Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Jump Notes (auto-callable) due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and issue price, an estimated value on the pricing date of approximately $941.60, and is linked to the worst performing of four underliers: AVGO, META, GOOG, NVDA.
The notes may be automatically redeemed on scheduled determination dates beginning April 28, 2027 for fixed early redemption payments (ranging from $1,108 to $1,432 per note). If not auto‑redeemed, a final payment equals a fixed positive amount if every underlier meets its call threshold on the final determination date; otherwise investors receive the stated principal.
Morgan Stanley Finance LLC prices an auto-callable, principal-at-risk structured note offering with an aggregate face amount of $2,500,000 linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index. The securities have a face amount of $1,000 per security, a pricing date of April 10, 2026, an original issue date of April 15, 2026 and a stated maturity of April 15, 2032. The notes are automatically callable on specified semiannual calculation days beginning April 15, 2027, pay a fixed call payment if all underlyings meet call thresholds, and otherwise expose holders at maturity to the downside performance of the lowest performing underlying (potential loss of more than 25%, possibly all). The estimated value on the pricing date is $986.50 per security; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of principal‑at‑risk structured notes due April 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $65 (6.50%) if the worst performing underlier finishes at or above its downside threshold.
Payment at maturity is based on the worst performing of the Russell 2000® and the S&P 500® indices; if either underlier finishes below 60% of its initial level, investors lose in direct proportion to that worst performance. The pricing‑date estimated value is approximately $982.80 per security.
Morgan Stanley Finance LLC priced $1,580,000 of auto-callable structured "jump" notes linked to the worst-performing of Alphabet (GOOGL), NVIDIA (NVDA) and Palantir (PLTR). Each $1,000 note was issued at $1,000 with an estimated value of $943.50 on the pricing date and pays no interest.
The notes carry an automatic early redemption feature on the first determination date (April 16, 2027) if each underlier is at or above a 90% call threshold; the early redemption payment is $1,120.50 per note. If not redeemed early, maturity payment (April 15, 2031) depends on the worst-performing underlier: investors receive the stated principal plus a potential upside equal to 125% participation of the worst underlier’s appreciation, but if any underlier is at or below its initial level at maturity, investors receive only the stated principal. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal‑at‑risk structured notes fully guaranteed by Morgan Stanley with a $1,000 stated principal per security and an aggregate principal amount of $7,019,000. The securities can be automatically redeemed on scheduled determination dates beginning April 16, 2027 for rising fixed early redemption payments (first payment $1,112), and mature on April 15, 2031. If not called, maturity payouts depend on each underlier meeting call thresholds (initial levels equal to strike levels) or downside thresholds set at 80% of initial levels; a final full loss occurs if the worst performing underlier falls below its downside threshold. The issue price is $1,000 (estimated value $957.40) with agent commissions of $25 and proceeds to the issuer of $975 per security. All payments are subject to Morgan Stanley’s credit risk and other risks described in the document.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities due April 15, 2031, linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an aggregate principal amount of $1,831,000 and an estimated value on the pricing date of $966.20 per security. At maturity, if the final level is at or above the downside threshold (80% of the initial level), holders receive principal plus the greater of a $250 upside payment or the underlier percent change, capped at $1,888.40. If the final level is below the downside threshold, investors suffer a pro rata loss (1% loss of principal per 1% index decline) and could lose their entire investment.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent-income, auto-callable securities with an aggregate principal amount of $520,000 and a stated principal of $1,000 per security. The securities pay a contingent coupon at an annual rate of 8.00% on observation dates when the underlier meets the coupon barrier.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an initial level of 2,612.09. The call threshold is 2,220.277 (~85% of the initial level) and the coupon barrier/downside threshold is 1,306.045 (50% of the initial level). If not called, maturity is April 15, 2031; if the final level is below the downside threshold, investors suffer a proportional principal loss (payment = stated principal × performance factor).
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due April 12, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Index. Each security has a stated principal amount of $1,000; aggregate principal offered is $2,302,000. The initial (strike) level is 6,824.66 (April 9, 2026) and the observation (final) level is set for April 9, 2030. If the final level is at or above the initial level, investors receive principal plus a fixed $295 upside payment (29.50%). If the final level falls but remains at or above an 80% buffer level, investors may receive a positive return equal to the absolute decline multiplied by a 300% participation rate, capped effectively at 60%. If the final level is below the buffer, investors incur losses dollar‑for‑dollar beyond the 20% buffer, subject to a minimum payment at maturity of 20%. The estimated value on the pricing date was $977.10 per security and the price to public is $1,000 (agent commissions $7.50). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities due February 23, 2028, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon payable at an annual rate of 9.45% only if each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of three underliers (XLI Fund, NDXT Index, RTY Index), feature a call mechanism tied to a risk neutral valuation model, and expose investors to full credit risk of Morgan Stanley and potential principal loss if the worst performing underlier falls below its downside threshold.
Mitsubishi UFJ Financial Group (MUFG) reports a 23.95% beneficial stake in Morgan Stanley, or 380,307,520 common shares as of March 31, 2026. This total includes 3,222,353 shares held by affiliates in a fiduciary capacity, for which MUFG disclaims beneficial ownership.
MUFG and Morgan Stanley also signed an Eighth Amendment to their Investor Agreement on April 13, 2026, extending standstill provisions and MUFG’s preemptive rights from April 13, 2026 to October 13, 2028, unless MUFG’s Economic Interest Percentage falls below 10% earlier.