Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC registers $3,585,000 of contingent‑income, principal‑at‑risk securities. The offering consists of $1,000 principal amount securities linked to the worst performing of the S&P 500®, Russell 2000® and Nasdaq‑100® Technology Sector, fully and unconditionally guaranteed by Morgan Stanley.
The securities pay a contingent coupon at an annual rate of 13.80% when each underlier is at or above its coupon barrier on observation dates, feature automatic early redemption on specified redemption determination dates beginning September 21, 2026, and mature on June 24, 2027. If a trigger event occurs (any underlier below its downside threshold during the term) and the worst performing underlier finishes below its initial level, maturity payment equals stated principal multiplied by the worst performing underlierinal/initial ratio, exposing investors to up to 100% principal loss.
The estimated value on the pricing date was $976.20 per security; price to public is $1,000 with agent commissions of $2.50 and proceeds to issuer approximately $997.50 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes: an offering of contingent-income, memory buffered auto-callable securities fully guaranteed by Morgan Stanley with an aggregate principal amount of $1,664,000 and a stated principal amount of $1,000 per security. The securities pay a contingent annual coupon of 11.50% on observation dates when the underlier closes at or above the coupon barrier (80% of the initial level). The notes are automatically redeemable beginning on March 22, 2027 if the underlier is at or above the call threshold (100% of initial level). At maturity on March 25, 2031, investors receive principal if the final level is at or above the buffer (85%); otherwise principal is reduced by the underlier’s decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities, aggregate principal amount $837,000, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, mature on September 23, 2027, and return depends on the worst performing of the Russell 2000 and S&P 500.
The securities provide 113% leveraged upside on appreciation of the worst performing underlier, a 15% buffer (losses beyond the buffer reduce principal 1% per 1% decline) and a minimum payment at maturity of 15% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature and a $1,751,000 aggregate principal amount. Each security has a $1,000 stated principal and issue price of $1,000; estimated value on pricing date was $900.80. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, have an initial level of 1,024.24 as of March 20, 2026, a buffer of 15% (buffer level 870.604), a call threshold of 921.816 (90% of initial level), automatic early redemption opportunities beginning on March 23, 2027, and maturity on March 25, 2031. Early redemption payments are fixed amounts ranging from $1,124.00 up to scheduled amounts and the payment at maturity can be $1,620.00 if the final level is at or above the call threshold; if the final level is below the buffer you lose 1% of principal per 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering principal‑at‑risk, dual directional jump securities due March 23, 2029, linked to the worst performing of Microsoft, Alphabet (Class A) and NVIDIA. Each security has a stated principal amount of $1,000, an issue price of $1,000, and an estimated value on the pricing date of $951.40. The notes can be automatically redeemed on the first determination date for an early redemption payment of $1,510 if each underlier is at or above its call threshold. At maturity, payouts depend on the worst performing underlier with a 300% upside participation rate, a 60% downside threshold and potential full loss of principal if the worst performing underlier closes below its downside threshold.
Morgan Stanley Finance LLC priced a $2,000,000 offering of Structured Investments — Buffered Participation Securities — fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, matures on April 23, 2027, and references the MSCI EAFE® Index.
The securities provide a 20% buffer (buffer level = 2,272.488), a 100% participation rate up to a $1,128 maximum payment at maturity, and a 20% minimum payment. The initial level was 2,840.61 (strike date March 20, 2026); the observation date is April 20, 2027. Payments at maturity depend solely on the closing level on the observation date and are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $966.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. The aggregate principal amount offered is $2,760,000 at a stated principal amount of $1,000 per security.
The securities pay no interest, may auto-redeem beginning on the first determination date March 23, 2027 for scheduled early redemption payments, and return is linked to the worst performing of the Dow Jones Industrial Average, S&P 500 and Russell 2000. A downside threshold is 70% of each initial level; if the worst underlier finishes below that threshold, investors lose 1% for each 1% decline and could lose their entire principal. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $1,767,000 of Buffered Participation Securities due September 23, 2027, each with a stated principal amount of $1,000. The securities reference the S&P 500® Futures Excess Return Index with an initial level of 526.41 (strike date March 20, 2026).
Key economic terms: 100% participation in positive index performance subject to a $1,260 maximum payment at maturity (126% of principal); a 20% buffer (buffer level 421.128) protecting against losses up to 20%; and a minimum payment at maturity of 20% of principal. Observation date is September 20, 2027 (maturity September 23, 2027).
These are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, do not pay interest, carry issuer credit risk, and have an estimated value on the pricing date of $981.00 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the iShares MSCI EAFE ETF (EFA) with a stated principal amount of $1,000 per security and an aggregate principal amount of $500,000. The securities mature on March 22, 2029 and provide 150% leveraged upside participation subject to a 150% leverage factor, a 10% buffer and a maximum payment at maturity of $1,502 per security. If the final level is below the buffer level, investors lose 1% for each 1% decline beyond the buffer; the minimum payment at maturity is 10% of stated principal. The issue price is $1,000 (estimated value on the pricing date: $984.50), with proceeds to the issuer of $497,000 after agent commissions and fees. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC priced a primary offering of Principal at Risk PLUS securities with a $250,000 aggregate stated principal amount, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value of $993.00 on the pricing date.
The securities mature on March 23, 2028 and pay at maturity based on the performance of the worst performing of three ETFs (QQQ, SOXX, XLK). If every underlier appreciates, holders receive principal plus a 194% leverage‑based upside payment. If any underlier declines,holders lose principal dollar‑for‑dollar with respect to the worst performing underlier; there is no minimum payment and the principal could be lost. All payments are subject to issuer and guarantor credit risk.