Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured note offering: Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security and aggregate principal of $1,600,000. They are linked to the Russell 2000® and S&P 500® indices and use the worst-performing underlier to determine payouts.
The notes pay no interest, include a 20% buffer, a minimum maturity payment of 20% of principal, fixed early redemption payments (approximately 10.00% per annum when auto‑called), and are subject to issuer credit risk and index performance. Estimated value on the pricing date was $969.80 per security.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due April 16, 2027, linked to the worst performing of the S&P 500® and Russell 2000® indices. Each security has a $1,000 stated principal amount and pays a contingent coupon only if both underliers meet barrier tests on specified observation dates.
The notes feature automatic early redemption on specified determination dates, a trigger event if either underlier falls below its 70% downside threshold during the term, and principal-at-risk exposure where losses equal 1% per 1% decline in the worst performing underlier. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Buffered PLUS securities due April 16, 2031, each with a $1,000 stated principal amount and sold at $1,000 per security. The notes are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500; upside is leveraged (137.50%) and a 15% buffer applies to the worst performing underlier. If the worst performing underlier finishes above its initial level, investors receive principal plus the leveraged upside; if it finishes between the buffer level and the initial level, investors receive principal; if it finishes below the buffer level, investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a 15% minimum payment at maturity. Securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and all payments are subject to issuer credit risk. The estimated value on the pricing date was $985.60 per security and the aggregate principal offered was $526,000.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note — unsecured obligations of Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley — linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a $1,000 stated principal amount, aggregate issuance of $2,912,000, an estimated value on the pricing date of $907.60 per security, and pay a contingent coupon of 9.00% per annum only if the underlier meets barrier tests on specified observation dates. The notes are auto-callable beginning April 12, 2027 if the underlier ≥ call threshold (1,032.453), provide an 85% buffer (buffer level 975.095) with a 15% minimum payment at maturity, and expose investors to credit risk of Morgan Stanley and to losses below the buffer.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due April 16, 2031, fully guaranteed by Morgan Stanley, tied to the S&P 500® Futures Excess Return Index. The notes have a $1,000 stated principal amount, aggregate principal of $265,000, an initial level of 550.19 and a 161% leverage factor on any upside. Investors receive principal if the final level is at or above an 80% buffer level (440.152); below that buffer they lose 1% for each 1% decline beyond the 20% buffer, subject to a 20% minimum payment. The agent’s commission is $36.25 per security and the estimated value on the pricing date is $937.30 per security.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due October 21, 2027 with a 1-year initial non-call period. The notes are principal-at-risk and fully guaranteed by Morgan Stanley; all payments depend on the worst-performing of Micron, NVIDIA and Broadcom shares.
The securities pay a 23.00% annual contingent coupon (approximately $115 per semi-annual period) only if each underlying stock closes at or above 50% of its initial share price on an observation date. Automatic early redemption may occur on semi-annual redemption dates beginning April 21, 2027 if each underlying closes at or above its 100% redemption threshold. Estimated value on the pricing date was approximately $960.70 per security.
Morgan Stanley Finance LLC priced Principal at Risk securities fully guaranteed by Morgan Stanley that pay no interest and expose investors to loss of principal. The offering is $1,000,000 aggregate ($1,000 per security) with an 8.11% upside payment ($81.10) if the S&P 500® final level on the observation date is at or above the downside threshold.
The initial level was 6,824.66 (strike date), the downside threshold is 5,118.495 (75% of initial level), the observation date is April 22, 2027 and maturity is April 27, 2027. If the final level is below the threshold, holders lose in proportion to the index decline and could lose their entire principal. Estimated value on the pricing date was $989.30.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal amount, $1,000 issue price, estimated value of $908.50, automatic early‑redemption beginning on April 13, 2027, and maturity on April 16, 2031. The securities feature a 15% buffer, a minimum payment at maturity of 15% of principal, a call threshold and fixed early redemption schedule delivering approximately 17.25% per annum if called. All payments are unsecured and guaranteed by Morgan Stanley and subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due May 27, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $88 (8.80%) if the final level of the worst performing underlier is at or above its 60% downside threshold on the observation date. If any underlier finishes below its 60% threshold, payment at maturity equals the stated principal amount multiplied by the performance factor of the worst performing underlier, so investors may lose up to their entire principal. The securities reference three underliers — the Invesco S&P 500® Equal Weight ETF, the Nasdaq-100® Index and the Russell 2000® Index — and are priced to include issuance, selling, structuring and hedging costs; the estimated value on the pricing date was approximately $986.40 per security. All payments are subject to issuer and guarantor credit risk, and the securities do not pay interest.
Morgan Stanley Finance LLC priced Trigger PLUS principal-at-risk securities linked to the worst performer of the Nasdaq-100, Nasdaq-100 Technology Sector and VanEck Semiconductor ETF. Each security has a stated principal amount of $1,000, a 163% leverage factor for upside, an estimated value on the pricing date of approximately $924.10, a pricing/strike date of April 28, 2026 and a maturity date of May 1, 2031. Payment at maturity depends solely on the worst performing underlier: investors receive principal plus leveraged upside if that underlier appreciated; full principal if the worst underlier is between its initial level and an 80% downside threshold; otherwise principal loss is pro rata to the worst underlier’s decline and the payment could be zero. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.