Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal‑at‑risk, fixed‑coupon auto‑callable securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed annual coupon of 7.68%. The securities have a strike date of March 24, 2026, pricing date March 26, 2026, original issue date April 2, 2026, observation date March 25, 2027 and maturity date April 5, 2027. Automatic early redemption is possible on redemption determination dates beginning September 24, 2026, with a call threshold equal to 100% of each initial level; downside protection is limited to 55% of each initial level. Payment at maturity depends on the worst performing underlier (EURO STOXX 50®, Nikkei, S&P 500®); if the worst performing underlier is below its downside threshold, principal is reduced proportionally and could be zero. The estimated value on the pricing date is approximately $980.20 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a structured note offering: Buffered Jump Securities with an Auto‑Callable feature, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $4,870,000. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security.
The notes can be automatically redeemed on the first determination date April 1, 2027 for an early redemption payment of $1,251 if the underlier closing level is ≥ the call threshold (100). Final maturity is March 23, 2028. Key economics: participation rate 150%, upside payment $502, buffer 15% (buffer level 85), downside factor 1.1765. Estimated value on the pricing date was $973.40 per security. All payments are subject to issuer credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC priced a Buffered PLUS principal-at-risk note due March 25, 2031. The securities have a $1,000 stated principal amount, aggregate principal of $280,000, and an estimated value on the pricing date of $963.30 per security.
The return is linked to a three-component basket (S&P 500, EURO STOXX 50, iShares MSCI Emerging Markets ETF) with equal weightings. The securities provide a 115% leverage on positive performance, a 20% buffer (protecting the first 20% of losses), and a minimum payment at maturity of 20% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS securities linked to the iShares Expanded Tech-Software Sector ETF due July 6, 2027. The Trigger PLUS provide 200% leveraged upside if the final share price exceeds the initial price, subject to a maximum payment of $1,213 per note.
If the ETF declines up to 20% from the initial share price, investors receive a positive return equal to the absolute decline (capped at $1,200). If the ETF falls more than 20% (trigger level = 80% of initial price), investors suffer losses pro rata and may lose their entire principal. Pricing date is March 31, 2026; original issue date is April 6, 2026. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Trigger Jump Securities tied to JPMorgan Chase & Co. common stock with an aggregate principal amount of $2,615,000. The securities have an original issue price of $1,000 and a stated principal amount of $1,000 per security and mature on March 23, 2028.
They pay no interest and offer a fixed $359.10 upside payment (35.91%) if the final share price is greater than or equal to the initial share price of $286.56 (closing price on the pricing date). If the final share price is between the initial price and the downside threshold of $257.904 (90% of the initial price), investors receive the $1,000 stated principal. If the final share price is below the downside threshold, the payment equals the stated principal multiplied by the share performance factor (final/initial), and could be significantly less than $1,000 or zero, so investors may lose their entire investment. Payments are subject to issuer credit risk and are fully and unconditionally guaranteed by Morgan Stanley; the securities are principal-at-risk notes with an estimated pricing-date value of $965.30 per security.
Morgan Stanley Finance LLC priced Structured Investments Buffered Jump Securities with an auto-callable feature due April 16, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $901.30.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer and a minimum payment at maturity equal to 15% of principal, a call threshold at 90% of the initial level, and determination dates beginning April 13, 2027. Payments and early redemption amounts are subject to issuer credit risk and model-based estimated value assumptions.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities tied to the iShares® Semiconductor ETF. Each security has a stated principal amount of $1,000, a 200% leverage factor, a maximum payment at maturity of $1,350 (135%), an estimated value on the pricing date of approximately $959.10, an observation date of May 27, 2027, and a maturity date of June 2, 2027. Payments at maturity depend on the closing level of the underlier on the observation date: upside participation up to the maximum payment, return of principal if the final level is at or above a 90% downside threshold, or proportional principal loss below that threshold. All payments are unsecured and depend on the issuer’s and guarantor’s creditworthiness.
Morgan Stanley Finance LLC offers Principal at Risk securities—contingent income, auto-callable notes due April 14, 2031 backed by a full guarantee of Morgan Stanley. Each security has a stated principal of $1,000 and a contingent coupon at an annual rate of 12.85%, payable only if the indexed closing level meets the coupon barrier on scheduled observation dates.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index; the coupon barrier and downside threshold are each set at 60% of the initial level and the call threshold is 100% of the initial level. The estimated value on the pricing date was approximately $932.70 per security. Investors face full principal risk if the final level is below the downside threshold and may receive no coupons if observation dates fail to meet the coupon barrier.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Performance Leveraged Upside Securities (Trigger PLUS) linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and original issue price of $1,000. The securities mature on April 6, 2032 with an observation date of April 1, 2032 and a strike date of April 1, 2026.
The terms include a leverage factor of 213.25% for upside payments, a downside threshold at 70% of the initial level (below which principal is lost proportionally), and an estimated value on the pricing date of approximately $931.80 per security. Distributor compensation totals $32.50 in sales commissions plus up to $9 structuring fee per security; proceeds to issuer are $967.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, buffered, auto-callable notes due April 16, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $901.30.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. If the underlier is at or above the call threshold (90% of the initial level) on a determination date beginning with April 13, 2027, the notes will be automatically redeemed for fixed early redemption payments (priced to deliver approximately 12.50 to 13.50 per annum). If not called, payout at maturity depends on the final level relative to the call threshold and buffer, with full downside exposure beyond the buffer subject to the minimum payment.