Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $400,000 aggregate offering of Principal at Risk Contingent Income Auto-Callable Securities due April 5, 2029, issued at $1,000 per security.
The notes pay a contingent coupon at an annual rate of 10.00% on observation dates when each underlier meets its coupon barrier (70% of initial). Automatic early redemption occurs if each underlier meets its call threshold (100% of initial) on a redemption determination date. At maturity, if any underlier is below its downside threshold (50% of initial), principal is reduced proportionally to the worst performing underlier; investors may lose up to their entire principal. The offering is unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues Structured Investments: Contingent Income Buffered Auto-Callable Securities due April 5, 2029. The offering consists of $8,254,000 aggregate principal of $1,000 principal amount securities, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of 11.50% per annum on observation dates only if both underliers meet coupon barrier levels, feature automatic early redemption if both underliers meet call thresholds on a redemption determination date, and return principal at maturity only if each underlier is at or above an 80% buffer; otherwise investors lose 1% of principal for each 1% decline in the worst performing underlier beyond the 20% buffer, subject to a 20% minimum payment at maturity. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing principal-at-risk auto-callable notes linked to Palantir Technologies Inc. Class A stock. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $986.70 and matures on October 7, 2027.
The securities pay a contingent coupon at an annual rate of 22.05% on coupon payment dates only if the closing level of Palantir is at or above the coupon barrier ($81.653, 55% of the initial level) on the related observation date. The notes are automatically redeemed if the closing level on any redemption determination date is at or above the call threshold ($148.46, 100% of the initial level), beginning with the first redemption determination date of July 2, 2026. If not called, repayment at maturity depends on the final level: if final level is below the downside threshold ($81.653), holders lose 1% of principal for each 1% decline in the underlier and could receive nothing.
Morgan Stanley Finance LLC priced a $6,317,000 offering of Dual Directional Buffered Participation Securities due May 6, 2027, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount, a pricing/strike date of April 2, 2026, an observation date of May 3, 2027, and an estimated value on the pricing date of $989.40 per security. Returns depend on the index closing level on the observation date: investors can receive upside participation up to a $1,075 maximum payment (107.50% of principal), a 20% buffer (buffer level = 80% of initial level), and a minimum payment at maturity of 20% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk auto-callable securities fully guaranteed by Morgan Stanley with an aggregate principal amount of $3,261,000. The securities were priced at $1,000 each (estimated value $985.50) with an original issue date of April 8, 2026 and maturity on April 5, 2029. The notes reference the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000 and use the worst-performing underlier to determine payoffs. Automatic early redemption begins on the first determination date of April 9, 2027 with scheduled early redemption payments rising to $1,495 per security; the stated payment at final maturity if all call thresholds are met is $1,540. Call threshold levels equal initial levels and downside thresholds equal 70% of initial levels; if the worst underlier finishes below its downside threshold, investors incur loss proportional to that decline. All payments are subject to Morgan Stanley credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC offers Principal-at-Risk Contingent Income Memory Securities linked to the worst performing of the S&P 500®, Nasdaq-100® Technology Sector and Russell 2000®. The offering totals $1,745,000 in aggregate principal at $1,000 per security with an original issue date of April 8, 2026.
The notes pay a contingent coupon at an annual rate of 9.00% on scheduled coupon dates only if each underlier meets its coupon barrier (≈80% of initial level) on the related observation date; unpaid coupons may be paid later only if observation-date conditions are met. At maturity on April 7, 2031, if every underlier is at or above its downside threshold (≈70% of initial level) investors receive stated principal; otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $500,000 aggregate principal of callable, contingent-coupon Principal at Risk securities, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an annual contingent coupon of 11.00%, a 20% buffer and a 20% minimum payment at maturity. Coupons pay only if each underlier is at or above its coupon barrier on each observation date; losses at maturity are based on the worst-performing underlier beyond the 20% buffer. The securities are callable beginning July 7, 2026 if a risk-neutral valuation model indicates redemption is economically rational. All payments are subject to Morgan Stanley’s credit risk; estimated value on the pricing date was $985.00 per security.
Morgan Stanley Finance LLC priced contingent income memory auto-callable securities linked to Alphabet Inc. Class A common stock. The securities have a $1,000 stated principal amount and aggregate principal of $285,000, issue price $1,000, and an estimated value of $971.70 on the pricing date. They pay a contingent coupon at an annual rate of 11.00% only if the underlier meets the coupon barrier on observation dates and feature automatic early redemption if the underlier meets the call threshold of $295.77 on any redemption determination date. If not auto‑redeemed, maturity payment depends on the final closing level versus the downside threshold of $207.039 (70% of initial level), exposing investors to full downside (1% loss per 1% decline) and potential loss of principal. All payments are subject to issuer/guarantor credit risk and withholding rules described herein.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering fully guaranteed by Morgan Stanley. The offering consists of Buffered Jump Securities due April 5, 2029 linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $976.20. The notes feature an automatic early redemption test beginning on April 9, 2027 with four possible early redemption payments and a maturity payoff that offers a fixed positive return if all underliers meet call thresholds, principal protection within a 10% buffer, or downside exposure equal to 1% per 1% decline beyond the buffer, subject to a 10% minimum payment at maturity.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering guaranteed by Morgan Stanley with an aggregate principal amount of $842,000 and a stated principal amount of $1,000 per security. The securities are auto-callable and linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500.
Issue price was $1,000 per security with an estimated value on the pricing date of $959.70. The securities may pay fixed early redemption amounts on specified determination dates and otherwise expose investors to full downside below the downside threshold of 70% of each initial level.