibly zero. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced an offering of structured, principal-at-risk market-linked securities that are auto-callable and fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value on the pricing date of $905.20, and a 365% participation rate in the positive performance of the lowest performing underlying stock. The securities pay a fixed $1,500 call payment (50.00% call premium) if each underlying stock closes at or above its starting price on the call date; otherwise the maturity payoff depends on the ending price of the lowest performing underlying stock, exposing investors to more than a 40% loss if that stock declines below its threshold price.
Underlyings and starting prices: Booking Holdings $184.56, Tractor Supply $44.63, Amazon.com $249.70 (pricing date April 16, 2026). Maturity is May 4, 2029 (calculation day May 1, 2029). Price to public was $1,000 per security; total offering size was $1,788,000.
Morgan Stanley Finance LLC priced $5,268,000 of Digital EURO STOXX 50® Index-Linked Notes due December 17, 2027, guaranteed by Morgan Stanley. Each $1,000 Face Amount returns $1,170.60 at maturity if the Final Underlier Level is ≥87.50% of the Initial Underlier Level; otherwise payments decline and could result in a total loss of principal.
The Trade Date is April 16, 2026, the Initial Underlier Level is 5,933.28, the Threshold Level is 5,191.62, the estimated value on the Trade Date is $996.30, and all payments are subject to issuer credit risk.