Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley proposes a program to offer Series J and Series K global medium-term notes under a prospectus supplement dated April 8, 2026. The notes are senior, will mature more than nine months from issue, may pay fixed or floating interest (which may be zero), and will be issued in fully registered form.
The prospectus supplement and an applicable pricing supplement will set final terms including currency, interest method, optional call/put features, tax‑related redemption mechanics, and whether notes are issued under the NSS (Eurosystem eligible) or CSS.
Morgan Stanley is offering a program to issue Series I global medium-term notes under its Senior Debt Indenture; specific terms (maturity, currency, callable/puttable features) will be set in a pricing supplement. The notes are unsecured senior indebtedness and the company reported $329.5 billion of senior long-term borrowings as of December 31, 2025.
Morgan Stanley updates its prospectus supplement to the Series F medium-term notes, units and warrants program, offering a flexible shelf of subordinated medium-term notes, units and warrants to be sold from time to time under separate pricing supplements. The notes will be subordinated and may bear fixed, floating or zero interest, may be callable or puttable, and can be issued alone, as part of units or with warrants. Pricing supplements will specify final terms for each issuance, including currency, interest mechanics, exchangeability, contingent or commodity linkage, book-entry treatment through The Depository Trust Company, and tax and settlement procedures. The prospectus supplement references approximately $12.2 billion of subordinated long-term borrowings that would rank pari passu with these notes as of December 31, 2025.
Morgan Stanley Finance LLC is registering a Series A program to offer medium-term notes, units and warrants, with payments on those securities fully and unconditionally guaranteed by Morgan Stanley. The prospectus supplement dated April 8, 2026 explains general terms; specific terms for each issuance will appear in separate pricing supplements.
The program permits notes in fixed, floating or zero interest forms, currency- or commodity-linked payoffs, exchangeable or renewable structures, book-entry global issuance through DTC, and issuance of units combining notes, warrants or purchase contracts. Distribution will be handled primarily by Morgan Stanley & Co. LLC under stated commission ranges and applicable local selling restrictions.
Morgan Stanley Finance LLC (MSFL) supplements its prospectus for offerings of global medium-term notes, global units and global warrants that are fully and unconditionally guaranteed by Morgan Stanley. The supplement emphasizes complex U.S. federal tax risks applicable to these "program securities," including uncertainty about tax characterization, potential 30% withholding under Section 871(m) on dividend equivalents to non-U.S. investors, possible application of Sections 1260 and 1258, and taxable events prior to maturity (e.g., significant modifications or early fixing). The tax treatment depends on the specific terms of each issue and applicable supplements; purchasers are urged to consult their tax advisers.
Morgan Stanley and its finance subsidiary Morgan Stanley Finance LLC have published a shelf prospectus describing an offering program registering up to $191,273,967,190 of securities, including debt securities, units, warrants, purchase contracts, preferred stock and common stock. MSFL may issue debt securities, units, warrants and purchase contracts that are fully and unconditionally guaranteed by Morgan Stanley. The prospectus sets out general terms, distribution methods, payment and currency mechanics, structural subordination risks for MSFL securities, benchmark‑replacement mechanics for index‑linked debt (including SOFR and SONIA), foreign‑currency and exchange‑rate risks, and the companies’ use of proceeds (general corporate purposes and, for MSFL, loans to Morgan Stanley). Specific terms for any issuance will appear in a prospectus supplement.
Morgan Stanley files a pre-effective amendment to register up to $191,273,967,190 of securities, including debt securities, units, warrants, purchase contracts, preferred stock and common stock, and debt securities of Morgan Stanley Finance LLC fully and unconditionally guaranteed by Morgan Stanley. The prospectus is subject to completion and supplements will specify final terms and offering methods.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income auto-callable securities linked to the ordinary shares of Amcor PLC. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $958.60, a contingent coupon at an annual rate of 13.50%, and a final maturity of May 26, 2027.
The securities pay coupons only if the closing level of the underlier meets or exceeds the coupon barrier level on observation dates and will be automatically redeemed early if the underlier meets the call threshold on any redemption determination date. If not auto‑redeemed, a final payment at maturity returns the stated principal only if the final level is at or above the downside threshold (71% of the initial level); otherwise, investors suffer a loss equal to the percentage decline in the underlier and could lose their entire investment. All payments are unsecured and subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering a capped, leveraged, principal-at-risk structured note — a two-year Buffered PLUS with Downside Factor linked to the MSCI EAFE Index that is fully and unconditionally guaranteed by Morgan Stanley. Each security has a $10 stated principal amount and does not pay interest; the prospectus terms limit upside and expose holders to full principal loss if the underlier falls below the buffer.
The securities provide 150% leveraged upside subject to a $13.47 per-security maximum and a 10% buffer; below the buffer investors lose 1.1111% of principal for each 1% decline beyond the buffer. Pricing and observation dates are April 7, 2026 and April 7, 2028, respectively.
Morgan Stanley Finance LLC updates a preliminary pricing supplement for its Buffered PLUS with Downside Factor securities linked to the S&P 500® Index, offering leveraged upside with a 150% leverage factor and a 10% buffer. Each security has a stated principal amount of $10 and a maximum payment at maturity of $12.705. The observation date is April 7, 2028 and the stated maturity date is April 12, 2028. The securities pay no interest, do not guarantee principal at maturity, expose investors to Morgan Stanley credit risk, and may result in significant or total loss if the final index level is below the buffer.