Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Structured Investments — Step-Down Jump Securities due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities are principal‑at‑risk notes linked to the worst performing of the Nasdaq‑100, S&P 500 and Russell 2000 indices, include an automatic early redemption feature with determination dates beginning March 24, 2027, and pay at maturity either a fixed positive payment, return of principal, or a principal loss tied to the worst performing underlier. The estimated value on the pricing date is approximately $971.40 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers $1,991,000 aggregate principal of contingent income auto-callable securities due April 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes link to the worst performing of the Nasdaq-100® Technology Sector Index and the S&P 500® Index and pay a contingent coupon only when both underliers meet barrier tests on specified observation dates.
The securities carry a stated principal amount of $1,000 each, an issue price of $1,000, an estimated value on pricing of $964.50, and a contingent annual coupon rate of 10.44%. They feature automatic early redemption on specified dates if both underliers are at or above their call thresholds, otherwise maturity payment depends on the worst performing underlier and may result in partial or total principal loss.
Morgan Stanley Finance LLC is offering $2,000,000 principal-at-risk, market-linked, auto-callable securities due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent quarterly coupon at a per‑annum rate of 9.85% only if the lowest performing underlying on a quarterly calculation day is at or above 75% of its starting level. The securities are linked to the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector and reference starting levels set on the pricing date March 9, 2026. If not called, maturity payment is $1,000 if each underlying is at or above its downside threshold (75%); otherwise payment equals $1,000 multiplied by the performance factor of the lowest performing underlying, exposing holders to losses greater than 25%, possibly to zero. Price to public is $1,000 per security; estimated value on the pricing date is $945.20 per security. Agent commissions reduce proceeds to issuer to $971.75 per security.
Morgan Stanley Finance LLC is offering callable contingent income securities due April 2, 2029 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 9.80% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (60% of initial level) on the related observation date. If any underlier is below its coupon barrier on an observation date, no coupon is paid for that period. There is a principal-at-risk payoff: at maturity investors receive principal only if each final level is at or above its downside threshold (60% of initial level); otherwise payment equals stated principal multiplied by the performance factor of the worst performing underlier.
The notes are callable beginning October 1, 2026, and early redemption will occur only if a risk neutral valuation model indicates redemption is economically rational for the issuer. All payments are subject to Morgan Stanley's credit risk. The document reports an estimated value on the pricing date of approximately $986.40 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000, with an estimated value on the pricing date of approximately $963.50.
The securities reference the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. Automatic early redemption can occur on specified determination dates beginning with the first determination date of April 1, 2027 if each underlier meets its call threshold (100% of initial level). Downside protection is limited: a downside threshold is set at 70% of initial level, and if the worst performing underlier finishes below that level investors lose 1% for each 1% decline.
All payments are subject to Morgan Stanley's credit risk. The securities do not pay interest, do not participate in underlying appreciation, and could result in a significant loss of principal.
Morgan Stanley Finance LLC priced an auto-callable, principal-at-risk structured security linked to the lowest performing of the S&P 500®, Russell 2000® and Nasdaq-100® due March 13, 2031. The securities have a face amount of $1,000 per security and an estimated value on the pricing date of $951.00 per security.
The securities pay a contingent quarterly coupon at a 9.10% per annum rate only if the lowest performing underlying on the quarterly calculation day is at or above 75% of its starting level. The securities may be automatically called beginning approximately six months after issuance if each underlying on a calculation day is at or above its starting level. If not called, maturity pay‑out depends on the lowest performing underlying and investors may lose more than 25%, and possibly all, of their investment if that underlying is below its 75% downside threshold on the final calculation day. Minimum ticket size is $1,000.
Morgan Stanley Finance LLC is offering contingent income buffered auto-callable securities due March 15, 2029 with a stated principal amount of $1,000 per security. The notes pay a contingent coupon at an annual rate of 7.10% on observation dates when each underlier meets its coupon barrier and feature automatic early redemption if all underliers meet call thresholds on a redemption determination date. The securities are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, include a 30% buffer (minimum payment at maturity of 30% of principal) and expose investors to full downside beyond the buffer. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers contingent-income, principal-at-risk notes linked to the common stock of Broadcom Inc. Each security has a $1,000 original issue price and pays a contingent coupon at an annual rate of 17.00% on observation dates when the underlier meets the coupon barrier.
The notes are automatically callable on specified redemption determination dates if the closing level meets the call threshold. At maturity, holders either receive the stated principal if the final level is at or above the downside threshold or a principal payment reduced pro rata if the final level is below that threshold; losses could be total. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Amazon.com, Inc. The offering is $4,877,000 aggregate at a stated principal of $1,000 per security and an issue price of $1,000 per security. The securities carry a contingent coupon at an annual rate of 11.40% payable only if the underlier meets the coupon barrier on observation dates. The initial level and call threshold are $213.49; the coupon barrier and downside threshold are $147.308 (approximately 69% of the initial level). The final observation date is April 9, 2027 and maturity is April 14, 2027. Automatic early redemption first possible after the redemption determination date of September 9, 2026. Payments are subject to issuer and guarantor credit risk and investors can lose part or all principal.
Morgan Stanley Finance LLC is offering $1,295,000 aggregate principal of Buffered PLUS structured notes, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The securities reference the S&P 500® Index, have a 120% leverage factor, a 15% buffer, a maximum payment at maturity of $1,157 per security and a minimum payment of 15% of stated principal.
The strike and pricing dates are March 9, 2026, original issue date is March 12, 2026, the observation date is scheduled for September 9, 2027 (subject to postponement), and the maturity date is September 14, 2027. The initial level of the S&P 500® Index is stated as 6,795.99. Payments depend solely on the closing level on the observation date, and holders bear credit risk of Morgan Stanley and MSFL.