Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable securities due May 5, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $921.70.
The securities may be automatically redeemed on scheduled determination dates beginning May 7, 2027 for fixed early redemption payments that imply returns of ~25.50% per annum; if not auto-redeemed, maturity payouts are $2,275.00 if the final level meets the call threshold, $1,000 if the final level is at or above the downside threshold (60% of the initial level), or a loss proportional to index decline below that downside threshold. The underlier is subject to a 4.0% per annum daily decrement and limited operating history.
Morgan Stanley Finance LLC priced a $1,050,000 aggregate issue of market-linked, principal-at-risk securities due April 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 face amount security offers a $50 contingent fixed return (5.00%) if the lowest-performing index is at or above a 59% threshold of its starting level on the April 9, 2027 calculation day. The estimated value on the pricing date was $964.40 per security.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each note has a $1,000 stated principal and an estimated value on the pricing date of approximately $951.10. The notes pay a contingent coupon of 8.60% per annum on scheduled coupon dates only if each underlier meets its coupon barrier (75% of initial level) on the related observation date. The notes are automatically redeemed early if all underliers meet their call threshold (90% of initial level) on a redemption determination date, and mature on May 1, 2031. If not automatically redeemed, principal repayment at maturity depends on the worst performing underlier relative to its downside threshold (70% of initial level), and investors may lose up to their entire principal. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, variable‑coupon auto‑callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays either a 0.25% or 8.00% annual coupon per interest period depending on observation‑date tests tied to three equity underliers (PLTR, UNH, ORCL). The notes are linked to the worst‑performing underlier, can be automatically redeemed early beginning with the redemption determination date on April 28, 2027, and have an estimated value on the pricing date of approximately $947.00 per note.
Morgan Stanley Finance LLC is offering Structured Investments Market-Linked Notes with an aggregate principal amount of $2,000,000, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, have a stated principal amount of $1,000 per note and a participation rate of 100% in the performance of the worst performing of the Russell 2000®, S&P 500® and Nasdaq-100 over the term. The maximum payment at maturity is $1,199 per note (119.90% of principal). The issue price is $1,000 per note and the estimated value on the pricing date is $984 per note. All payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Notes due April 7, 2031, linked to the worst performing of NVIDIA, Tesla and Palantir common stock. The notes are issued at $1,000 per note with an aggregate principal amount of $723,000 and an estimated value on the pricing date of $946.90 per note.
The notes pay a contingent coupon at an annual rate of 8.30% only if, on each observation date, the closing level of each underlier is at or above its coupon barrier (about 75% of the initial level). The notes will be automatically redeemed early if, on a redemption determination date beginning April 2, 2027, the closing level of each underlier is at or above its call threshold (100% of initial level). All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments (principal-at-risk notes) fully guaranteed by Morgan Stanley with an aggregate principal amount of $1,063,000. The notes mature April 5, 2029, are callable on the first determination date (April 6, 2027) for an early redemption payment of $1,150 and carry a 210% participation rate on the worst performing of the S&P 500, Nasdaq-100 and Dow Jones Industrial Average. The securities include an 85% buffer level (15% buffer amount) and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was $981.50 per security; the issue price is $1,000 per security and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues contingent-income principal-at-risk notes totaling $1,315,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security, an estimated value of $982.00 on pricing, and a 10.10% annual contingent coupon payable only if each index closes at or above its coupon barrier on each observation date. Payment at maturity returns the stated principal only if each underlier is at or above a 70% downside threshold of its initial level; otherwise the payment equals the stated principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a significant loss of principal.
The securities link to the S&P 500 (SPX initial level 6,582.69), Nasdaq-100 Technology Sector (NDXT initial level 12,012.88) and Russell 2000 (RTY initial level 2,530.042), carry issuer credit risk, and are sold to fee-based advisory accounts at a public price of $1,000 (proceeds to issuer $995 per security after agent activity).
Morgan Stanley Finance LLC priced $500,000 aggregate of structured notes — Principal at Risk securities with a $1,000 stated principal amount per security, fully and unconditionally guaranteed by Morgan Stanley. The securities are linked to the worst performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices.
The notes can auto‑call on specified determination dates beginning April 6, 2027, for rising fixed early redemption payments (up to $1,470.25). If not called, maturity payoffs depend on index outcomes: $1,513.00 if all indices meet call thresholds, $1,000 if all are above 70% of initial levels, or a loss equal to the percentage decline of the worst performing index (principal at risk).
Morgan Stanley Finance LLC prices Callable Contingent Income Securities linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 Technology Sector and Russell 2000. The notes have a $1,000 stated principal amount, pay a contingent coupon of 11.15% per annum on each period only if all three underliers meet coupon barrier levels, are callable beginning April 7, 2027 based on a risk-neutral valuation model, and mature on January 7, 2031. If the final level of the worst performing underlier is below its 60% downside threshold, principal is reduced pro rata by that underlier’s performance and could be zero. All payments are subject to MS and MSFL credit risk.