Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley is offering four tranches of notes totaling $10.0 billion across maturities 2030, 2032 and 2037. The offering includes a $500,000,000 floating rate tranche due April 10, 2030 and three fixed/floating tranches totaling $9.5 billion that pay fixed interest initially and convert to Compounded SOFR-based floating rates during later periods.
The notes are callable under make-whole and other optional redemption provisions beginning on specified dates (first call windows generally starting October 19, 2026) and use Compounded SOFR (with specified spreads) as the floating benchmark; tax and SOFR transition risks are disclosed.
Morgan Stanley Finance LLC is offering $24,563,100 of Trigger Autocallable GEARS, five‑year, principal‑at‑risk securities due April 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. Returns are linked to a weighted basket of five global indices with an Autocall Barrier at 100 and Downside Threshold at 75.
If the Basket meets the Autocall Barrier on the Observation Date, investors receive $10 plus a fixed Call Return (14.00% per annum, Call Price $11.40). If not called, a positive Basket Return is multiplied by an Upside Gearing of 1.94 at maturity; if the Final Basket Level is below 75% of the Initial Basket Level, investors suffer principal losses proportionate to the negative Basket Return. All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due April 25, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an issue price of $1,000 per security. They pay a contingent coupon at an annual rate of 12.15% only if the underlier meets the coupon barrier on observation dates, and feature an automatic early redemption if the underlier is at or above the call threshold on a redemption determination date. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Key structural terms: coupon barrier = 70% of the initial level, call threshold = 100% of the initial level, buffer level = 85% of the initial level (buffer amount = 15%), minimum payment at maturity = 15% of principal, final observation date = April 22, 2031, maturity date = April 25, 2031. The preliminary estimated value on the pricing date is approximately $945.30 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income, auto-callable principal-at-risk notes linked to the common stock of Eli Lilly and Company, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 15.50% annual contingent coupon only when the underlier meets observation-date barriers and can auto-redeem early if the call threshold is met.
The notes have a $1,000 stated principal per security, an estimated value on the pricing date of approximately $986.10, a final observation date of May 24, 2027 and a maturity of May 27, 2027. If the final level is below the downside threshold (68% of the initial level), investors will suffer principal losses proportional to the underlier’s decline. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due May 27, 2027 linked to Eli Lilly & Company common stock. Each security has a $1,000 stated principal amount and a contingent coupon quoted at 13.10% per annum.
The notes pay coupons only if the underlier’s closing level on each observation date is at or above a coupon barrier of 68% of the initial level and will auto-redeem early if the underlier is at or above a call threshold of 100% on any redemption determination date. If not redeemed and the final level is below the downside threshold of 68%, principal at maturity is reduced by the performance factor (final/initial level). Estimated value on the pricing date was approximately $971.50 per security.
Morgan Stanley Finance LLC offers callable, principal-at-risk notes with an 11.05% contingent coupon. The securities have a stated principal amount of $1,000 per security, a pricing and strike date of April 24, 2026, an original issue date of April 29, 2026 and a maturity date of October 28, 2027. Coupons of 11.05% per annum are payable for an interest period only if the closing level of each underlier (the Nasdaq-100® Technology Sector, Russell 2000®, and S&P 500®) is at or above its coupon barrier (70% of initial level) on the related observation date. If any underlier is below its downside threshold (70% of initial level) at final observation, principal at maturity is reduced pro rata to the worst performing underlier. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments remain subject to Morgan Stanley’s credit risk. The issuer may redeem early on specified redemption dates beginning April 29, 2027, conditional on a risk neutral valuation model determination.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 2, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays at maturity based on the performance of the worst performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF. The securities provide a 192% leveraged upside if the worst performing underlier finishes above its initial level, return only principal if the worst performing underlier finishes at or above 70% of its initial level, and expose investors to a pro rata loss of principal if the worst performing underlier finishes below 70% of its initial level. All payments are subject to Morgan Stanley’s credit risk. The pricing date and strike date are April 28, 2026, the observation date is April 28, 2031 (subject to postponement), and maturity is May 2, 2031. The estimated value on the pricing date was approximately $954.80 per security.
Morgan Stanley Finance LLC offers contingent income auto-callable securities due October 28, 2027 linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100. The notes pay a contingent coupon at an annual rate of 6.25% per annum only if each underlier meets coupon barrier tests on observation dates and are automatically redeemed if all underliers meet call thresholds on a redemption determination date. The securities are principal at risk: downside threshold levels are 70% of initial levels, call thresholds are 92.75%, and coupon barriers are 75%. Stated principal amount is $1,000 per security and the estimated value on the pricing date is approximately $962.90. All payments are subject to the issuer’s and guarantor’s credit risk; investors do not participate in any upside of the underliers.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due May 5, 2032, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, pay no interest and return depends on the worst performing of the Dow Jones Industrial and the S&P 500. The notes provide a 10% buffer, a 129% leverage factor on upside and a 10% minimum payment at maturity. The estimated value on the pricing date was approximately $938.30 and the agent’s commission is $32.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes called Trigger PLUS due May 3, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The payout at maturity is tied to the performance of the worst performing of the Dow Jones Industrial Average and the S&P 500 over the term. If the worst performing underlier finishes above its initial level, investors receive principal plus a leveraged upside equal to 141.50% times the underlier’s percent gain. If the worst performing underlier finishes between its initial level and a downside threshold equal to 75% of its initial level, investors receive only principal. If the worst performing underlier finishes below that downside threshold, investors lose an amount proportionate to the decline of that underlier and could lose their entire investment. The document discloses an estimated value on the pricing date of approximately $975.00 per security and states that all payments are subject to Morgan Stanley’s credit risk.