Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index. Each security has a stated principal of $1,000 and an issue price of $1,000. The securities pay no interest; at maturity investors either receive the stated principal plus a 131% leverage on the appreciation of the worst performing underlier, receive only the stated principal if the worst performer finishes between its initial level and a 75% downside threshold, or suffer losses equal to the full percentage decline of the worst performing underlier (no minimum payment). Estimated value on the pricing date is approximately $944.40 per security. Agent commissions total $30 per security and selected dealers may receive up to $8.50 structuring fees. All payments are subject to issuer and guarantor credit risk and other detailed legal and tax qualifications described in the supplements.
Morgan Stanley Finance LLC offers contingent income securities linked to the worst performing of the S&P 500® and Russell 2000® indices with a stated principal amount of $1,000 per security. The securities pay an 8.00% annual contingent coupon on each observation date only if both underliers are at or above 75% of their initial levels. At maturity, if both underliers are at or above their 75% downside thresholds, investors receive the stated principal; otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full or near‑total loss of principal. Estimated value on pricing date: approximately $958.00 (issue price $1,000). All payments are subject to Morgan Stanley’s credit risk and the calculation agent is Morgan Stanley & Co. LLC.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable securities backed by The Hershey Company common stock and fully guaranteed by Morgan Stanley. The securities pay a 10.00% annual contingent coupon on observation dates when the underlier is at or above the coupon barrier, are callable if the underlier meets the call threshold on any redemption determination date, and mature on May 3, 2027. Key numeric terms set on the strike date include an initial level of $193.5909, a coupon barrier/downside threshold of $116.4062 (≈60.13% of initial), and an issue price of $1,000 per security (estimated value on the pricing date ≈ $983). If not auto‑redeemed and the final level is below the downside threshold, payment at maturity equals principal × (final level/initial level), which could result in a substantial loss or total loss of principal. All payments are subject to Morgan Stanley’s credit risk. Additional distribution fees reduce proceeds to the issuer to $990 per $1,000 security.
Morgan Stanley Finance LLC priced Principal at Risk auto-callable securities due May 20, 2027, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 8.44% only if the S&P 500® closing level on each observation date is at or above the coupon barrier level. The initial and call threshold level is 7,022.95 and the coupon barrier/downside threshold level is 5,267.213 (approximately 75% of the initial level). If not auto-redeemed and the final level is below the downside threshold, maturity payment equals stated principal multiplied by the performance factor (final level / initial level), which could result in substantial principal loss or a zero payout. Estimated value on the pricing date was approximately $985.20 per security; placement/agent fees up to $10.42 per security apply.
Morgan Stanley Finance LLC (MSFL) prices fixed rate callable notes due April 30, 2030 fully and unconditionally guaranteed by Morgan Stanley. The notes pay 4.300% per annum, semi‑annual, with an original issue price of $1,000 per note and an estimated value on the pricing date of $984.30 per note.
The notes include an issuer call that may redeem in whole on specified dates—April 30, 2027 and October 30, 2027—if a risk neutral valuation model run by the calculation agent determines redemption is "economically rational." Redemption pays 100% of principal plus accrued interest. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 30, 2032 with a stated principal and issue price of $1,000 per note and a fixed interest rate of 4.600% per annum, payable semi‑annually beginning October 30, 2026. The notes are fully and unconditionally guaranteed by Morgan Stanley. The notes may be redeemed in whole (but not in part) on specified redemption dates if a risk neutral valuation model determination made by the calculation agent indicates redemption is economically rational; redemption price equals 100% of principal plus accrued interest. The pricing supplement estimates the note value at approximately $980.10 per note on the pricing date. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 29, 2033, fully guaranteed by Morgan Stanley. The notes bear interest at 4.700% per annum paid semi‑annually and have a stated principal of $1,000 per note. The notes may be redeemed in whole (not in part) on specified dates if a risk neutral valuation model determines redemption is economically rational; redemption dates include April 29, 2027 and October 29, 2027. The issuer estimates the value on the pricing date at approximately $976.60 per note, while the issue price is $1,000 per note. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 30, 2031 with a stated principal and issue price of $1,000 per note. The notes pay 4.500% per annum, semi‑annual, and are callable on certain redemption dates if a risk neutral valuation model determines redemption is economically rational. The estimated value on the pricing date is approximately $983.60 per note. Proceeds will be used for general corporate purposes. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering S&P 500® Index-linked digital notes due in roughly 17–20 months, fully guaranteed by Morgan Stanley. Each $1,000 face amount may pay a capped Maximum Settlement Amount (expected $1,116.80–$1,137.40) if the final index level is ≥87.50% of the initial level; otherwise principal is reduced and could be lost. The estimated Trade Date value is approximately $996.60 per note. Payments are unsecured and subject to Morgan Stanley's credit risk; no interest, no listing, limited liquidity, and the Calculation Agent is MS & Co.
MOrgan Stanley Finance LLC priced Trigger Jump Securities tied to Tesla, Inc. common stock due November 3, 2027. Each security has a stated principal of $1,000 and offers a fixed upside payment of $437.10 (43.71%) if the final share price is greater than or equal to the initial share price. The securities pay no interest, carry a downside threshold of 65% of the initial share price 35% decline exposes investors to 1:1 losses), and use a valuation date of October 29, 2027. The issuer estimates the pricing-date value at $967.90. Payments at maturity depend solely on the closing price on the valuation date and are subject to issuer and guarantor credit risk and calculation-agent adjustments.