Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley filed a prospectus addendum for depositary shares each representing 1/1,000th of a share of Floating Rate Non-Cumulative Preferred Stock, Series A. The addendum directs readers to the prospectus dated April 8, 2026 and states that Morgan Stanley & Co. LLC may use the addendum for market-making offers and sales.
Morgan Stanley filed a prospectus addendum dated April 8, 2026 related to its shelf offering for debt securities. The addendum directs readers to specific prospectus supplements or pricing supplements for terms of any offered debt securities and states the accompanying prospectus dated April 8, 2026 supersedes earlier prospectuses. It notes Morgan Stanley & Co. LLC will act in market‑making transactions and that the debt securities are not FDIC insured and are not bank obligations or bank guarantees.
Morgan Stanley and Morgan Stanley Finance LLC have posted a prospectus supplement for commodity-linked partial principal at risk securities offered as Series I (Morgan Stanley) and Series A (MSFL) medium-term notes. These securities repay only 90% to 99.9% of principal at maturity (the minimum payment amount) and may pay an additional supplemental redemption amount tied to the performance of a single commodity, a commodity index, or a basket of commodities as specified in the applicable pricing supplement. The prospectus supplement explains general mechanics: supplemental redemption = stated principal × participation rate × commodity percent change (or basket performance) unless another formula is provided in the pricing supplement; participation rate is 100% unless otherwise specified. Payments on MSFL-issued securities are fully and unconditionally guaranteed by Morgan Stanley. The document discloses risks, valuation methodology (issuer-estimated value less than issue price due to included commissions and hedging costs), potential limited secondary market liquidity, calculation agent discretion (MSCG), and various international distribution and regulatory restrictions. Pricing- and issuance-specific terms (minimum payment amount, participation rate, underlying assets, determination dates, jump features, call provisions, issue price and estimated value) will appear in the applicable pricing supplement.
Morgan Stanley and Morgan Stanley Finance LLC offer Performance Leveraged Upside Securities ("PLUS")—commodity‑linked structured notes—under a prospectus supplement dated April 8, 2026. PLUS pay at maturity based on a bull or bear exposure to a single commodity, commodity index, commodity ETF or a basket, with leverage, caps, buffers and possible minimum payments specified in each pricing supplement. MSFL's obligations are fully and unconditionally guaranteed by Morgan Stanley. The issue price includes dealer commissions and hedging costs; the estimated value at pricing will be lower than the original issue price. Secondary trading may be limited and values depend on Morgan Stanley's credit spreads, model inputs and market conditions.
Morgan Stanley and Morgan Stanley Finance LLC offer commodity-linked jump securities under a prospectus supplement dated April 8, 2026. The securities are senior notes (Series I and Series A) linked to a single commodity, a commodity index, a commodity ETF or a weighted basket, with final payment determined by valuation date(s) and specified pricing supplements. MSFL’s obligations are fully and unconditionally guaranteed by Morgan Stanley. Features include fixed upside payments, buffered and trigger structures, multiple valuation date averaging, calculation-agent discretion, and limited or no principal protection depending on structure.
Morgan Stanley and Morgan Stanley Finance LLC offer participation securities (senior notes) under a product supplement to a shelf registration. The securities are equity- or index‑linked notes that generally do not guarantee principal and pay at maturity based on the performance of one or more underlying assets as specified in a pricing supplement. MSFL’s obligations are fully and unconditionally guaranteed by Morgan Stanley. Features may include bull or bear payoff profiles, buffered structures, multiple valuation dates, caps and minimums, and discretionary determinations by Morgan Stanley & Co. LLC acting as Calculation Agent. The issue price will include commissions and hedging costs, which reduces estimated value relative to original offering price. Read the applicable pricing supplement for specific terms, valuation dates, caps, buffers and risk details.
Morgan Stanley and Morgan Stanley Finance LLC offer "Jump Securities"—structured senior medium-term notes linked to an index, a single stock, an ETF or a weighted basket. Payments at maturity depend on the underlying asset's final (or averaged) value and may include a fixed upside payment, the greater of a fixed payment and asset-based return, buffered protection, trigger thresholds, or downside factors as specified in the applicable pricing supplement. The notes generally do not guarantee principal or pay regular interest; MSFL-issued notes are fully and unconditionally guaranteed by Morgan Stanley. Pricing supplements will state specific terms (stated principal, upside payment, buffer amount, valuation dates) and the issuer’s estimated value on the pricing date.
Morgan Stanley and Morgan Stanley Finance LLC offer a program to issue auto-callable global medium-term notes linked to one or more indices or shares under Product Supplement (Registration Statement No. 333-293641) dated April 8, 2026. The product supplement describes mechanics: automatic early redemption on specified determination dates, payment-at-maturity formulas (including an index performance factor), buffered variants with a buffer amount, and issuer and calculation-agent roles. Payments depend on underlying index/share closing or intraday values, trigger levels and observation periods; securities are unsecured obligations (MSFL obligations are fully guaranteed by Morgan Stanley). The applicable pricing supplement will specify the stated principal amount, early redemption payments, buffer percentages, underlying assets, and estimated value on the pricing date. The document emphasizes that the issue price includes commissions and hedging costs that reduce estimated value versus original issue price and that MS & Co. acts as calculation agent, with discretion on market disruption, successor indices, and corporate-event adjustments.
Morgan Stanley and Morgan Stanley Finance LLC offer principal-at-risk notes (Series I and Series A) linked to indices, ETFs, commodities, ADSs or stocks. Payments at maturity depend on underlier performance; principal is not guaranteed and may be lost. MSFL obligations are fully and unconditionally guaranteed by Morgan Stanley. The applicable pricing supplement will specify concrete terms, pricing, estimated value, observation/payment dates, and any interest provisions; the calculation agent (MS & Co.) has broad discretion on valuation and market-disruption determinations.
Morgan Stanley and Morgan Stanley Finance LLC supplement the Prospectus dated April 8, 2026 to describe potential global medium‑term note structures linked to a wide range of third‑party indices and index publishers. The supplement lists many eligible indices (e.g., EURO STOXX 50®, S&P 500®, Hang Seng®, Dow Jones Industrial Average, FTSE® 100, Nasdaq‑100, various MSCI, Russell and BlackRock adaptive indices) and explains each index’s composition, calculation methodology, reconstitution schedule, and publisher disclaimers. MSFL’s obligations on notes issued by it are fully and unconditionally guaranteed by Morgan Stanley. The supplement highlights product features and specific index mechanics where applicable, including volatility targets and periodic rebalance schedules, and reminds investors to review the relevant preliminary terms, pricing supplement and product supplement for securities‑specific terms and risk factors.