Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $1,611,000 issuance of market-linked principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount; the offering pays a contingent fixed return of 6.00% ($60) if the lowest-performing index on the calculation day is at or above its threshold.
The estimated value on the pricing date was $964.90 per security. If the lowest-performing underlying closes below its threshold (64% of its starting level) on the calculation day, holders will suffer losses greater than 36%, possibly losing the entire principal. Pricing date: April 2, 2026; calculation day: April 9, 2027; maturity: April 14, 2027.
Morgan Stanley Finance LLC priced $1,000,000 of Principal at Risk securities due May 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest. Payment at maturity depends on the worst performing of the S&P 500, Nasdaq-100 and Russell 2000, with a fixed $126.50 upside payment if the worst performing underlier finishes at or above its 70% downside threshold; otherwise holders lose in proportion to the decline of the worst performing underlier.
Morgan Stanley Finance LLC prices Principal-at-Risk, auto-callable structured notes linked to the worst-performing of the DJIA Futures Excess Return Index and the S&P 500 Futures Excess Return Index. The securities have a $1,000 stated principal amount, an aggregate principal amount of $365,000 and a 310% participation rate for upside at maturity. An automatic early redemption test occurs on April 6, 2027 (first determination date) with an early redemption payment of $1,200 per security. If not auto‑redeemed, maturity is April 5, 2030; at maturity investors may receive principal plus an upside payment, only principal, or a reduced payment tied to the worst performing underlier (losses of 1% per 1% decline below the downside threshold). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced Auto-Callable Principal-at-Risk securities linked to the worst performing of the SPDR® Gold Trust (GLD) and the iShares® Silver Trust (SLV). Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay no regular interest and carry automatic early redemption if both underliers meet their call threshold on a determination date, producing fixed early redemption payments that escalate across eight scheduled dates. If not called, maturity payoffs range from a fixed positive payment of $1,915 (if both underliers meet call thresholds) to repayment of principal or a loss tied to the worst performing underlier, with a downside threshold at 70% of initial levels. Estimated value on the pricing date is approximately $952.40 per security; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities tied to the Class A common stock of Meta Platforms, Inc. with an aggregate principal amount of $1,313,000 (1,313 securities at $1,000 each). The notes pay a contingent coupon at an annual rate of 12.90% on scheduled coupon dates only if the underlier’s closing level meets the coupon barrier level ($344.676, 60% of the initial level). The notes are subject to automatic early redemption if the underlier’s closing level meets or exceeds the call threshold ($574.46, 100% of the initial level) on specified redemption determination dates; early redemption shortens the term and pays the stated principal plus any payable contingent coupons. If not called and the final level is below the downside threshold ($344.676), principal at maturity is reduced pro rata by the performance factor (final level/initial level), and could be significantly less than the stated principal or zero. All payments are unsecured and subject to the credit risk of Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley. Key dates: strike and pricing date April 2, 2026, original issue date April 7, 2026, final observation date October 4, 2027, maturity date October 7, 2027. The estimated value on the pricing date was $977.20 per security; issue price is $1,000 with $15 dealer commission per security.
Morgan Stanley Finance LLC is offering autocallable principal-at-risk notes linked to a weighted basket of global indices and fully guaranteed by Morgan Stanley. The Trade Date is April 7, 2026, Settlement April 10, 2026, and Maturity April 12, 2029. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of $9.552.
The notes are automatically callable on annual Observation Dates beginning April 14, 2027 if the Basket Closing Level is at or above the Initial Basket Level; hypothetical Call Return Rates are 11.60% to 12.60% per annum (actual rate set on the Trade Date). If not called, repayment at maturity equals $10 plus the Basket Return, so investors bear full downside of the Basket and may lose some or all principal; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced buffered, auto-callable principal-at-risk notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000, a participation rate of 188%, a 20% buffer and a minimum payment at maturity of 20%. The securities pay no interest, can be automatically redeemed on the first determination date for an early redemption payment of $1,100, and mature on April 12, 2029. Investors bear issuer credit risk and full downside exposure to the worst performing underlier beyond the buffer amount; the estimated value on the pricing date was approximately $975.90 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due April 13, 2029 linked to the worst performing of the NDXT (Nasdaq-100 Technology), RTY (Russell 2000) and SPX (S&P 500) indices with a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 7.50% on each coupon payment date only if each underlier is at or above its coupon barrier (80% of initial) on the observation date, feature automatic early redemption if all underliers meet a 90% call threshold on a redemption determination date, and provide a buffer of 20% with a minimum payment at maturity of 20 of principal; estimated value on the pricing date was approximately $959.60.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk auto‑callable note linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a $1,000 stated principal per security and an aggregate offering of $750,000. The notes pay a 15.30% annual contingent coupon on scheduled observation dates if the underlier is at or above the coupon barrier (70% of the initial level). The securities are automatically redeemed early if the underlier is at or above the call threshold (the initial level) on any redemption determination date; at maturity investors receive principal only if the final level is at or above the downside threshold (60% of initial), otherwise payment is the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to MSFL credit risk and the estimated value on the pricing date was $949.70 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk auto-callable securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000. The issue aggregates $500,000 in principal at $1,000 per security and carries a contingent annual coupon of 9.00% payable only if each underlier meets its coupon barrier on observation dates. The notes can be automatically redeemed beginning on March 31, 2027 if all underliers meet call thresholds; at final maturity January 6, 2031 investors either receive principal or suffer a loss proportional to the worst performing underlier. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.