Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of market‑linked, auto‑callable, principal‑at‑risk securities due April 20, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities reference the lowest performing common stock of Bank of America, Citigroup and Goldman Sachs, have a face amount of $1,000 per security and were priced to the public at $1,000 each with agent commissions of up to $23.25 per security. The offering size shown on the cover equals $1,093,000 (1,093 securities). The current estimated value on the pricing date is $966.60 per security. The securities pay a capped call premium if all three underlyings close at or above their starting prices on semi‑annual calculation days beginning April 21, 2027 (call payments: $1,300, $1,450, or $1,600). If not called, maturity payout depends on the performance factor of the lowest performing underlying; downside threshold prices equal 70% of each starting price (BAC $37.457; C $90.538; GS $630.00), exposing holders to more than 30% loss, possibly total loss, if thresholds are breached.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes linked to NVIDIA Corporation common stock with a stated principal of $1,000 per security and an aggregate issuance of $100,000. The notes pay a contingent coupon at an annual rate of 14.25% on observation dates when the underlier meets the coupon barrier and are automatically redeemed early if the underlier meets the call threshold on any redemption determination date.
If not called, maturity payoff depends on the final level relative to the downside threshold: if the final level is at or above 70% of the initial level (coupon barrier/downside threshold = $138.845), investors receive principal; if below, payment equals principal multiplied by the performance factor and investors can lose a substantial portion or all principal. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC offers $22,400,000 of Digital EURO STOXX® Banks Index‑Linked Notes due September 20, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the EURO STOXX® Banks Index performance from the April 16, 2026 trade date to the September 16, 2027 determination date. If the final index level is ≥ 80% of the initial level, holders receive the Maximum Settlement Amount of $1,157.70 per $1,000 Face Amount (115.77%). If the index falls below 80%, repayment is reduced pro rata using a 125% Buffer Rate, and investors can lose some or all principal. The estimated value on the trade date was $981.90 per note. All payments are subject to issuer credit risk and the notes are not exchange listed.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable notes linked to Meta Platforms Class A common stock. The securities have a $1,000 stated principal amount, a contingent coupon at an annual rate of 11.50%, automatic early redemption triggers tied to the underlier, and a maturity date of June 4, 2027. Coupons are paid only if the underlier meets the coupon barrier on observation dates; principal repayment at maturity depends on the final level relative to a downside threshold set at 68% of the initial level. All payments are subject to the credit risk of Morgan Stanley and the securities do not participate in upside of the underlier.
Morgan Stanley files a preliminary pricing supplement for Principal at Risk, contingent income auto-callable securities with a stated principal amount of $1,000 per security and a contingent coupon at an annual rate of 10.50%. The securities reference the Nasdaq-100® Technology Sector Index℠ and the S&P 500® Index and feature automatic early redemption opportunities and downside exposure tied to an 80% barrier. The estimated value on the pricing date is approximately $968.70 per security. The notes pay contingent coupons only if both underliers meet coupon barrier levels on observation dates, may be automatically redeemed on specified redemption determination dates, and pay at maturity either principal or a reduced amount based on the worst performing underlier.
Morgan Stanley Finance LLC is offering Trigger Absolute Return Step Securities due April 30, 2031, fully and unconditionally guaranteed by Morgan Stanley, linked to a weighted basket of international indices. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of approximately $9.340. The Securities provide a ranged Step Return of 37.00% to 42.00% if the Final Basket Level is greater than or equal to the Step Barrier (100), a Contingent Absolute Return if the Final Basket Level is below the Step Barrier but at or above the Downside Threshold (75), and full downside exposure to the Basket Return if the Final Basket Level is below the Downside Threshold. The Trade Date is April 28, 2026, Settlement April 30, 2026, Final Valuation Date April 28, 2031, and Maturity April 30, 2031. These are unsecured, unsubordinated debt obligations; payments, including any principal repayment, are subject to Morgan Stanley’s credit risk. The Securities do not pay interest and may result in significant or total loss of principal at maturity.
Morgan Stanley Finance LLC is offering Trigger Step Securities due April 30, 2031, fully guaranteed by Morgan Stanley, with returns linked to the least performing of the S&P 500® and the EURO STOXX 50®. The securities pay no interest and have an Issue Price of $10.00 per security. If the Final Level of each underlying is at or above its Step Barrier (100% of the Initial Level), holders receive the greater of the Step Return (illustrative range 63.00%–68.00%) or the underlying return of the least performing index. If either underlying is below its Downside Threshold (75% of its Initial Level) on the Final Valuation Date, the payment at maturity will reflect the full negative return of the least performing underlying, and investors can lose a significant portion or all of principal. Payments are subject to MSFL’s and Morgan Stanley’s credit risk. Key dates: Trade Date April 28, 2026; Settlement April 30, 2026; Final Valuation Date April 28, 2031; Maturity April 30, 2031 (subject to postponement).
Morgan Stanley Finance LLC is offering Capped Leveraged Basket-Linked Notes (guaranteed by Morgan Stanley) that return on a weighted basket of five international equity indices. The notes have an Upside Participation Rate of 300%, an Initial Basket Level of 100 and a Cap Level expected between 109.50% and 111.17%, producing a Maximum Settlement Amount expected between $1,285.00 and $1,335.10 per $1,000 face amount. The estimated value on the trade date is approximately $987.70 per note. If the Final Basket Level is below the Initial Basket Level, the cash payment at maturity will be reduced proportionally and investors could lose some or all of their principal. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Co-President Daniel A. Simkowitz reported an insider transaction involving the company’s common stock. He made a bona fide gift of 8,000 shares and completed an open-market sale of 14,690 shares at a weighted average price of $189.2435 per share. Following these transactions, he directly holds 365,802.079 shares of Morgan Stanley common stock and has an additional 1,805.331 shares held indirectly through a 401(k) Plan.
Daniel A. Simkowitz submitted a Form 144 notice relating to a proposed sale of 32,968 shares of Common stock. The filing shows a disposition dated 01/30/2026 with an aggregate amount of $6,020,312.85. The securities are identified as employee stock unit award(s) with a date of 02/19/2026 and are listed as issuer-side securities.