Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor principal-at-risk securities linked to the MSCI EAFE® Index. The offering totals $9,183,100 at a $10 stated principal amount per security, with a 150% leverage factor, a 10% buffer (90% buffer level), a maximum payment of $13.47 per security and a maturity date of April 12, 2028. Payments depend solely on the index closing level on the observation date and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest, may return less than principal at maturity (including zero), and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC filed an amendment to the pricing supplement for its Fixed Rate Callable Notes due 2031, adding $100,000 of notes to the prior issuance so the combined tranche will total $12,193,000. The notes pay 6.100% per annum semi‑annually and may be redeemed annually beginning November 13, 2027 if a risk neutral valuation model determination (made 13 months before a redemption date) finds redemption economically rational. The notes carry the same CUSIP/ISIN as the existing tranche, are book‑entry only, are fully guaranteed by Morgan Stanley, and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Callable Contingent Income Securities due April 12, 2029, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $744,000 in aggregate principal at $1,000 per security. The notes pay a contingent coupon of 12.00% per annum on each interest period only if the closing level of each underlier (the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000) is at or above its coupon barrier (70% of the initial level) on the related observation date. The securities are principal-at-risk: at maturity investors receive principal only if each underlier is at or above its 70% downside threshold; otherwise payment equals principal multiplied by the worst-performing underlier's performance factor and could be significantly less or zero. The notes may be called early beginning October 13, 2026, if a risk-neutral valuation model determines redemption is economically rational for the issuer. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering variable‑coupon, auto‑callable notes due April 21, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays either a higher coupon of 9.35% or a lower coupon of 0.25% per annum depending on observation‑date performance of four equity underliers (Amazon, Palantir, Micron and Tesla). The notes pay the higher coupon only if the closing level of each underlier meets its coupon barrier on the related observation date and will be automatically redeemed early if each underlier meets its call threshold on a redemption determination date. The estimated value on the pricing date is approximately $938.70 per note. All payments are subject to issuer credit risk, the notes are unsecured, will not be listed, and you will not participate in any appreciation of the underliers.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due February 16, 2029, guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and an issue price of $1,000 (estimated value $974.50 on pricing date). The securities pay a contingent coupon at an annual rate of 10.70% for each interest period only if the closing level of all three underliers meets or exceeds their coupon barrier levels on the relevant observation dates. The notes are linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector and Russell 2000® indices, and the downside threshold for each underlier is 70% of its initial level; if the worst-performing underlier finishes below that threshold, investors suffer principal loss proportional to that decline. The securities are callable beginning on February 19, 2027 if, based on the output of a risk neutral valuation model, early redemption is economically rational for the issuer. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers contingent income auto-callable securities fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the S&P 500®, Russell 2000® and Nasdaq-100®. Each security has a stated principal amount of $1,000, a contingent coupon payable at an annual rate of 6.25% (paid only if all underliers meet coupon barrier tests on observation dates), automatic early‑redemption mechanics tied to call threshold levels, and potential principal loss at maturity if a trigger event occurs. Pricing and strike dates are April 21, 2026 with original issue date April 24, 2026 and maturity October 26, 2027. The document states an estimated value on the pricing date of approximately $968.60 per security. All payments are subject to the issuer’s and guarantor’s credit risk; investors do not participate in any appreciation of the underliers and may receive no coupons or lose some or all principal depending on index performance.
The pricing supplement amendment describes a $100,000 aggregate offering (100 securities) of Principal-at-Risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $949.60. The notes pay a contingent coupon at an annual rate of 16.75% only if the iShares® Bitcoin Trust ETF closing level on each observation date meets or exceeds a coupon barrier. The notes are automatically redeemable on specified redemption determination dates if the underlier meets the call threshold, and otherwise expose holders to principal loss beyond a 10% buffer (buffer level = $34.578) with a minimum payment at maturity of 10% of principal. All payments are subject to issuer and guarantor credit risk; the securities do not provide regular interest and do not confer ownership or dividends of the underlier.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities tied to the Class A common stock of Workday, Inc. The securities have a $1,000 stated principal amount, an aggregate offering of $375,000, a pricing/strike date of April 7, 2026, and mature on April 12, 2028. They pay a contingent coupon at an annual rate of 17.75% only if the underlier meets observation-date barriers, are callable early if the underlier equals or exceeds the call threshold, and expose investors to full principal loss if the final level falls below the downside threshold ($63.755, 50% of the initial level). All payments are subject to the issuer and guarantor credit risk; estimated value at issuance was $973.10 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the worst performing share of Apple, Micron and NVIDIA with an automatic early redemption feature and a final maturity of April 20, 2029.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $942.40, an early redemption payment of $1,365 on the first determination date, an upside participation rate of 300%, a buffer of 30%, and a minimum payment at maturity of 30%.
Morgan Stanley Finance LLC priced a structured note offering: Buffered Jump Securities with an auto-callable feature linked to the worst performing of the S&P 500 and Russell 2000. Each security has a stated principal amount of $1,000, an aggregate principal amount of $250,000, and an estimated value on the pricing date of $958.10. The notes can be automatically redeemed on specified determination dates for fixed early redemption payments (approximately 9.20% per annum equivalent), provide a 25% buffer before principal losses apply, and carry a 25% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.