Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes linked to the iShares MSCI EAFE ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total aggregate principal amount of $105,000 and an issue price of $1,000 per security. The notes pay no interest and do not guarantee any return of principal.
At maturity on December 15, 2028, if the ETF’s final level is above the initial level of $96.50, investors receive $1,000 plus a leveraged upside payment of 110% of the ETF’s gain. If the final level is between 80% and 100% of the initial level (at or above the downside threshold of $77.20), investors receive only their $1,000 principal. If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the ETF, and the amount repaid can be zero.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited secondary liquidity. The estimated value on the pricing date is $939.10 per security, reflecting costs and an internal funding rate that are favorable to the issuer.
Morgan Stanley Finance LLC is offering $6,036,000 of partial principal at risk notes linked to the SPDR® Gold Trust, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a December 17, 2025 original issue date and matures on December 31, 2026, with the final level of the underlier observed on December 28, 2026.
The notes pay no interest. At maturity, holders receive $1,000 plus 100% of any appreciation in the SPDR® Gold Trust, capped at a maximum payment of $1,122.50 per note, or 112.25% of principal. If the underlier is flat, investors receive $1,000. If it declines, principal is lost 1% for every 1% drop, but not below a partial principal return amount of 95%, or $950 per note. The initial level is $395.44 and the estimated value on the pricing date is $983.70 per note, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index with an aggregate principal amount of $10,386,000, issued at $1,000 per security. These notes pay no interest and do not guarantee return of principal. At maturity on December 31, 2026, if the S&P 500® final level is at or above the buffer level of 5,803.299 (85% of the initial level of 6,827.41), investors receive their principal plus a fixed upside payment of $70.50 per security, a 7.05% gain.
If the final level is below the buffer, investors lose 1.1765% of principal for every 1% decline beyond the 15% buffer with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is $985.70 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing $100,000 of Buffered PLUS notes due June 17, 2031, unsecured principal-at-risk securities linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 issue price and pays no interest.
At maturity, if the index is above the initial level of 6,827.41, holders receive $1,000 plus 150% of the index gain, capped at a maximum payment of $1,556.50 per note. If the index is between 90% and 100% of the initial level, investors receive only the $1,000 principal. If the index closes below the 90% buffer level of 6,144.669, principal falls 1% for each 1% decline beyond the 10% buffer, with a minimum payment of 10% of principal.
The securities’ estimated value on the pricing date is $950 per note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed on any exchange, secondary trading may be limited, and returns depend on both Morgan Stanley’s credit and the S&P 500® performance, with U.S. federal tax treatment described as uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked notes tied to the lowest performer of the SPDR® Gold Trust (GLD), iShares® Silver Trust (SLV) and iShares® Bitcoin Trust ETF (IBIT), maturing on January 4, 2028. Each note has a $1,000 principal amount and offers principal repayment at maturity, subject to Morgan Stanley’s credit risk, plus upside based on at least 100% participation in any positive return of the lowest-performing ETF.
The notes pay no interest and are sold at $1,000 with a current estimated value of about $946.90 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. They will not be listed on an exchange, and any secondary market making by affiliates is discretionary. Investors are exposed to credit risk of Morgan Stanley, market and liquidity risks, and specific risks related to gold, silver and bitcoin, including high volatility, limited IBIT trading history and potential regulatory, operational and security issues in digital asset markets.
Morgan Stanley Finance LLC is offering $8.208 million of GS stock-linked Contingent Income Auto-Callable Securities due December 15, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent quarterly coupon at a 10.00% annual rate (about $25 per $1,000) only if Goldman Sachs’ share price on the relevant determination date is at or above 70% of the $887.96 initial share price ($621.572 downside threshold). If on any of the first eleven determination dates the stock closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus that period’s coupon.
If the notes are not called and the final share price is at or above the 70% downside threshold, investors receive $1,000 plus the last coupon at maturity; if it is below, repayment of principal falls one-for-one with the stock, potentially to zero. The securities are unsecured, will not be listed on an exchange, and are priced at $1,000 with an estimated value of $968 per note, reflecting embedded fees and issuer funding economics.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering 2-year Trigger Jump Securities linked to the common stock of Netflix, Inc. Each security has a $1,000 stated principal amount, pays no interest and is a principal-at-risk note.
At maturity on December 16, 2027, investors receive: $1,455 per security (principal plus a fixed $455 upside payment, or 45.50%) if the Netflix share price on the valuation date is at or above the initial price of $95.19; $1,000 if the share price is below the initial price but at or above the downside threshold of $85.671 (90% of the initial price); or $1,000 × the share performance factor if the share price falls below that level, which can result in a payment of less than $900 and down to zero.
The issue price is $1,000 per security, with an estimated value on the pricing date of $963.60 and an aggregate principal amount of $2,446,000. The securities are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk and will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities linked to the worst performer of the S&P 500 Index and Russell 2000 Index. Each note has a $1,000 stated principal amount within a $1,700,000 aggregate issuance, pays no interest and matures on February 19, 2027.
At maturity, if the final level of each index is at or above 75% of its initial level, investors receive $1,000 plus a fixed upside payment of $114.50
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market. The estimated value on the pricing date is $994.10 per note, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering $3,938,000 of Buffered Jump Securities with an auto-call feature maturing on December 16, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to an equally weighted basket of AbbVie, Eli Lilly, Regeneron, Vertex, and UnitedHealth stocks.
The notes may be automatically redeemed on December 31, 2026 if the basket level on the first determination date is at or above 100% of the initial level, paying an early redemption amount of $1,120.50 per $1,000 and ending further payments. If held to maturity and not called, investors get 125% of any positive basket return, full principal back if the final level is between 85% and 100% of the initial level, and lose about 1.1765% of principal for each 1% basket decline below the 15% buffer. The securities pay no interest, are unsecured, not listed on an exchange, and had an estimated value of $959.50 per security on the pricing date, reflecting embedded fees and issuer funding assumptions.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $865,000 of Buffered Jump Securities linked to the Nasdaq-100 Index®. These unsecured, principal-at-risk notes pay no interest and may be automatically called on December 18, 2026 if the index on the first determination date is at or above the 25,776.44 call threshold, in which case investors receive $1,097.50 per $1,000 and no further payments.
If not called, the notes mature on December 14, 2028. At maturity, investors receive $1,000 plus 165% of any index gain if the index finishes above 25,776.44, only $1,000 if the index is between 87.50% and 100% of that level, and a reduced amount if it falls below the buffer level, with a minimum payment of 12.50% of principal. The estimated value on the pricing date is $983.30 per note, below the $1,000 issue price, and secondary market liquidity and pricing may be limited. All payments depend on Morgan Stanley’s credit and the notes are not FDIC insured.