Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk notes that pay a 7.00% fixed annual coupon and are linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a $1,000 stated principal amount, aggregate issuance of $2,166,000 and an observation date of April 10, 2031 with maturity on April 16, 2031. They include an automatic early redemption feature if the underlier closes at or above the call threshold (initial level 1,147.17) on a redemption determination date. If not called, a buffer equal to 15% applies: investors receive full principal at maturity only if the final level is at or above the buffer level (975.095); otherwise principal is reduced pro rata subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk and U.S. federal income tax treatment is uncertain.
Morgan Stanley Finance LLC priced a principal-at-risk structured note called Trigger PLUS due April 17, 2031. Each security has a stated principal of $1,000, an estimated value on the pricing date of $969.30, and aggregate issuance of $1,711,000. The return is linked to the worst performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, with a 200% leverage factor on positive performance and a 70% downside threshold that determines whether principal is preserved. If the worst performing underlier falls below its downside threshold, investors lose principal on a 1% loss-for-1% decline basis; there is no minimum payment. All payments are subject to MSFL's credit risk and are unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced Principal at Risk Enhanced Trigger Jump Securities due May 13, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $112 (11.20%) payable at maturity if both underliers meet their downside thresholds.
Payoff is tied to the worst performing of the Russell 2000® and S&P 500®. If the final level of either underlier is below its downside threshold (70% of its initial level), the payment equals the stated principal multiplied by the worst performing underlier’s performance factor, and could be significantly less than principal or zero. Estimated value on the pricing date was $991.80 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to Amazon.com, Inc. stock. The securities have a stated principal amount of $1,000 per security, an original issue price of $1,000 and an aggregate principal amount of $1,300,000. The notes mature on October 14, 2027 and pay a fixed $200 upside payment (20%) at maturity if the final level of the underlying is greater than or equal to the downside threshold; otherwise payment at maturity equals the stated principal multiplied by the final/initial level (full downside exposure, no minimum).
The initial level is $238.38 (strike date April 10, 2026), the downside threshold is $166.866 (70% of initial level), the observation date is October 11, 2027, and estimated value on the pricing date was $974.40 per security. All payments are unsecured and guaranteed by Morgan Stanley and are subject to the issuer's credit risk. Commissions of $23.50 per security were paid to selected dealers.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to the VanEck® Gold Miners ETF with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,101,000. The securities mature on October 14, 2027 and may be automatically redeemed early if the underlier is at or above the call threshold of $99.39 on scheduled redemption determination dates. They pay a contingent coupon at an annual rate of 12.50% only when the underlier’s closing level on an observation date is at or above the coupon barrier of $64.604 (approximately 65% of the initial level). If not auto-redeemed, a final payment at maturity equals the stated principal if the final level is at or above the downside threshold ($64.604); otherwise the payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to full downside and possible loss of principal. The issue price is $1,000 with an estimated value on the pricing date of $955 and a dealer commission of $15 per security.
Morgan Stanley Finance LLC priced a $403,000 aggregate offering of Buffered PLUS principal‑at‑risk securities due April 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities reference the Dow Jones Industrial Average and the S&P 500® Index and determine payment at maturity by the performance of the worst performing underlier, with a 121% leverage factor, a 15% buffer, and a minimum payment at maturity of 15% of stated principal. The pricing date and strike date are April 10, 2026, original issue date is April 15, 2026, observation date is April 10, 2031 and maturity is April 16, 2031. The estimated value on the pricing date was $953.40 per security; agent commissions of $37.50 per security reduce proceeds to the issuer.
Morgan Stanley Finance LLC priced $2,350,000 of callable, principal-at-risk notes (Callable Contingent Income Securities) due April 13, 2029, issued at $1,000 per security and fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of 11.85% per annum on each interest period only if the closing level of each underlier meets its coupon barrier (70% of initial). The notes are linked to the worst performing of the XLI Fund, NDXT Index and RTY Index, use a downside threshold of 65% of initial for maturity protection, and permit issuer call beginning January 14, 2027 based on a risk neutral valuation model. All payments are subject to issuer credit risk.
The pricing supplement for Morgan Stanley Finance LLC offers callable Contingent Income Securities due April 13, 2029, fully guaranteed by Morgan Stanley and issued at a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 10.45% per annum for each interest period only if the closing level of each of three underliers (the S&P 500, Nasdaq-100 Technology Sector and Russell 2000) is at or above its coupon barrier level on the related observation date. The securities are principal-at-risk: if the final level of the worst performing underlier is below its downside threshold (60% of its initial level), the maturity payment equals the stated principal amount multiplied by the worst performing underliers performance factor, which could result in a significant loss of principal or a zero payment. The notes are callable on specified redemption dates beginning April 15, 2027, based on the output of a risk-neutral valuation model selected by the calculation agent; early redemption returns the stated principal plus any contingent coupon otherwise due. All payments are subject to Morgan Stanleys credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley linked to the worst performing of the Nasdaq-100® Technology Sector, S&P 500® and Russell 2000®. The offering comprises an aggregate principal amount of $916,000 at a $1,000 stated principal amount per security and an issue price of $1,000 per security; the estimated value on the pricing date was $971.00 per security. The notes mature on January 13, 2028 and may be automatically redeemed on scheduled determination dates beginning July 10, 2026 if each underlier meets its call threshold. If not called, maturity payments depend on final levels: a fixed upside payment of $1,266.875 if all underliers are at or above their upside thresholds; return of principal if final levels are at or above 70% downside thresholds; otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced auto-callable, principal‑at‑risk notes due April 16, 2031 that reference the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
Automatic early redemption can occur on scheduled determination dates beginning April 14, 2027, with fixed early redemption payments (first payment $1,118.50 per security). If not called, maturity pays $1,592.50 if all final index levels meet call thresholds, returns principal if levels stay above 70% downside thresholds, or pays an amount reduced pro rata by the worst performing underlier (possible full loss).