Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering totals $1,018,000 at a $1,000 issue price per security and an estimated value of $981.20 on the pricing date.
Each security has a stated principal amount of $1,000, an upside payment of $223 (22.30%) if the final level of every underlier is at or above its downside threshold, and a downside threshold equal to 70% of each underlier’s initial level. If any underlier’s final level is below its downside threshold, payment equals principal multiplied by the worst performing underlier’s performance factor and could be zero. Observation date is April 3, 2028 and maturity is April 6, 2028. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $355,000 at a $1,000 issue price per security. The notes pay a 9.60% annual contingent coupon, are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector and Russell 2000, and mature on April 4, 2031. Coupons are payable only if each underlier is at or above its coupon barrier (80% of initial level) on observation dates; early automatic redemption can occur if each underlier is at or above its call threshold (95% of initial level) on a redemption determination date. If any underlier is below its downside threshold (75%) at maturity, principal is reduced pro rata to the performance of the worst performing underlier, and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk Trigger PLUS notes due April 4, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $978. The notes return 216.50% leverage on any S&P 500® Futures Excess Return Index appreciation measured from the initial level of 531.12 (strike date April 1, 2026). If the final level on the observation date (April 1, 2031) is at or above 70% of the initial level (downside threshold 371.784), investors receive principal at maturity; if below that threshold, investors lose 1% of principal for each 1% decline in the index and could lose their entire investment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk callable contingent income securities linked to the worst-performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount and an issue price of $1,000. A contingent coupon of 8.10% per annum may be paid on each observation date only if the closing level of each underlier is at or above its coupon barrier (approximately 65% of its initial level). If not redeemed, maturity payment returns principal only if every underlier is at or above its downside threshold (also ~65% of initial); otherwise investors suffer a loss equal to the percentage decline of the worst-performing underlier. Securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and early redemption determined by a risk neutral valuation model.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due October 6, 2027, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate offering size of $903,000.
Payment at maturity depends on the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. If the worst performing underlier is at or above a 70% downside threshold of its initial level, holders receive principal plus a fixed upside payment of $152 (15.20%). If the worst performing underlier is below its downside threshold, holders suffer losses pro rata (1% loss for each 1% decline), with no minimum payment.
The document shows an estimated value on the pricing date of $969.90 per security and a sales commission of $20 per security; proceeds to the issuer are $980 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk, auto-callable notes (fully guaranteed by Morgan Stanley) with an aggregate principal amount of $2,978,000 and a stated principal amount of $1,000 per security. The securities are linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices and feature automatic early redemption starting on April 8, 2027 if each underlier meets its 100% call threshold.
If not auto-redeemed, maturity is April 5, 2029. Payments: early redemption payments are fixed ($1,184 on April 13, 2027 and $1,368 on April 6, 2028); maturity can pay $1,552 if all underliers ≥ call thresholds, return principal if all ≥ 70% downside thresholds, or suffer a loss equal to the percentage decline of the worst performing underlier (principal could be zero). Estimated value on pricing date was $982.10 per security. All payments are subject to Morgan Stanley’s credit risk; these securities do not pay interest and do not participate in upside beyond the fixed payments.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-coupon, buffered auto-callable securities linked to Bloom Energy Corporation class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, a 14.50% annual fixed coupon (paid monthly) and a maturity date of April 5, 2029. The securities can be automatically redeemed early if the underlier’s closing level on a redemption determination date is greater than or equal to the call threshold level of $132.45 (100% of the initial level), in which case holders receive principal plus the related coupon. If not redeemed, a buffer protects the first 20% of underlier decline (buffer level $105.96), but investors absorb losses beyond the buffer and face a minimum payment at maturity of 20% of principal. Aggregate principal offered is $360,000. All payments are subject to MSFL’s and Morgan Stanley’s credit risk and the offering includes agent commissions of $28.50 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income auto-callable securities linked to the Class A common stock of Bloom Energy Corporation, with a stated principal amount of $1,000 per security and an aggregate principal amount of $712,000. The notes pay a contingent coupon only if the underlier meets the coupon barrier on observation dates, can auto-redeem early if the call threshold is met, and expose investors to full downside below a 50% downside threshold. Estimated value at pricing was $948.90 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $5,000,000 of Dual Directional Trigger Jump Securities due April 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and features a 43.82% upside payment ($438.20) if the basket appreciates at all, a 75% trigger (absolute return up to a 25% decline), and full downside exposure beyond the 25% buffer. Payments are subject to issuer and guarantor credit risk; investors may lose their entire investment. The valuation date is March 31, 2031 and the original issue date is April 7, 2026. Terms, hedging, tax treatment and risks are described in the product supplement, index supplement and prospectus.
Morgan Stanley Finance LLC is offering Structured Investments Callable Jump Notes due April 3, 2031, unsecured and fully guaranteed by Morgan Stanley, with an aggregate principal amount of $311,000 and a stated principal amount of $1,000 per note.
The notes reference the S&P 500® Futures Excess Return Index, pay no regular interest, include a call feature starting April 12, 2027 based on a risk neutral valuation model, and provide at-maturity upside when the final level exceeds the initial level of 527.35.