Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due April 12, 2029, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $625,000 and a stated principal amount of $1,000 per security. The securities reference the S&P 500® Futures Excess Return Index and have an initial level of 547.66 and a leverage factor of 123%.
Payment at maturity depends on the final level on the observation date (April 9, 2029): upside pays stated principal plus 123% of appreciation; if final level is between the buffer level (410.745, 75% of initial) and initial, investors receive stated principal; below the buffer investors lose 1% for each 1% decline beyond the 25% buffer, subject to a minimum payment of 25% of principal. All payments are subject to issuer credit risk. The estimated value on the pricing date was $973.70 per security.
Morgan Stanley Finance LLC is offering $5,423,000 of principal-at-risk, market-linked securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount, an estimated value at pricing of $952.30 and a 300% participation rate in the positive performance of the lowest-performing underlying stock. The securities are auto-callable on April 13, 2027 for a fixed call payment of $1,440 (44% of face). If not called, the maturity payment depends on the lowest-performing stock on the calculation day (April 9, 2029), includes a contingent absolute return feature capped at 40%, and exposes holders to potential losses greater than 40%, including a complete loss of principal. All payments are subject to Morgan Stanley's credit risk; investors should review the product supplement, tax supplement and prospectus linked in the offering materials.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities due April 13, 2033, unsecured notes fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, $909,000 aggregate issuance and an estimated value of $938.50 on the pricing date.
At maturity the payoff pays a fixed $621.50 upside per security if the final level is at or above a 15% buffer (buffer level 5,765.389). If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment is 15% of principal.
Morgan Stanley Finance LLC priced market-linked notes linked to the EURO STOXX 50® Index, with a stated principal amount of $1,000 per note and an aggregate offering of $250,000. The notes mature on April 15, 2031 and pay no periodic interest; at maturity investors receive principal and, if the index closes above the initial level of 5,913.37, an upside payment equal to the stated principal amount × 118.50% × underlier percent change. The estimated value on the pricing date was $966.00 per note. All payments are unsecured and subject to Morgan Stanley's credit risk; the notes will not be exchange-listed.
Morgan Stanley Finance LLC priced partial principal at risk notes linked to the S&P 500® Index due April 19, 2029. Each note has a $1,000 stated principal amount and a 95% partial principal return at maturity; the notes pay no interest and carry Morgan Stanley credit risk. If the final index level is above the initial level, investors receive the $1,000 plus 80% participation in the index appreciation. If the index declines, investors lose 1% of principal for each 1% decline, subject to the 95% floor.
Morgan Stanley Finance LLC priced preliminary terms for floating rate notes due April 14, 2033. The notes pay a quarterly variable rate equal to compounded SOFR plus 0.80%, subject to a 0.10% per annum minimum. Stated and issue price are $1,000 per note; estimated value on the pricing date is $972.70 per note. The notes are fully and unconditionally guaranteed by Morgan Stanley, will be book‑entry only, not listed, and proceeds will be used for general corporate purposes.
Interest is determined by daily‑compounded SOFR over each quarterly period (rate set on each period end‑date), with a rate cut‑off rule for the final period. All payments are subject to issuer credit risk; the calculation agent is an affiliate and will make determinations in its discretion.
Morgan Stanley Finance LLC is offering structured, principal-at-risk Buffered Participation Securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal, a 100% participation rate in upside (capped at a $1,252.50 maximum payment), a 20% buffer (buffer level 80), and a minimum payment of 20% of principal. The securities pay no interest, rely on the basket of EEM, EFA and the S&P MidCap 400, and mature on February 23, 2028. Payments depend on the closing underlier level on the observation date and are subject to Morgan Stanley's credit risk, hedging/modeling assumptions, and U.S. federal income tax uncertainty.
Morgan Stanley Finance LLC is offering principal-at-risk, structured notes due June 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest and return depends on the worst performing of the Russell 2000® and the S&P 500® indices on the observation date; if the worst performing underlier is at or above its 85% downside threshold at observation, investors receive the $1,000 stated principal plus a fixed $136.50 upside payment (13.65%). If the worst performing underlier is below its downside threshold, repayment equals principal multiplied by that underlier’s final/initial performance factor, and could be significantly less than principal or zero. The preliminary pricing estimates the securities’ value at approximately $972.20 on the pricing date; aggregate principal amount and dealer commissions are not stated in this supplement.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes linked to Meta Platforms, Inc. Class A common stock, due October 15, 2026, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 original issue price and an estimated value on the pricing date of approximately $989.40. The notes pay a contingent coupon at an annual rate of 14.24% on observation dates when the underlier closes at or above the coupon barrier ($502.712, 80% of the initial level). The notes are automatically redeemable if the underlier closes at or above the call threshold ($628.39) on a redemption determination date. At maturity, if not redeemed, principal is returned only if the final level is at or above the buffer level ($502.712); otherwise investors suffer losses equal to 1.25% of principal for every 1% the underlier declines beyond the 20% buffer.
Morgan Stanley Finance LLC priced Structured Investments: Enhanced Trigger Jump Securities due April 27, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and offers a fixed upside payment of $81.10 (8.11%) if the S&P 500® Index final level is greater than or equal to the downside threshold. If the final level is below the downside threshold (5,118.495, 75% of the initial level of 6,824.66), investors suffer proportional principal loss (1% loss per 1% decline), with no minimum payment at maturity. Estimated value on the pricing date was approximately $989.30 per security; the issue price is $1,000, with $5 agent fee per $1,000. The securities pay no interest, are unsecured obligations of MSFL, and all payments are subject to Morgan Stanley credit risk.