Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk notes — Callable Contingent Income Securities due April 6, 2028, fully and unconditionally guaranteed by Morgan Stanley. The offering consists of $3,315,000 aggregate principal (stated principal $1,000 per security) at an issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 14.10% only when the closing level of each of the three underliers (Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index, S&P 500®) is at or above its coupon barrier (70% of initial levels) on each observation date. The notes are linked to the worst-performing underlier, do not pay regular interest, do not participate in upside appreciation, and expose investors to principal loss in proportion to the decline of the worst-performing underlier. Early redemption may occur on specified redemption dates beginning July 7, 2026 if a risk-neutral valuation model indicates redemption is economically rational for the issuer. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced preliminary Auto-Callable Jump Notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal amount of $1,000 per note. The notes pay no interest, are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and can be automatically redeemed beginning on the first determination date with fixed early redemption payments corresponding to approximately 7.25% per annum. If not redeemed early and the final level meets the call threshold, investors receive a positive fixed payment; otherwise they receive the stated principal amount at maturity on April 14, 2033. The estimated value on the pricing date is approximately $930.10 per note. All payments are subject to Morgan Stanley credit risk; the notes are not listed and will not participate in upside of the underlier.
Morgan Stanley Finance LLC is offering Principal at Risk contingent-income auto-callable securities with a $1,000 stated principal amount per security and an 8.00% per annum contingent coupon, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The securities may automatically redeem on specified dates beginning April 9, 2027; if not redeemed, maturity is April 15, 2031. Payments depend on observation-date closings versus barrier levels (coupon barrier and downside threshold at 50% of the initial level; call threshold at 85% of the initial level). The estimated value on the pricing date was approximately $900.30 per security; the securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced Structured Investments — Enhanced Buffered Jump Securities — due April 19, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an upside payment of $310 (31%) and a buffer equal to 20%. At maturity investors receive the principal plus the upside payment if the final level of each underlier is at or above its buffer level; otherwise the payment is reduced 1% for each 1% the worst performing underlier is below its buffer, subject to a minimum payment of $200 (20%). The securities reference three underliers: XLF, XLRE and the SXXP Index, and the estimated value on the pricing date was approximately $967.50 per security.
The document is a preliminary pricing supplement for Dual Directional Buffered PLUS securities issued by Morgan Stanley Finance LLC and guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal and a maturity date of November 2, 2027.
Terms include a leverage factor to be set on the pricing date (between 105% and 110%), a 10% buffer, 100% absolute return participation, and a minimum payment at maturity of 10% of principal. Payments depend solely on closing levels on the observation date of October 28, 2027.
Morgan Stanley Finance LLC issued a preliminary pricing supplement for principal-at-risk, contingent income auto-callable securities linked to Workday, Inc. class A common stock. The notes have a $1,000 stated principal per security, an estimated value of approximately $969.60 on the pricing date, a 17.50% per annum contingent coupon, automatic early redemption mechanics on specified dates, and a final observation date of April 7, 2028 with maturity on April 12, 2028. Coupons are paid only if the underlier meets the coupon barrier (50% of the initial level) on each observation date; the downside threshold is also 50% of the initial level. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero. All payments are unsecured and subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, unsecured Jump Notes with an automatic early redemption feature, each with a $1,000 stated principal amount and an original issue price of $1,000. The notes pay no interest, are fully guaranteed by Morgan Stanley, and may be automatically redeemed on specified determination dates beginning April 26, 2027 if the underlier meets the call threshold (100% of the initial level).
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (established March 14, 2022). Estimated value on the pricing date is approximately $920.70 per note. Early redemption payments correspond to an approximate 8.40% per annum return if triggered; if not redeemed and the final level meets the threshold, a fixed positive maturity payment applies; otherwise investors receive only stated principal at maturity.
Morgan Stanley Finance LLC is offering structured, non‑interest paying Jump Notes due May 3, 2029, linked to the Class A common stock of Meta Platforms, Inc. The notes are issued at a stated principal amount of $1,000 per note and are fully and unconditionally guaranteed by Morgan Stanley. At maturity investors receive the stated principal plus a fixed upside payment of $252 (25.20%) if the final level of the underlying is greater than or equal to the initial level; otherwise investors receive only the stated principal. The notes are unsecured, will not pay interest, are not listed, and all payments are subject to Morgan Stanley’s credit risk. The dealer-estimated value on the pricing date is approximately $975.80 per note.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to the worst performing of the Russell 2000® and S&P 500®, with a stated principal amount of $1,000 per security and a contingent coupon at an annual rate of 10.48%. The securities can auto‑redeem on scheduled redemption determination dates if both underliers meet call thresholds; otherwise payments depend on observation‑date barriers and final downside thresholds set at approximately 70% of initial levels. The estimated value on the pricing date was approximately $985.20 per security, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities linked to the common stock of Blackstone Inc. Each security has a stated principal amount of $1,000 and is fully and unconditionally guaranteed by Morgan Stanley. The notes mature on April 5, 2029 and may be automatically redeemed beginning after the first redemption determination date of October 2, 2026. The securities pay a contingent coupon at an annual rate of 14.25% on coupon payment dates only if the underlier meets the coupon barrier. The initial level was $113.05; the coupon barrier and downside threshold are $56.525 (50% of initial level). Estimated value on the pricing date was approximately $964.70. These are principal-at-risk notes: if the final level is below the downside threshold, investors lose in proportion to the underlier’s decline and could lose their entire investment.