Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, market-linked securities due April 29, 2027 linked to the lowest performing of four State Street sector ETFs. Each security has a $1,000 face amount and an estimated value of $942.40 on the pricing date. The terms include a buffer of 20%, a threshold equal to 80% of each starting price, and a participation rate of at least 250% (to be set on the pricing date). Pricing and original-issue dates are April 17, 2026 and April 22, 2026, respectively; dealer commissions of up to $23.25 per security are disclosed. Payments at maturity depend solely on the ending price of the lowest performing underlying and are subject to the guaranty of Morgan Stanley and the credit risk of the issuer and guarantor.
Morgan Stanley Finance LLC is offering structured, auto-callable notes due April 21, 2031, linked to the worst performing of four equities: Amazon, Palantir, Micron and Tesla. Each note has a $1,000 stated principal and pays a variable monthly coupon of either 9.35% (higher) or 0.25% (lower) depending on observation-date performance. The notes can be automatically redeemed beginning with the redemption determination date of April 16, 2027 if all underliers meet call thresholds; otherwise principal is returned at maturity. All payments are unsecured and subject to Morgan Stanley credit risk; the estimated value at pricing was approximately $938.70 per note.
Morgan Stanley Finance LLC priced auto-callable "Jump Notes" linked to the worst-performing share of Alphabet (GOOGL), Broadcom (AVGO) and Meta (META). Each $1,000 note pays no interest, has a 125% participation rate, a potential early redemption payment of $1,167.50 on the first determination date and matures on April 16, 2031. Payments depend on the worst-performing underlier and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk structured notes due April 16, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $946.70. The notes may auto-redeem on scheduled determination dates beginning April 14, 2027 for preset early redemption payments; maturity payoffs depend on the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices and include full principal, a fixed positive payment, or a loss equal to the percentage decline of the worst performing underlier below a 70% downside threshold.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 27, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a fixed upside payment of $147.50 (14.75%). The securities pay no interest and return at maturity depends on the worst performing of the Russell 2000® and S&P 500® indices, with a downside threshold of 85% of each underlier’s initial level. Estimated value on the pricing date is approximately $972.00 per security. All payments are subject to Morgan Stanley’s credit risk; if the final level of either underlier is below its threshold, principal is reduced proportionately and could be lost in full.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable structured notes due May 3, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an estimated value of approximately $941.70 on the pricing date, and an automatic early redemption feature on the first determination date of May 4, 2027.
At maturity, investors may receive the stated principal plus an upside payment if all underliers finish above initial levels, the stated principal if all underliers finish at or above 70% of initial levels, or a reduced payment tied to the worst performing underlier if any underlier finishes below 70% (full principal risk).
Morgan Stanley Finance LLC offers Principal at Risk notes due April 29, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal of $1,000 and a contingent coupon payable at an annual rate of 16.65% on specified observation dates only if the underlier is at or above an 80% coupon barrier. The notes feature automatic early redemption beginning with a first redemption determination date of April 26, 2027 if the underlier is at or above a 100% call threshold. If not redeemed, maturity payment returns principal only if the final level is at or above a 60% downside threshold; otherwise investors suffer pro rata principal loss (payment = $1,000 × final level/initial level). Estimated value on pricing date was approximately $935.20 per security. All payments are subject to issuer and guarantor credit risk and U.S. federal income tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering dual-directional buffered participation securities due May 7, 2027, fully guaranteed by Morgan Stanley. Each $1,000 security returns a payoff based on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay no interest, have an estimated value of approximately $986.10 on the pricing date, an upside participation rate of 100% subject to a $1,138.50 maximum payout (113.85%), a 20% buffer and a 20% minimum payment at maturity. If the worst performing underlier falls below the buffer, investors suffer proportional principal loss beyond the buffer. All payments are subject to Morgan Stanley's credit risk; MS & Co. is calculation agent and distributor for certain fee-based accounts.
Morgan Stanley Finance LLC priced a series of Buffered PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with an observation date of April 9, 2029 and maturity on April 12, 2029. The notes have a stated principal amount of $1,000 per security, a 123% leverage factor on upside, a 25% buffer and a minimum payment at maturity equal to 25% of principal.
The preliminary pricing supplement discloses an estimated value on the pricing date of approximately $973.30 per security and explains material risks including credit risk of MSFL/Morgan Stanley, possible significant principal loss if the final level is below the buffer, model-based valuation, limited secondary-market liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. Each note has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $927.60, and a potential automatic early redemption on May 7, 2027 for an early redemption payment of $1,128.50 if each underlier meets call thresholds on the first determination date.
Notes mature on May 5, 2031. If not auto‑redeemed, maturity payouts depend on the worst performing underlier: full principal plus an upside payment if all final levels exceed their initials; full principal if worst performance stays above a 70% downside threshold; or a reduced payment proportional to the worst underlier (possible total loss).