Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully guaranteed by Morgan Stanley: contingent income auto-callable securities linked to the worst performing of the XLE and XOP ETFs. Each security has a $1,000 stated principal amount, an original issue date of April 15, 2026 and a maturity date of October 14, 2027. The notes pay a contingent coupon at an annual rate of 9.75% only if both underliers meet their coupon barrier levels on observation dates. The coupon barrier and downside threshold for each underlier are set at 65% of its initial level; the call threshold is 100% of initial level. Automatic early redemption can occur on scheduled redemption dates beginning October 12, 2026, paying principal plus the contingent coupon for that period. If not redeemed and the worst performing underlier finishes below its downside threshold, payment at maturity equals principal multiplied by that underlier’s performance factor and could be significantly less than the stated principal. The estimated value on the pricing date is approximately $963.90 per security. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced Enhanced Trigger Jump Securities due April 28, 2027. The securities are principal-at-risk notes, issued at $1,000 per security, aggregate $2,196,000, and fully guaranteed by Morgan Stanley. Returns depend on the worst performing of the S&P 500® and Russell 2000® indices with an $116.50 upside payment (11.65%) if both underliers finish at or above a 75% downside threshold. The observation date is April 23, 2027. If either underlier finishes below its downside threshold, holders lose in proportion to the decline of the worst performing underlier; there is no minimum payment. All payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $976.30 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities tied to the S&P 500® Index with an aggregate principal amount of $770,000. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $981.20.
At maturity on April 23, 2027, if the final index level is at or above the downside threshold (80% of the initial level), each security will pay the stated principal plus an upside payment of $105 (10.50%). If the final level is below the downside threshold, payment equals the stated principal multiplied by final/initial level, and investors may lose some or all principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Buffered Jump Securities with Auto-Callable Feature due March 23, 2028, guaranteed by Morgan Stanley. The offering is issued at a $1,000 stated principal amount per security, with an aggregate principal amount of $2,000,000.
The securities reference a four-stock basket (Apollo, Blackstone, Ares, KKR) with 25% weights, an initial level of 100, a buffer level of 85 (15% buffer), a participation rate of 150%, an upside payment of $506, an early redemption payment of $1,253 if the first determination date closing level is ≥ the 100% call threshold on April 2, 2027, and a downside factor of 1.1765.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes—contingent income buffered auto-callable securities linked to the worst performing of the Nasdaq-100 Index and the Russell 2000 Index.
Key terms: $1,000 stated principal per security; estimated value on the pricing date ~$954.60; contingent coupon 5.50% per annum; strike/pricing date April 28, 2026; original issue date April 30, 2026; final observation date October 30, 2028 and maturity November 1, 2028. The call threshold is 90% of initial level; coupon barrier and buffer levels are 80% of initial level; buffer amount is 20%; minimum payment at maturity is 20% of stated principal. Automatic early redemption may occur on specified redemption determination dates if both underliers meet the call threshold; coupons are paid only when both underliers meet coupon barriers on observation dates. Principal is at risk: if the worst performing underlier is below the buffer at maturity, payment is reduced proportionately, subject to the minimum payment. All payments are subject to the issuer’s and guarantor’s credit risk; the securities are fully and unconditionally guaranteed by Morgan Stanley. Certain plan, distribution, tax and market-liquidity details are described in the supplement and prospectus; some offering fields (aggregate principal and dealer commissions) are blank in this preliminary pricing supplement.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk callable contingent income securities due April 11, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an initial contingent coupon rate of 11.00% per annum, payable only if each of the three underliers meets its coupon barrier on each observation date.
The securities are linked to the worst performing of the Nasdaq-100® Technology Sector (NDXT), the Russell 2000® (RTY) and the S&P 500® (SPX). They are callable beginning on the first redemption date of October 9, 2026, subject to a risk‑neutral valuation model determination. At maturity you receive the stated principal only if each final level is at or above its 70% downside threshold; otherwise payment equals the stated principal multiplied by the worst performing underlier’s performance factor, possibly resulting in a total loss of principal.
Morgan Stanley Finance LLC is offering Principal at Risk securities due April 29, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $170 (17%), an observation date of April 26, 2027, and a downside threshold set at 60% of the initial level of Tesla, Inc. common stock. The estimated value on the pricing date was approximately $977.30 and the issue price is $1,000 per security with a $10 sales commission per security.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due April 22, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an original issue date of April 22, 2026, and an observation date of April 17, 2031.
Payoff features: a leveraged upside of 148% of positive index appreciation, an absolute return participation of 100% if the final level is between the downside threshold and the initial level, and a downside exposure where the downside threshold is 60% of the initial level. The estimated value on the pricing date was approximately $969 per security. Investors may lose some or all principal.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes due April 10, 2031 with a $1,000 stated principal amount per security. The notes pay a contingent coupon at an annual rate of 8.25% on observation dates only if all three underliers meet their coupon barrier levels.
The notes are linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000. Automatic early redemption begins on April 7, 2027 if each underlier meets its call threshold; principal is at risk if any underlier falls below its 70% downside threshold at maturity. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk notes linked to the Nasdaq-100 Index. The notes have a 150% participation rate, an early redemption feature with an early redemption payment of $1,114 if the underlier on the first determination date is at or above the call threshold (100% of the initial level), and a downside threshold of 80% of the initial level.
The issue price is $1,000 per security with an estimated value on the pricing date of about $956.60. The strike and pricing dates are April 17, 2026, original issue date and maturity are April 22, 2026 and April 22, 2031, respectively, and the first determination date for the auto-call is April 21, 2027. All payments are subject to the issuers and guarantors credit risk.