Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers leveraged buffered S&P 500® index-linked notes (fully and unconditionally guaranteed by Morgan Stanley) with a Face Amount of $1,000 per note. The notes provide 170% upside participation subject to a Cap Level and a Maximum Settlement Amount expected between $1,201.96 and $1,237.49 per $1,000 Face Amount. A 12.50% Buffer protects against declines up to that percentage; declines beyond 12.50% result in proportional principal loss, and the notes may lose most or all principal. The estimated value on the Trade Date is approximately $994.00 per note. All payments are subject to issuer credit risk, notes pay no interest, will not be listed, and have limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering $4,447,740 of Autocallable Notes linked to a weighted basket of global indices and fully and unconditionally guaranteed by Morgan Stanley. The Notes have a $10 principal amount, trade date March 23, 2026, settlement March 26, 2026 and maturity March 28, 2029. The Initial Basket Level was set to 100. The Notes are automatically callable on annual Observation Dates beginning March 30, 2027 if the Observation Date Closing Basket Level is ≥ the Initial Basket Level; Call Return Rates equal 12.50% per annum producing Call Prices of $11.25, $12.50 and $13.75 for the three Observation Dates. If not called and the Final Basket Level is below 100, principal is reduced proportionately to the negative Basket Return. The estimated trade-date value was $9.626 per Security and the Issue Price is $10.00 per Security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due April 23, 2030, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is approximately $977.60.
The notes reference the Russell 2000® and the S&P 500® and pay based on the worst performing underlier. They feature automatic early redemption on specified determination dates with fixed early redemption payments (approximately 14.55% per annum equivalent), a downside threshold of 70% of initial level, and a final maturity payout that can result in full loss of principal if the worst performing underlier falls below its downside threshold. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk Jump Securities due April 23, 2030 linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal and an issue price of $1,000; the estimated value on the pricing date was approximately $958. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and do not pay interest.
The securities feature automatic early redemption beginning on April 21, 2027, with fixed early redemption payments corresponding to approximately 12.55% per annum on specified determination dates. Call thresholds equal 100% of initial levels and downside thresholds equal 70% of initial levels. At maturity investors either receive a fixed positive payment, return of principal, or a principal loss proportional to the worst performing underlier; loss could be total. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The securities have a participation rate of 150% and an early redemption payment of $1,146 if the underlier meets the call threshold on the first determination date. The first determination date is April 21, 2027 and the maturity/early redemption date framework runs to a final determination date of April 17, 2031 with maturity on April 22, 2031. The underlier is the Nasdaq-100 Index® with a downside threshold of 80% of the initial level, meaning investors can lose principal pro rata if the final level is below that threshold. The estimated value on the pricing date is approximately $975.80 per security.
Morgan Stanley Finance LLC is offering $4,282,350 of Autocallable Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $10 principal amount, a $10.00 issue price and an estimated trade-date value of $9.666 per security. They mature on March 28, 2029 unless automatically called on annual Observation Dates beginning March 29, 2027. If the index closes at or above the Initial Level of 6,581.00 on an Observation Date, the issuer will pay principal plus a fixed Call Return (based on a 10.75% per-annum Call Return Rate); Call Prices shown are $11.075, $12.150 and $13.225 for the first, second and final Observation Dates, respectively. If not called and the Final Level is below the Initial Level, payment at maturity equals $10×(1+Underlying Return), exposing investors to a loss proportionate to the index decline. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Dual Directional Trigger PLUS securities due April 22, 2032. The securities are principal‑at‑risk notes issued at a stated principal amount of $1,000 per security with an estimated value on the pricing date of approximately $932.00. Key economic terms disclosed include a leverage factor of 145% on upside gains, an absolute return participation rate of 100% for limited declines, and a downside threshold set at 60% of the initial level. The notes use the EURO STOXX 50® Index as the underlier, have an observation date of April 19, 2032 and an original issue date of April 22, 2026. The offering price is $1,000 per security; selected dealers receive a fixed sales commission of $32.50 per security (plus structuring fees of up to $9). The securities do not pay interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; investors bear credit risk and may lose their entire investment.
Morgan Stanley Finance LLC is offering Principal‑at‑Risk structured securities linked to the worst performing of the S&P 500® and S&P MidCap 400®, with a stated principal amount of $1,000 per security and a maturity date of April 20, 2029.
The securities can be automatically redeemed on the first determination date of April 21, 2027 for an early redemption payment of $1,147 if both underliers meet their call threshold levels. If not redeemed, payoff at maturity depends on the worst performing underlier: investors may receive the stated principal plus an 125% participation on appreciation, the stated principal only, or a reduced payment equal to the stated principal multiplied by the performance factor (which can result in a loss of principal).
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal‑at‑risk structured notes linked to the worst performing of the S&P 500® and S&P MidCap 400®. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $977.70, and a maturity date of April 20, 2029.
The securities feature an automatic early redemption on the first determination date April 21, 2027 if both underliers are at or above their call threshold (100% of initial levels), in which case investors receive an early redemption payment of $1,183. If not redeemed, the payoff at maturity depends on the worst performing underlier: investors may receive the stated principal plus an upside payment using a 125% participation rate, the stated principal only, or a principal loss pro rata if the worst performing underlier falls below a downside threshold equal to 70% of its initial level.
Morgan Stanley Finance LLC priced a preliminary offering of Structured Investments — Enhanced Buffered Jump Securities due April 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an $93 upside payment (9.30%).
The securities reference the worst performing of three underliers (NDXE, RTY and XLP), provide a 25% buffer and apply a 1.3333% downside factor to losses beyond the buffer. The pricing and strike date is March 25, 2026, with an observation date of March 31, 2027. Payments at maturity are subject to issuer credit risk and could be significantly less than principal, possibly zero.