Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $7.85M offering of Dual Directional Trigger PLUS notes due July 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a $1,000 stated principal, priced March 31, 2026, with an estimated value of $956.40 on the pricing date.
At maturity the payoff depends on the iShares® Expanded Tech-Software Sector ETF: 200% leveraged upside (capped at $1,213 per note) if the final share price > initial ($80.05); a positive absolute-return feature if the ETF declines up to 20% (trigger level $64.04); and full downside participation if the ETF declines more than 20%, with no minimum payment.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note linked to Blackstone Inc. common stock. The offering consists of $1,000 securities with an aggregate principal amount of $1,120,000, issued at $1,000 each and carrying a contingent coupon and automatic early redemption features.
The securities pay a contingent coupon at an annual rate of 25.12% only if the underlier meets the coupon barrier on observation dates. Automatic early redemption is possible if the underlier equals or exceeds the call threshold on redemption determination dates. If not redeemed, final payment depends on the final level versus a downside threshold of $78.12 (70% of the initial level), exposing investors to possible full loss of principal.
Morgan Stanley Finance LLC priced market-linked notes due April 4, 2030, guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $1,166,000. They pay no interest, return principal at maturity and provide an upside payment tied to the worst performing of the Dow Jones Industrial Average and the S&P 500 with a 100% participation rate and a maximum payment of $1,330 per note (133%). The notes’ estimated value on the pricing date was $953.40 per note. All payments are subject to Morgan Stanley’s credit risk; the notes are unsecured, not exchange-listed and secondary liquidity may be limited.
Morgan Stanley Finance LLC priced an offering of $2,035,000 aggregate principal amount of Contingent Income Auto-Callable Securities due April 5, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a 15.25% annual contingent coupon, automatic early redemption tests on periodic redemption determination dates, and a final observation date of March 31, 2028.
The securities pay the contingent coupon only if the closing level of the underlying Blackstone Inc. common stock meets or exceeds the coupon barrier level of $74.744 (approx. 65% of the initial level) on each observation date; the call threshold is $97.742 (approx. 85% of the initial level). At maturity, if the final level is below the downside threshold ($74.744), investors suffer a prorated principal loss equal to the performance factor; if the final level is at or above the downside threshold, investors receive the stated principal amount.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully guaranteed by Morgan Stanley: $1,845,000 aggregate of auto-callable securities with a stated principal amount of $1,000 per security. The securities pay no interest, may auto-redeem early for fixed cash amounts, and at maturity pay a fixed enhanced amount if each index meets its call thresholds, return principal if all indices remain above 70% of initial levels, or suffer a loss tied to the worst-performing underlier if any underlier finishes below its 70% downside threshold.
The notes reference the Dow Jones Industrial Average, the S&P 500® and the Russell 2000®, have an original issue date of April 6, 2026, a final determination date of March 31, 2031 and maturity on April 3, 2031. The estimated value on the pricing date was $935.80 per security; the issue price was $1,000 (agent commission $25; proceeds to issuer $975 per security).
Morgan Stanley Finance LLC priced principal-at-risk notes tied to the worst performing of the S&P 500® and Russell 2000®. The securities have a $1,000 stated principal amount, an issue price of $1,000 and aggregate principal of $3,559,000.
At maturity on July 6, 2027, if each underlier’s final level is at or above its downside threshold (75% of initial), holders receive $1,000 plus a fixed upside payment of $135 (13.50%). If the worst performing underlier finishes below its 75% threshold, holders lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and principal could be entirely lost. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced market-linked notes tied to a 10-stock basket, issuing $1,186,000 aggregate principal in $1,000 denominations. The notes pay no interest, have a 100% participation rate in positive basket performance and mature on October 6, 2031. Investors receive principal plus the upside payment if the basket's final level exceeds the initial level; otherwise they receive the stated principal amount. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $928.70 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and the dealer commissions described herein.
Morgan Stanley Finance LLC is offering $4,000,000 aggregate principal amount of PLUS due July 6, 2027 linked to the Tokyo Stock Price Index (TOPIX®). Each $1,000 PLUS provides 300% leveraged upside up to a maximum payment of $1,246.60 and full downside exposure to index declines (1% loss per 1% index drop).
Key terms: initial index value 3,497.86 (pricing date), valuation date June 30, 2027, estimated value on pricing date $962.70, issue price $1,000 and agent commission $17.50 per PLUS. Payments are unsecured and subject to Morgan Stanley and MSFL credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due April 4, 2030, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000; the aggregate issue is $1,232,000. The securities pay no interest and return at maturity depends on the worst performing underlier on the observation date (April 1, 2030): full principal or leveraged upside (130%) if the worst underlier appreciates, principal only if the worst underlier stays above its 70% downside threshold, or a proportional loss down to zero if that underlier falls below its threshold. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Trigger Jump Securities due July 6, 2027 linked to the iShares® Expanded Tech-Software Sector ETF. For each $1,000 security, investors receive a fixed $262 upside payment if the final share price is at or above the initial price of $80.05. If the final share price is between the initial price and the trigger level of $68.043 (approximately 85% of the initial price), holders receive the $1,000 principal. If the final share price is below the trigger level, payoff equals $1,000 multiplied by (final/initial share price), exposing investors to a 1:1 loss of principal beyond the 15% trigger; investors may lose their entire investment. The pricing date was March 31, 2026, original issue date April 6, 2026, and aggregate issuance shown is $3,845,000. All payments are subject to Morgan Stanley’s credit risk.