Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to NVIDIA Corporation common stock, with Morgan Stanley providing an unconditional guarantee. Each security has a stated principal amount of $1,000; aggregate principal offered is $2,110,000. The securities mature on April 7, 2027 with a final observation date of April 2, 2027.
The securities pay a contingent coupon at an annual rate of 18.00% on each coupon payment date only if the closing level of NVIDIA on the related observation date is at or above the coupon barrier level of $103.62 (60% of the initial level). They are subject to automatic early redemption on specified redemption determination dates if the closing level is at or above the call threshold of $172.70 (100% of the initial level). If not auto‑redeemed, maturity payment is the full principal if the final level is at or above the downside threshold ($103.62); otherwise payment at maturity equals principal multiplied by the performance factor and may be significantly less or zero.
Morgan Stanley Finance LLC priced a primary offering of Structured Investments — Enhanced Trigger Jump Securities — with an aggregate principal amount of $1,000,000. These notes, fully and unconditionally guaranteed by Morgan Stanley, have a $1,000 stated principal amount per security and an original issue price of $1,000 per security.
The securities pay no interest and return either the stated principal plus a fixed $110 upside payment at maturity if each underlier is at or above its 70% downside threshold, or a loss tied to the worst performing underlier (1% loss per 1% decline). The underliers are the SPY Fund (initial level $655.38), the INDU Index (initial level 46,208.47) and the RTY Index (initial level 2,494.227). The observation date is April 23, 2027 and maturity is April 28, 2027. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk automatic early redemption notes linked to the S&P400 Futures 40% Intraday 4% Decrement VT Index, fully guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations, aggregate $500,000, with an original issue price of $1,000 and an estimated value of $938.50 on the pricing date.
The notes pay a contingent coupon at an annual rate of 14.75% on observation dates when the underlier is at or above the coupon barrier (1,714.86, 70% of the initial level). They are automatically redeemed if the underlier is at or above the call threshold (2,449.80, 100%) on any redemption determination date. At maturity, if not redeemed, investors receive principal only if the final level is at or above the downside threshold (1,469.88, 60%); otherwise payment equals principal multiplied by performance factor and may be significantly less or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Buffered PLUS notes due May 11, 2028 linked to a five-index basket, with a 175% leverage factor, a 10% buffer and a $1,280 maximum payment per $1,000 stated principal.
The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. At maturity investors receive principal plus leveraged upside if the final level exceeds the initial level, principal at par if performance is within the buffer, or a pro rata loss beyond the buffer; estimated value on the pricing date was approximately $984.20 per security.
Morgan Stanley Finance LLC offers $1,250,000 aggregate principal of Structured Investments — Enhanced Buffered Jump Securities, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount, an original issue date of March 26, 2026 and matures on April 23, 2027. The securities pay a fixed upside payment of $108.80 (10.88%) if the final level is greater than or equal to the buffer level, and provide a 10% buffer (buffer level = 90% of the initial level) against losses within that range. If the final level is below the buffer level, losses apply at a downside factor of 1.1111, and maturity proceeds could be significantly less than principal, including zero. The pricing date estimated value was $981.50 and the issue price is $1,000 with agent commissions of $10.42 per security.
Morgan Stanley Finance LLC priced $545,000 aggregate of structured, principal‑at‑risk notes due March 28, 2029. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security.
The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq‑100 and the S&P 500. They feature automatic early redemption beginning on March 24, 2027 with preset cash early redemption payments of $1,156, $1,234, $1,312 and $1,390 on successive determination dates and a final maturity payment that can be $1,468, $1,000, or a reduced principal amount tied to 70% downside thresholds (70% of initial levels) depending on final index performance. The estimated value on pricing date was $985.20 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes with a $1,000 stated principal amount per security, issued April 9, 2026 and maturing April 10, 2031. The notes are fully and unconditionally guaranteed by Morgan Stanley and are linked to the worst performing of the S&P 500®, the Nasdaq‑100® Technology Sector and the Russell 2000®.
The notes do not pay interest and can be automatically redeemed beginning on the first determination date, April 7, 2027, for preset early redemption payments that rise over time (examples range from $1,134.00 to $1,658.833). If not called, maturity payments depend on the worst performing underlier: a fixed positive payment of $1,670.00 if all underliers meet call thresholds; return of principal if all final levels are ≥ 70% of initial levels; or a loss proportional to the decline of the worst underlier (potentially down to zero).
The preliminary pricing supplement shows an estimated value on the pricing date of approximately $957.60 per security and highlights issuer credit risk, limited upside (no participation in index appreciation), concentration risks (technology and small‑cap exposure), possible illiquidity in the secondary market, and tax treatment uncertainty.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income securities due April 5, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an annual contingent coupon rate of 10.10%, payable only if the closing level of each underlier meets or exceeds its coupon barrier on each observation date.
Performance is determined by the worst performing underlier (S&P 500®, Nasdaq-100® Technology Sector, Russell 2000®). Both the coupon barrier and the downside threshold are set at 70% of each underlier’s initial level; if any underlier is below its downside threshold on the final observation date, maturity payment = $1,000 × performance factor of the worst performing underlier, exposing investors to loss of principal. Pricing and strike dates are April 2, 2026; original issue date is April 8, 2026. The estimated value on the pricing date is approximately $975 per security.
Morgan Stanley Finance LLC priced a principal‑at‑risk structured note offering tied to Micron Technology common stock. The issue totals $2,507,000 in aggregate principal, with a stated principal of $1,000 per security and an original issue price of $1,000 each.
The notes pay a contingent coupon at an annual rate of 25.00% on specified coupon dates only if the closing level of the underlier is at or above the coupon barrier of $202.175 (50% of the initial level). The initial level is $404.35 (strike date March 23, 2026), the downside threshold is $202.175, final observation date is February 23, 2028, and maturity is February 28, 2028. Investors bear full credit risk of Morgan Stanley and face principal loss if the final level is below the downside threshold; payment at maturity equals the stated principal multiplied by the performance factor if below that threshold. An issuer call is possible beginning on the first redemption date (September 28, 2026) but will occur only if a risk neutral valuation model determines redemption is economically rational.
Morgan Stanley Finance LLC prices contingent income auto-callable securities due October 14, 2027 linked to the VanEck® Gold Miners ETF. The securities have a $1,000 stated principal amount per security and an original issue price of $1,000 per security. They offer a contingent coupon at an annual rate of 12.50% payable only when the underlier meets a coupon barrier set at 65% of the initial level on observation dates and include an automatic early redemption feature if the underlier is at or above a call threshold set at 100% of the initial level on a redemption determination date. If not called and the final level is below the downside threshold of 65% of the initial level, payment at maturity will equal the stated principal multiplied by the performance factor (final level / initial level), exposing investors to a loss proportional to the underlier’s decline. All payments are subject to the issuer’s and guarantor’s credit risk. The pricing date and strike date are April 10, 2026 and the original issue date is April 15, 2026.