Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Co-President Andrew M. Saperstein reported selling 51,668 shares of Morgan Stanley common stock in a series of open-market transactions on April 16, 2026. The sales were executed at weighted average prices, with disclosed ranges generally between $186.77 and $192.34 per share.
After these transactions, Saperstein directly holds 282,142.385 shares of Morgan Stanley common stock, so the filing reflects a partial reduction rather than a full exit from his equity position.
Morgan Stanley Chief Financial Officer Sharon Yeshaya reported bona fide gifts of 18,344 shares of Common Stock on 2026-04-16. The transfers consisted of 9,172 shares from her direct holdings and 9,172 shares through an entity described as an LLC on behalf of a trust.
Following these gifts, Yeshaya directly holds 142,487.2 shares of Morgan Stanley Common Stock and indirectly holds 9,172 shares via the LLC/trust structure. Gift transactions are non-market dispositions with no sale proceeds, so they do not represent open-market buying or selling activity.
Morgan Stanley Chief Client Officer Mandell Crawley reported multiple transactions in Morgan Stanley Common Stock. On April 16, 2026, he completed open-market sales totaling 16,129 shares at weighted average prices around $187–$189 per share, executed across several price ranges.
In a separate transaction the same day, Crawley made a bona fide gift of 1,053 shares of Common Stock. Following these sales and the gift, he directly holds 61,475.888 shares of Morgan Stanley Common Stock, according to the filing.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for Principal at Risk, contingent income, auto-callable securities (guaranteed by Morgan Stanley) linked to the common stock of an incorporated issuer.
The notes have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 12.50%, observation dates through June 1, 2027 and a maturity date of June 4, 2027. Coupons and early redemption depend on the underlier meeting specified barrier and call thresholds; if the final level is below the downside threshold (68% of the initial level), principal is reduced pro rata by the performance factor.
Morgan Stanley Finance LLC offers leveraged, buffered S&P 500® Index-linked notes (each $1,000 face amount) due in approximately 14–16 months, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® Index performance versus an Initial Underlier Level set on the Trade Date.
If the Underlier return is positive you receive 150% participation in appreciation subject to a cap (Maximum Settlement Amount expected between $1,148.50 and $1,174.15 per $1,000). If the Underlier falls by up to 7.50% you receive face amount; declines beyond 7.50% expose you to losses, potentially the full principal. Estimated Trade Date value is approximately $986.40 per note.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable notes. The offering totals $290,000 in aggregate principal at $1,000 per security with an original issue date of April 20, 2026 and maturity on October 20, 2027. The securities pay a fixed coupon at an annual rate of 8.65% monthly and can be automatically redeemed on specified monthly observation/redemption determination dates beginning October 15, 2026. Redemption and maturity payouts are linked to the worst performing of the Nasdaq-100 and S&P 500 indices: call threshold levels equal 100% of initial levels and downside threshold levels equal 70% of initial levels (NDX initial 26,204.58; SPX initial 7,022.95). The estimated value on the pricing date was $993.10 per security. These are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, expose investors to credit risk, and do not guarantee repayment of principal.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the EURO STOXX 50® and STOXX Europe 600 indices. Each security has a $1,000 stated principal, a May 6, 2031 maturity and an automatic early redemption test on May 7, 2027.
If both underliers are at or above a 100% call threshold on the first determination date, securities auto‑redeem for an early redemption payment of $1,180. If not redeemed, investors at maturity receive either principal plus an upside payment (participation 150% of the worst performing underlier’s appreciation), principal only if both final levels are at or above 70% of initial levels, or a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering Capped GEARS linked to the Invesco KBW Bank ETF. The securities have an Issue Price of $10.00, an Upside Gearing of 3.0 and an indicative Maximum Gain range of 18.75%–21.75%. The Trade Date is April 28, 2026, the Final Valuation Date is expected to be June 28, 2027, and the Maturity Date is expected to be June 30, 2027. Morgan Stanley estimates the value on the Trade Date at approximately $9.484 per security. These are principal‑at‑risk debt securities guaranteed by Morgan Stanley that pay no interest or dividends and may repay less than principal at maturity if the Underlying Return is negative.
The document is a preliminary pricing supplement for Morgan Stanley Finance LLC notes: auto-callable, principal‑at‑risk securities linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount, a 200% participation rate, a potential early redemption on April 27, 2027 (first determination date) with an early redemption payment of $1,175, and a maturity on April 29, 2031. The securities do not guarantee principal, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. If the final index level is below 70% of the initial level, investors bear full downside and could lose their entire investment. The estimated value on the pricing date is approximately $981.80 per security.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the worst performing of the KRE, SOXX and TLT ETFs. Each note has a $1,000 stated principal, an estimated pricing-date value of approximately $968.40 and a scheduled maturity of April 27, 2027.
The notes can automatically redeem on periodic determination dates beginning July 20, 2026 for fixed early redemption payments that equate to an approximate 19.00% per annum return if all underliers meet call thresholds. If not called, maturity payouts depend on underlier performance: $1,190.00 if all underliers meet upside thresholds, $1,000 if all meet downside thresholds, or a principal loss proportional to the worst performing underlier if any underlier falls below its downside threshold.