Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers a pricing supplement for Dual Directional Trigger PLUS linked to the VanEck® Gold Miners ETF due November 3, 2027. Each Trigger PLUS has a stated principal of $1,000, a 200% leverage to upside (capped at $1,464.20) and an 80% trigger level.
The notes pay no interest; if the final share price is above the initial price you receive principal plus 200% of the gain up to the cap. If the share price falls but remains ≥80% of the initial price, you receive a positive return equal to the absolute decline (up to +20%). If the share price falls below the trigger, losses are pro rata and you may lose your entire investment. Estimated value on the pricing date is about $957.30. All payments are subject to issuer credit risk and there is no listing or minimum payment.
Morgan Stanley Finance LLC is offering structured, unsecured Jump Notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference four equity underliers (Alphabet Class C, Broadcom, NVIDIA, Meta Class A) and pay no interest. They feature an automatic early redemption on the first determination date (May 5, 2027) if each underlier is at or above a 90% call threshold, in which case investors receive an early redemption payment of $1,111.50 per $1,000 note. If not auto‑redeemed, maturity payoffs depend on the worst performing underlier: investors receive the stated principal only if any final level is equal to or below its initial level, or the stated principal plus an upside payment calculated as $1,000 × 150% × the percent change of the worst performing underlier if all final levels exceed initial levels. The issuer estimates the notes' value on the pricing date at $944.20 per note. All payments are subject to Morgan Stanley's credit risk; the notes are not secured, listed, or FDIC insured.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, issued with a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities mature on May 1, 2031 and include an automatic early redemption feature beginning with the first determination date on April 29, 2027 that can produce fixed early redemption payments shown in the table (up to $1,900 on the fourth early redemption). If not redeemed early, maturity payments depend on the final index level: $2,125 if the final level meets or exceeds the call threshold, $1,000 if the final level is at or above an 85% buffer, and a downside formula with a 15% buffer and a 15% minimum payment if the final level is below the buffer. The estimated value on the pricing date was approximately $904.20, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers Digital EURO STOXX® Banks Index-Linked Notes with principal at risk. Each note has a Face Amount of $1,000, does not pay interest and pays at maturity an amount tied to the EURO STOXX® Banks Index performance from the Trade Date to the Determination Date (expected 16–19 months).
If the Final Underlier Level is ≥ 80% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount (expected $1,149.90–$1,175.90 per $1,000). If the Final Underlier Level is < 80%, the Cash Settlement Amount is reduced by a formula using a Buffer Rate of 125%, and investors can lose some or all principal. Estimated value on the Trade Date is approximately $981.90 per note. All payments are subject to issuer credit risk and no listing or FDIC insurance applies.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers Capped Leveraged Buffered Basket-Linked Notes with a $1,000 face amount tied to a weighted basket of five international indices (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200). The notes provide 150% upside participation up to a capped Maximum Settlement Amount (expected $1,216.15–$1,253.65 per $1,000) and a 10.00% buffer that protects against losses up to 10.00% of the initial basket level; losses greater than 10.00% reduce principal pro rata under a Buffer Rate of ~111.11%. The estimated trade-date value is approximately $975.80 per note. All payments are subject to issuer credit risk, the notes pay no interest, are not listed, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 23, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated pricing-date value of approximately $975.60. The notes pay no interest, may redeem early if both underliers meet call thresholds on specified determination dates, and at maturity pay either a fixed positive amount, return of principal, or a principal value tied to the worst-performing underlier (with full loss possible if the worst underlier falls below its downside threshold).
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk, auto-callable structured securities linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal amount, a pricing/strike date of April 17, 2026, an original issue date of April 22, 2026, and a maturity date of April 23, 2030. The securities pay no interest, may be automatically redeemed on specified determination dates for fixed cash amounts (approximately 12.55% per annum when triggered) and expose investors to a loss of principal if the worst performing underlier falls below its downside threshold (set at 70% of initial level). The estimated value on the pricing date is approximately $955.70 per security and the offering includes dealer compensation of $20 plus a structuring fee of up to $8.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to NVIDIA Corporation common stock that mature on November 3, 2027. Each security has a stated principal of $1,000 and pays no interest; investors receive either principal plus a fixed $380.20 upside payment, principal only, or a reduced cash amount depending on NVIDIA's closing price on the valuation date.
The upside payment equals 38.02% of principal if the final share price is greater than or equal to the initial share price. A downside threshold is set at 70% of the initial share price: if the final share price is below that level, payments fall 1:1 with the percentage decline and may be less than $700 or zero. Payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley; all payouts are subject to Morgan Stanley's credit risk. The pricing date was April 30, 2026, original issue date May 5, 2026, and MS estimates the securities' value on the pricing date at approximately $967.90.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to Alphabet Inc. Class A common stock due November 3, 2027. Each security has a $1,000 stated principal amount and offers a fixed $323 upside payment (32.30%) if the final share price is greater than or equal to the initial share price. If the final share price is between the initial price and 80% of the initial price, holders receive $1,000. If the final share price is below 80% of the initial price, the maturity payment equals $1,000 times the share performance factor (final/initial), which could be less than $800 or zero. Payments depend on Morgan Stanley's credit; estimated value on the pricing date was approximately $967.20.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) linked to the EURO STOXX 50® Index maturing August 4, 2027. Each PLUS has a $1,000 stated principal and provides 300% leveraged upside subject to a maximum payment at maturity of $1,219.60. If the index falls, holders lose principal on a 1:1 basis and could lose their entire investment. The pricing date is April 30, 2026, the original issue date is May 5, 2026, and the issuer’s estimated value on the pricing date was approximately $967.20 per PLUS. All payments are unsecured and subject to Morgan Stanley’s credit risk.