Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to the common stock of HubSpot, Inc. The securities have a $1,000 stated principal per security, an original issue price of $1,000 and a contingent annual coupon of 43.80%. Automatic early redemption can occur on specified dates if the closing level meets the call threshold of $222.98 (100% of the initial level). If not redeemed, maturity payoff depends on the final level versus the downside threshold of $144.937 (65%); if the final level is below that threshold, investors suffer a pro rata loss (payment = principal × final level / initial level). Estimated value on the pricing date was approximately $980.50 per security. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes—Contingent Income Auto-Callable Securities—linked to the worst performing of the Nasdaq-100 Index and the S&P 500 Index. The offering is for an aggregate principal amount of $2,250,000 at a per-security issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 9.20% per annum on each interest period only if both underliers meet their coupon barrier levels on observation dates, feature automatic early redemption beginning April 15, 2027 if both indices meet call thresholds, and expose investors to full downside risk if the worst performing underlier falls below a 70% downside threshold at maturity.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes linked to the worst performing of XLF, XLRE and the STOXX Europe 600. The securities have a $1,000 stated principal amount, 31% upside payment ($310) if the worst performing underlier finishes at or above an 80% buffer, and a 20% buffer and 20% minimum payment. Maturity is April 19, 2029. Payments depend on the closing levels on the observation date and are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS notes due April 19, 2029 with a $1,000 stated principal amount per security and an aggregate principal of $1,420,000. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.
Payoff is linked to the worst performing of the Russell 2000® and the S&P 500®. Terms include a 114.50% leverage factor on upside, an 18% buffer level (minimum payment 18%), and an estimated value on the pricing date of $983.10. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Dual Directional Trigger Jump Securities linked to a basket of five international indices, with a stated principal amount of $1,000 per security and an upside payment of $412.50 (41.25%).
The securities mature May 8, 2031, have a valuation date of April 30, 2031, and pay at maturity based on the basket's final value versus an initial basket value of 100 and a trigger level of 75 (75%). All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; proceeds will be used for general corporate purposes.
The pricing supplement amends terms for Morgan Stanley Finance LLC PLUS notes due April 24, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and pays a leveraged upside based on the worst performing of QQQ, XLK and SMH; downside exposure is wholly to principal. The leverage factor is 180.50%. The estimated value on the pricing date was approximately $961.50. Payments at maturity depend on closing levels on the observation date of April 21, 2031, and there is no minimum payment; holders bear issuer credit risk.
Morgan Stanley Finance LLC is offering $5,131,400 of Capped Trigger GEARS linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. The securities have an Issue Price of $10.00 and an estimated Trade Date value of $9.609 per Security. They provide leveraged upside (Upside Gearing 1.5) subject to a Maximum Gain of 65.50% (maximum payment $16.55 per $10 Security) and a Downside Threshold of 2,035.247 (approximately 75% of the Initial Level). If the Final Level on the Final Valuation Date is below the Downside Threshold, holders will suffer principal losses proportionate to the negative Underlying Return; if the Final Level is at or above the Downside Threshold but the Underlying Return is non-positive, holders receive principal only at maturity. Trade Date: April 15, 2026; Settlement Date: April 17, 2026; Final Valuation Date: April 15, 2030; Maturity Date: April 17, 2030 (subject to postponement).
Morgan Stanley Finance LLC is offering $2,243,300 of Capped Trigger GEARS linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. Each Security has an Issue Price of $10.00 and a 4-year term maturing April 17, 2030, with upside gearing of 1.5 and a capped Maximum Gain of 80.50%.
The Securities provide leveraged exposure to positive Index returns up to the cap but feature a Downside Threshold at 75% of the Initial Level; if the Final Level is below that threshold investors can lose a significant portion or all of principal. Payments (including contingent principal repayment) are subject to Morgan Stanley's credit risk and apply only at maturity.
Mandell L. Crawley submitted a Form 144 notice to sell 16,129 shares of Common Stock tied to an employee stock unit award, through Morgan Stanley Smith Barney LLC as broker. The filing also records a prior sale of 7,860 shares on 01/20/2026 for $1,441,879.27. The filing date shown is 04/16/2026 on the NYSE listing.
Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.
The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.