Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk notes linked to the State Street Energy Select Sector SPDR ETF (XLE) with a stated principal amount of $1,000 per security. The securities mature on April 15, 2027 and do not pay interest.
Key payout terms: initial level $55.60 (strike date March 10, 2026); a 28% buffer amount (buffer level $40.032); upside participation rate 100% capped at a maximum upside payment of $1,008; minimum payment at maturity of 28% of principal. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes linked to the S&P 500® Index with a $1,000 stated principal amount per security and an aggregate principal amount of $1,200,000. The securities pay a contingent coupon at an annual rate of 10.00% on specified observation dates only if the underlier meets the coupon barrier level; they feature automatic early redemption if the index meets the call threshold on any redemption determination date. At maturity, if the final level is below the downside threshold (80% of the initial level), repayment equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due March 25, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The notes reference the worst performing of the XLE Fund, the NDXT Index and the KRE Fund, include an automatic early redemption feature, and have a stated issue price of $1,000 per security.
The notes pay no regular interest, have a participation rate of 125% for upside on the worst performing underlier, an early redemption payment of $1,790 (first determination date March 27, 2028), and a downside threshold equal to 50% of each initial level. The issuer estimated the securities' value on the pricing date at approximately $918.70 per security.
Morgan Stanley Finance LLC priced $4,405,000 of Principal at Risk structured notes due March 10, 2031, fully guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 10.85% on specified observation dates and are automatically redeemable beginning with the first redemption determination date on March 10, 2027 if the underlier meets the call threshold.
Payments at maturity depend on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index: if the final level is at or above 60% of the initial level (the downside threshold), investors receive principal; if below 60%, principal is reduced pro rata to the index performance and could be zero. All payments are subject to Morgan Stanley's credit risk and the securities do not participate in upside beyond the contingent coupons.
Morgan Stanley Finance LLC amends Pricing Supplement No. 13,628 relating to structured, principal-at-risk securities due January 31, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The offering registers an aggregate principal amount of $1,728,000 in securities with a stated principal amount of $1,000 per security and an estimated value on the pricing date of $985.40 per security. The notes are linked to the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000® and feature automatic early redemption beginning on the first determination date, February 2, 2027, with specified early redemption payments and a final maturity payment schedule that can return $1,480, $1,000, or a reduced principal tied to the worst performing underlier down to zero.
Morgan Stanley Finance LLC is offering principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® Index and the VanEck® Gold Miners ETF. The offering aggregates $1,010,000 at an issue price of $1,000 per security and an estimated value on the pricing date of $954.80. The securities pay a contingent coupon at an annual rate of 13.80% only if both underliers meet coupon barrier tests on observation dates, and are subject to automatic early redemption if both underliers meet call thresholds on redemption determination dates. Coupon barrier levels are 70% of initial levels and downside threshold levels are 60% of initial levels. If at maturity the worst performing underlier is below its downside threshold, investors suffer proportional principal loss; payments may be significantly less than principal or zero. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes called Buffered Jump Securities with an auto-callable feature, issued at $1,000 per security and fully guaranteed by Morgan Stanley. The securities have a March 16, 2026 issue date and mature on March 15, 2028.
The notes reference a four-stock basket (APO, BX, ARES, KKR) with equal 25% weights. Key economics: call threshold 100, early redemption payment $1,235 (first determination date March 23, 2027), participation rate 150%, upside payment $470, buffer level 85 (buffer amount 15%), downside factor 1.1765. Estimated value on the pricing date: approximately $967.20.
Investors bear credit risk of Morgan Stanley, may lose principal if final level falls below the buffer, and pay issuance costs including a $15 placement fee per security.
Morgan Stanley Finance LLC priced $2,012,000 aggregate principal of Principal at Risk Securities due March 14, 2028. Each security has a stated principal amount of $1,000 and is fully guaranteed by Morgan Stanley. The securities are linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100 indices.
The securities pay no interest. If the worst performing underlier is at or above its upside threshold (80% of its initial level), holders receive the $1,000 principal plus an upside payment of $242.50 (24.25%). If the worst performing underlier is between the upside and downside thresholds (80%–70%), holders receive the $1,000 principal. If the worst performing underlier is below 70% of its initial level, holders suffer a prorated loss of principal equal to the percentage decline in that underlier; there is no minimum payment.
The estimated value on the pricing date was $984.50 per security, the issue price is $1,000 and MS & Co. received $4 per security in fees; proceeds to issuer per security are $996. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices a 6‑month PLUS linked to the VanEck® Semiconductor ETF. Each security has a $1,000 stated principal amount and a March 17, 2027 maturity. The initial level was $397.33 (strike date March 10, 2026) and the observation date is March 12, 2027.
At maturity investors receive the stated principal plus a 300% leverage on upside capped at a $1,338 maximum payment (133.80% of principal). If the final level is below the initial level, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and the principal could be entirely lost. All payments are subject to MSFL credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully and unconditionally guaranteed by Morgan Stanley. The securities: stated principal $1,000 per security, aggregate principal $811,000, issue price $1,000, estimated value $975.60. The notes pay a contingent coupon at an annual rate of 12.20% on specified observation dates only if each underlier meets its coupon barrier.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index, and the Russell 2000® Index, mature on March 14, 2029, and include quarterly observation/coupon dates and an issuer call feature beginning on June 12, 2026 that depends on a risk-neutral valuation model. Principal is at risk: if the worst performing underlier finishes below a 70% downside threshold, maturity payment is reduced proportionally and could be zero.