Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers contingent-income, memory buffered auto-callable notes linked to Alphabet Inc. Class A stock with $1,000 stated principal and a 17.28% contingent annual coupon. The notes mature on April 28, 2027 and are automatically redeemed early if the underlier meets the call threshold on scheduled determination dates.
Payments depend on observation-date closings: a 15% buffer and a downside factor of 1.1765 apply at maturity, so losses occur for declines beyond the buffer. All payments are subject to MSFL/Morgan Stanley credit risk; estimated value at pricing was approximately $983.50 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500, with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date of May 4, 2027 for an early redemption payment of $1,129. If not redeemed, maturity is May 3, 2030 with final payoff tied to the worst-performing underlier: upside participation of at least 150% of the worst underlier’s gain if all underliers finish above initial levels, full principal if all underliers finish at or above 70% of initial levels, and a pro rata principal loss equal to the worst underlier’s decline if any underlier finishes below 70%. Estimated value on the pricing date was approximately $931.60 per security. All payments are unsecured and subject to Morgan Stanley’s credit risk; these securities do not pay interest and investors may lose up to their entire investment.
Morgan Stanley Finance LLC offers structured, market-linked notes due April 15, 2031, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 per note, is linked to the EURO STOXX 50® Index, and provides an upside payment equal to the stated principal amount × 118.50% × underlier percent change if the final level exceeds the initial level. The notes pay no interest, are not listed, and have an estimated value on the pricing date of approximately $967.80 per note. Payments are subject to the issuer’s and guarantor’s credit risk; the notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering market-linked notes due April 14, 2031 that are fully and unconditionally guaranteed by Morgan Stanley and pay no interest. The notes have a stated principal amount of $1,000 per note and provide an upside payment at maturity equal to the stated principal amount multiplied by a participation rate of 126.50% times the underlier percent change of the S&P 500® Futures Excess Return Index. The pricing date and strike date are April 8, 2026, the original issue date is April 13, 2026, and the observation date is April 8, 2031. Morgan Stanley estimates the value on the pricing date at approximately $967.90 per note. Payments at maturity depend solely on the closing level of the underlier on the observation date, and all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers contingent‑income, principal‑at‑risk notes due March 15, 2029, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 8.00%, payable only if both underliers meet coupon barriers on observation dates. The notes are auto‑callable on scheduled redemption determination dates and repay principal at maturity only if the final level of each underlier is at or above its buffer level (80% of initial); otherwise holders suffer losses proportional to the decline of the worst performing underlier, subject to a 20% minimum payment. The securities reference the XME and GDX ETFs, have an estimated value on the pricing date of approximately $942.40 per security, and are unsecured obligations of MSFL, with payments subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering $3,500,000 of Capped Buffer GEARS due October 6, 2027, fully guaranteed by Morgan Stanley. Each $10 Security provides 2.0 Upside Gearing on a weighted basket of seven alternative-asset managers up to a Maximum Gain of 33% (maximum payment $13.30). The Securities include a 20% Buffer: if the Final Basket Level is at or above 80 (of initial 100) you receive $10 at maturity; below 80 you lose 1% of principal for each 1% decline beyond the Buffer, up to an 80% principal loss. Issue Price is $10.00 (estimated Trade Date value $9.596). Minimum purchase: 100 Securities. Payments and any recovery are subject to Morgan Stanley credit risk; secondary market liquidity is limited and MS & Co. may cease making a market.
Morgan Stanley Finance LLC is issuing buffered participation securities due October 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 100% participation rate, a 20% buffer (buffer level 80) and a maximum payment at maturity of $1,206.50. The securities pay no interest; at maturity investors receive upside up to the maximum, full principal if underlier decline is within the buffer, or a pro rata principal loss beyond the buffer, subject to a 20% minimum payment. All payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering buffered jump, auto-callable principal-at-risk securities with a stated principal amount of $1,000 per security and an issue price of $1,000. The estimated value on the pricing date is approximately $967.40. The securities pay no interest and are fully guaranteed by Morgan Stanley. They use a four-stock basket (APO, BX, ARES, KKR) weighted equally. Key economics: participation rate 150%, buffer 15%, downside factor 1.1765, upside payment $483, and an automatic early redemption payment $1,241.50 if the basket meets the call threshold on April 19, 2027. Maturity is April 11, 2028. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a structured note offering — a Buffered PLUS with Downside Factor tied to the MSCI EAFE® Index that is fully guaranteed by Morgan Stanley. Each security has a $10 stated principal amount and a 150% leverage factor for upside, subject to a $13.47 maximum payment at maturity on April 12, 2028. A 10% buffer applies: if the final index level is below 90% of the initial level, investors lose 1.1111% of principal for each 1% decline beyond the buffer. Estimated value on the pricing date was approximately $9.812 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor securities linked to the S&P 500® Index with a stated principal amount of $10 per security. The securities mature on April 12, 2028, feature a 150% leverage factor on upside, a 10% buffer and a downside factor of 1.1111. The maximum payment at maturity is $12.705 per security. The estimated value on the pricing date was approximately $9.87 per security; purchases include issuance, structuring and hedging costs. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.