Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices a series of principal-at-risk structured notes. The offering is for notes with a stated principal amount of $1,000 per security (aggregate $10,000,000) issued at $1,000 on an original issue date of March 26, 2026. The notes mature on March 23, 2028 and reference a 2-component equity basket (MSCI EAFE 70% / MSCI Emerging Markets 30%) with an initial level of 100, a buffer level of 80 (20% buffer) and a participation rate of 100%. If the basket closing level on the first determination date (subject to postponement) is ≥ the call threshold (100), the notes auto-redeem on the early redemption date for $1,123.50 per security. If not called, maturity payments depend on final performance and may result in losses beyond the buffer, subject to a minimum payment at maturity of 20% of principal. All payments are unsecured and guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC offers Trigger PLUS principal‑at‑risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities mature on April 4, 2033 with an observation date of March 30, 2033.
The notes provide a 255% leverage factor for upside: at maturity investors receive the stated principal plus 255% of any index appreciation. A downside threshold is set at 70% of the initial level: if the final level falls below that threshold, investors suffer a pro rata loss of principal (1% loss for each 1% decline), and the securities could pay zero.
The estimated value on the pricing date was approximately $956.00 per security. All payments are subject to issuer and guarantor credit risk, and the securities do not pay interest or guarantee return of principal.
Morgan Stanley Finance LLC offers Principal at Risk fixed-income securities due April 1, 2027 that pay a 9.25% fixed annual coupon and return principal at maturity only if each underlier meets its downside threshold.
The securities are linked to the S&P 500®, Nasdaq-100® Technology Sector and Russell 2000®; the downside threshold for each is 65% of its initial level. If the worst performing underlier finishes below its threshold, maturity payment equals the stated principal multiplied by that underlier’s performance factor and could be significantly reduced or zero. All payments are subject to Morgan Stanley’s credit risk; estimated value on the pricing date is approximately $982.70 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security. The securities are linked to the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000®.
The securities have an initial issue price of $1,000 and an estimated value on the pricing date of approximately $983.20. The first determination date is April 7, 2027 and maturity is April 10, 2031. Automatic early redemption occurs if each underlier is at or above its call threshold on a determination date; early redemption payments range from $1,148 (first) to $1,666 (eighth). At maturity investors may receive $1,740, the stated principal, or a reduced payment tied to the worst performing underlier; losses can equal the full principal.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS principal-at-risk securities guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000. The securities reference the Russell 2000® and S&P 500® and pay at maturity based solely on the worst performing underlier on the observation date of October 8, 2027, with maturity on October 14, 2027.
Key terms: a leverage factor of 111% on positive performance of the worst performing underlier, a buffer amount of 10% (buffer level = 90% of the initial level), an absolute return participation rate of 100%, an estimated value on the pricing date of approximately $970.70 per security, and a minimum payment at maturity of 10% of the stated principal amount.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due April 6, 2032 linked to the S&P 500® Futures Excess Return Index. The securities have a $1,000 stated principal amount, a 213.25% leverage factor on upside and a downside threshold equal to 70% of the initial level. At maturity investors receive principal plus leveraged upside if the final level exceeds the initial level; if the final level is between the downside threshold and the initial level they receive the stated principal; if the final level is below the downside threshold they lose proportionally (1% loss in principal per 1% decline). The issue price is $1,000, estimated value on the pricing date is approximately $934.70, agent commissions are $32.50 per security and proceeds to the issuer are $967.50 per security. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Step-Down Jump Securities with an Auto-Callable feature due March 29, 2029. The securities are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per security and an issue price of $1,000 per security.
The securities are linked to the worst performing of three underliers: the State Street® Consumer Staples Select Sector SPDR® ETF (XLP), the Invesco S&P 500® Equal Weight ETF (RSP) and the Russell 2000® Index (RTY). They include a 15% buffer level and a minimum payment at maturity of 15% of principal. Automatic early redemption may occur on specified determination dates beginning March 29, 2027, with early redemption payments reflecting a stated return of approximately 12.45% per annum on the applicable early redemption dates. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for a Trigger PLUS note linked to the S&P 500® Futures Excess Return Index, describing final terms for securities with a $1,000 stated principal amount per security.
The securities offer a leveraged upside with a 216.50% leverage factor and a downside threshold of 70% of the initial level. The estimated value on the pricing date was approximately $977.10 per security. The note pays no interest, is exposed to issuer credit risk, and can result in partial or total loss of principal at maturity.
Morgan Stanley Finance LLC is offering principal‑at‑risk notes due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $195 ( 19.50% ) if the worst performing underlier is at or above its downside threshold on the observation date.
If the final level of any underlier is below its downside threshold (60% of its initial level), the payment is the stated principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors could lose their entire investment. The pricing/strike date is March 27, 2026 and the observation date is March 27, 2028. The estimated value on the pricing date was approximately $987.20 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an issue price of $1,000. The securities mature on July 29, 2027 and are fully and unconditionally guaranteed by Morgan Stanley. They provide a fixed upside payment of at least $131.20 (13.12% of principal) if the final level is at or above a buffer level equal to 90% of the initial level. If the final level is below the buffer level, investors bear downside exposure equal to the underlier percent change beyond the 10% buffer multiplied by a downside factor of 1.1111, meaning principal can be significantly reduced or lost. The estimated value on the pricing date is approximately $983.10 per security; agent commissions are $11.67 per security and proceeds to the issuer are $988.33 per security. All payments are subject to issuer and guarantor credit risk.