Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices structured Auto-Callable Jump Notes linked to META, GOOGL and NVDA. The notes are issued at a stated principal amount of $1,000 per note and are fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, are linked to the worst performing underlier and may be automatically redeemed early if the closing level of each underlier is greater than or equal to its call threshold on a determination date.
Key terms: initial levels (strike date March 24, 2026) were $592.92 for META, $290.44 for GOOGL and $175.20 for NVDA; first determination date is March 24, 2027; early redemption payments are $1,090 (2027) and $1,180 (2028); final maturity is March 29, 2029. Estimated value on the pricing date was approximately $958.90 per note. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an Auto-Callable Feature linked to the Russell 2000® Index. The securities have a stated principal amount of $1,000 per security, an initial level and call threshold of 2,505.443, a buffer of 15% (buffer level 2,129.627), a participation rate of 125%, and a downside factor of 1.1764. The securities may be automatically redeemed on the first determination date of April 6, 2027 for an early redemption payment of $1,155.30 per security. If not redeemed, final payment is determined by the final level on the final determination date of March 24, 2028, with maturity on March 29, 2028. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC published a preliminary pricing supplement for Principal-at-Risk, contingent-income, memory auto-callable securities due March 29, 2029, linked to the worst performing of the Russell 2000® and the S&P 500®. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 10.55% on observation dates only if both underliers are at or above their coupon barrier levels. Automatic early redemption may occur beginning with the redemption determination date of March 24, 2027, and the downside threshold for principal protection is approximately 80% of each underlier’s initial level; if the worst performing underlier finishes below that threshold, holders lose principal proportionally. The pricing date estimate of value was approximately $973.60 per security. All payments are subject to the credit risk of Morgan Stanley and the guarantee by Morgan Stanley.
Morgan Stanley Finance LLC is amending a preliminary pricing supplement for Dual Directional Buffered PLUS notes due March 28, 2029, fully guaranteed by Morgan Stanley. Each note has a stated principal of $1,000, an original issue price of $1,000, an estimated value on the pricing date of approximately $966.60, an observation date of March 23, 2029 and a strike date of March 23, 2026. Payout depends on the worst performing underlier between the Nasdaq-100® Equal Weighted Index and the S&P® 500 Equal Weight Index: leveraged upside of 111% for appreciation, an absolute return participation rate of 100% for declines within an 80% buffer, a buffer amount of 20%, and a minimum payment at maturity of 20% of principal. If the worst performing underlier falls below its buffer level, investors suffer proportional losses beyond the buffer and may lose a substantial portion of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $45,450,000 of Step Down Trigger Autocallable Notes due March 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. The Securities are principal-at-risk notes linked to the least performing underlying of the Nasdaq-100, the S&P 500 and the EURO STOXX 50.
The notes pay a fixed 15.70% per annum Call Return Rate and can be automatically called on semi-annual Observation Dates beginning March 30, 2027; Call Prices range from $11.57 to $17.85 per $10 principal. Downside Thresholds equal approximately 85% of each Initial Underlying Value; if, at maturity, the Least Performing Underlying is below its Downside Threshold, holders suffer a loss proportional to that index’s decline. Issue Price is $10.00 per Security and the estimated Trade Date value was $9.845 per Security.
Morgan Stanley Finance LLC offers Principal at Risk contingent income auto-callable securities linked to Campbell Soup Company common stock, with a $1,000 stated principal amount per security and an aggregate principal amount of $1,000,000.
The securities pay a contingent coupon at an annual rate of 14.05% on observation dates when the closing level of the underlier is at or above the coupon barrier ($14.749, 70% of the initial level). They may be automatically redeemed on specified redemption determination dates if the closing level is at or above the call threshold ($21.07, the initial level), in which case holders receive the stated principal plus any payable coupons.
If not redeemed, at maturity investors receive the stated principal if the final level is at or above the downside threshold ($14.749); if the final level is below that threshold, payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to loss of principal down to zero. All payments are subject to Morgan Stanley credit risk; estimated value on the pricing date was $938.70 per security.
Morgan Stanley Finance LLC priced callable Jump Notes due March 25, 2031, fully guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Nasdaq-100 and S&P 500 and pay no regular interest. Each note has a stated principal amount of $1,000 and an issue price of $1,000; aggregate principal offered is $330,000. The estimated value on the pricing date was $923.10 per note. The notes are callable beginning on the first redemption date of April 1, 2027 if a risk neutral valuation model indicates redemption is economically rational; scheduled redemption payments imply approximately 7.00% per annum for called notes. At maturity investors receive principal plus an upside payment equal to the stated principal times a 100% participation rate times the percent change of the worst performing underlier only if both underliers finish above their initial levels; if either underlier is equal to or below its initial level, investors receive only the stated principal amount at maturity. All payments are subject to the issuer’s credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Structured Investments Jump Notes with an aggregate principal amount of $2,412,000. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, have a $1,000 stated principal amount per note and do not pay interest.
The notes reference the worst performing of MSFT, PLTR and UNH, have an automatic early redemption feature on the first determination date (March 29, 2027) that pays $1,150 per note if each underlier meets its 100% call threshold, and mature on March 23, 2029 with a 125% participation rate for upside if all final levels exceed initial levels. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $2,441,000 aggregate principal of principal‑at‑risk, fixed‑coupon buffered auto‑callable securities due March 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed annual coupon of 7.00% (monthly payments) and can be automatically redeemed early if the underlier closes at or above the call threshold of 1,024.24 on any redemption determination date beginning March 22, 2027.
If not called, maturity pay‑out depends on the final level versus a buffer level of 870.604 (85% of the initial level). A downside beyond the buffer reduces principal 1% for each 1% decline, subject to a minimum payment at maturity of 15% of principal. Issue price is $1,000 per security (estimated value on pricing date: $918.40); agent commission is $37.50 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Principal at Risk Contingent Income Securities with an aggregate principal amount of $1,070,000. Each security has a stated principal of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $968. The securities pay a contingent coupon at an annual rate of 10.05% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (70% of initial level) on the related observation date. The underliers are the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®. The final observation date is March 20, 2029 and the maturity date is March 23, 2029. At maturity, if the final level of each underlier is at or above its downside threshold (70% of initial level), investors receive the stated principal; if any underlier is below its downside threshold, payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to possible significant principal loss down to zero. All payments are subject to the issuer’s and guarantor’s credit risk.