Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, market-linked, auto-callable securities linked to the common stock of Blackstone Inc. with a face amount of $1,000 per security. The preliminary pricing supplement states an estimated value of approximately $961.80 per security (± $30.00). The securities pay contingent quarterly coupons (contingent coupon rate to be set on the pricing date and at least 18.15% per annum), may be automatically called beginning July 2026 if the underlying stock closes at or above the starting price on a calculation day, and expose holders to 1:1 downside of the underlying below a downside threshold equal to 60% of the starting price. All payments are subject to issuer credit risk and the securities do not provide regular interest, dividend rights or participation in upside of the underlying stock.
Morgan Stanley Finance LLC is offering variable‑income, auto‑callable notes due May 1, 2031 that pay either a 9.75% (higher) or 0.25% (lower) annual coupon depending on monthly observation dates and are linked to the worst performing stock among Broadcom, Meta, Micron, Palantir and Oracle. The notes have a $1,000 stated principal amount per note and an original issue price of $1,000; Morgan Stanley estimates the notes' value on the pricing date at approximately $933.90, within $55.00 of that estimate. Automatic early redemption is possible on specified determination dates beginning April 28, 2027 if each underlier meets the 90% call threshold. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, variable‑coupon, auto‑callable notes with a $1,000 stated principal amount per note. The notes pay either a 7.45% annual higher coupon or a 0.25% annual lower coupon each period, with a 7.20% conditional coupon payable only if future observation dates meet coupon barriers. The notes reference the worst performing of five stocks and are fully guaranteed by Morgan Stanley. The strike and pricing dates are April 28, 2026, original issue date April 30, 2026, and maturity May 1, 2031. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering variable income auto-callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a variable coupon that is either 9.50% or 0.25% per annum depending on each observation date’s closing levels versus coupon barrier levels, are linked to the worst performing of Netflix, Meta (Class A), Palantir (Class A) and Micron, and have an original issue price of $1,000 per note with an estimated value on the pricing date of approximately $938.90. The notes may be automatically redeemed beginning after the first redemption determination date of April 28, 2027 if each underlier meets its call threshold; if not redeemed they pay principal at maturity. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent income auto-callable securities linked to the worst performing of the Dow Jones Industrial, the Nasdaq-100 and the Russell 2000. Each security has a $1,000 stated principal amount and a $1,000 issue price. The notes pay a contingent coupon at an annual rate of 9.00% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date; otherwise no coupon is paid. Automatic early redemption can occur beginning on April 27, 2027 if all underliers meet call thresholds (95% of initial levels). If not redeemed, maturity is May 1, 2031, with principal returned only if every underlier is at or above its downside threshold (70% of initial levels); otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a significant loss or zero recovery. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and are subject to Morgan Stanley credit risk, limited secondary-market liquidity, and uncertain U.S. federal tax treatment.
The issuer, Morgan Stanley Finance LLC, is offering Market Linked Securities — contingent fixed return and contingent downside principal-at-risk securities linked to the lowest performing of the Nasdaq-100, Russell 2000 and S&P 500 indices maturing April 14, 2027. The aggregate face amount is $700,000 and the face amount per security is $1,000. The securities pay a contingent fixed return of 15.60% (equal to $156 per $1,000) if the lowest performing underlying’s ending level is greater than or equal to its threshold level (79% of its starting level); otherwise the maturity payment equals $1,000 plus the underlying return of the lowest performing underlying, exposing investors to more than a 21% loss and potentially a total loss. The estimated value on the pricing date is $985.20 per security. Pricing date is April 2, 2026, original issue date April 8, 2026, and calculation day is scheduled for April 9, 2027. The securities are fully guaranteed by Morgan Stanley, do not pay interest or dividends, and are subject to Morgan Stanley credit risk, liquidity constraints, hedging activity by affiliates, and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced a structured, variable-income, auto-callable note due May 1, 2031 linked to the worst-performing stock among Netflix, Broadcom, Amazon and Alphabet. Each note has a stated principal amount of $1,000, a variable coupon of 0.25% (lower) or 8.75% (higher), and an estimated value on the pricing date of approximately $943.40 per note. The notes pay the higher coupon for an interest period only if each underlier is at or above its coupon barrier level on the related observation date, and they will be automatically redeemed early if all underliers meet their call threshold on a redemption determination date. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and all payments remain subject to the issuer’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments: Variable Income Auto-Callable Notes due May 1, 2031. Each note has a $1,000 original issue price and an estimated value of approximately $936.50 on the pricing date. The notes pay a variable coupon each period: a higher coupon of 11.00% per annum or a lower coupon of 0.25% per annum, determined on observation dates by whether each of four underliers meets its coupon barrier (75% of initial level). The notes are linked to the worst performing of Broadcom, Oracle, Palantir and Micron, carry an automatic early redemption feature beginning with a redemption determination date of April 28, 2027 if all underliers meet call thresholds (90% of initial level), and return the stated principal at maturity if not redeemed. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent coupon auto-callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 issue price and an estimated value on the pricing date of approximately $947.90. The notes pay a contingent coupon at an annual rate of 9.30% only when the closing level of each of the three underliers (Dow Jones Industrial Average, Nasdaq-100, Russell 2000) is at or above its coupon barrier on an observation date. The notes are automatically redeemed early if on a redemption determination date every underlier is at or above its call threshold (100% of initial level). At maturity, if the final level of any underlier is below its downside threshold (70% of initial level), principal is reduced pro rata based on the worst-performing underlier, and could be zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, market‑linked securities linked to the EURO STOXX 50® Index that are auto‑callable on annual calculation days and mature on May 3, 2029. Each security has a face amount of $1,000; the estimated value on the pricing date is $951.40 (±$45.00). If the index closes at or above the starting level on a calculation day, the securities will be called for preset call payments; if not called, the maturity payment equals $1,000×(ending level/starting level), exposing investors to a 1:1 downside. Pricing date is April 30, 2026 and original issue date is May 5, 2026. The securities do not pay interest, do not participate in index upside beyond call premiums, and are subject to Morgan Stanley credit and liquidity risks.