Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income principal-at-risk notes due May 1, 2031 guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a contingent coupon to be set on the pricing date at an annual rate between 9.50% and 10.50%, an initial observation structure beginning with a April 27, 2026 strike/pricing date and a final observation on April 28, 2031.
The notes pay contingent coupons only when the underlier closes at or above a coupon barrier (set at 65% of the initial level) on observation dates, and include an automatic early redemption feature if the underlier closes at or above the call threshold (100% of initial level) on a redemption determination date. At maturity, if the final level is below the buffer level (85% of initial), principal is reduced by each percentage point the underlier falls beyond the 15% buffer, subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Autocallable Leveraged Index Return Notes linked to the common stock of Oracle Corporation, due approximately April, 2028 with a principal amount of $10.00 per unit. The notes have an automatic call feature on a Call Observation Date about one year after pricing; the Call Payment is indicated at $12.50 - $12.90 (Call Premium 25.00% - 29.00%). If not called, the notes provide a 150% Participation Rate for upside and an absolute‑value return for declines up to a 40% fall (Threshold Value = 60% of Starting Value); declines beyond that give 1:1 downside exposure. The initial estimated value on pricing is about $9.589 per unit and the public offering price is $10.00. All payments are subject to the issuer’s and guarantor’s credit risk and there are no periodic interest payments or dividend rights.
Morgan Stanley Finance LLC priced Principal at Risk auto-callable securities due March 29, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security is linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Automatic early redemption can occur on specified determination dates beginning April 5, 2027, with fixed early redemption payments per security of $1,147, $1,220.50, $1,294 and $1,367.50. At maturity investors receive $1,441 if all underliers meet call thresholds, the principal if all underliers are at or above 70% of initial levels, or a reduced payment tied to the worst performing underlier if any underlier is below 70% of its initial level.
All payments are subject to MS/ MSFL credit risk; the estimated value on the pricing date is approximately $951.90 per security.
Morgan Stanley Finance LLC offers contingent income auto-callable notes due April 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of $8.30% per annum when each underlier meets its coupon barrier on monthly observation dates and are linked to the worst performing of NVIDIA, Tesla and Palantir. Stated principal is $1,000 per note; estimated value on the pricing date is approximately $944.60 per note. The coupon barrier is 75% of each initial level and the call threshold is 100% of each initial level. The first automatic early redemption can occur on April 7, 2027 (determination date April 2, 2027).
Morgan Stanley Finance LLC offers structured, principal-at-risk auto-callable securities due April 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest, have a $1,000 stated principal amount and may automatically redeem early if each underlier meets call thresholds on scheduled determination dates.
Payments depend on the worst performing underlier — the Dow Jones Industrial Average, the S&P 500® Index and the Russell 2000® Index — with a downside threshold of 75% of initial levels and fixed early redemption payments that correspond to roughly 14.80% per annum on success. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due May 5, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal of $1,000, an upside payment of $105 (10.50%), an observation date of April 30, 2027 (subject to postponement for non-trading days and certain market disruption events) and a maturity date of May 5, 2027. The downside threshold for each underlying index is 65% of its initial level. If every final level is at or above its downside threshold, holders receive principal plus the upside payment; if any underlier is below its downside threshold, payoff equals principal multiplied by the worst performing underlier’s performance factor and could be significantly less than principal or zero.
Estimated value on the pricing date is approximately $981.10 per security; all payments remain subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $852,000 aggregate principal amount of Dual Directional Buffered Participation Securities due March 23, 2028, each with a $1,000 stated principal amount and fully and unconditionally guaranteed by Morgan Stanley.
The securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Key economic terms: $1,000 issue price, estimated value on the pricing date $981.20, 100% upside participation, 100% absolute return participation, a 15% buffer (buffer level ≈ 85% of initial levels) and a 15% minimum payment at maturity. The securities pay no interest; investors face principal risk if the worst performing underlier finishes below the buffer. The offering is being distributed to fee-based advisory accounts through Morgan Stanley & Co. LLC.
Morgan Stanley Finance LLC is offering Trigger GEARS linked to a weighted basket of global indices due April 1, 2031. The Securities have an Issue Price of $10.00 and an estimated Trade Date value of approximately $9.209 on March 27, 2026. The Final Valuation Date is set for March 27, 2031.
The payout at maturity is: if the Basket Return > 0, $10 + [$10 × (Basket Return × Upside Gearing)], with Upside Gearing set on the Trade Date in the range 1.20 to 1.36. If the Final Basket Level < the Downside Threshold (75 of initial 100), holders are exposed to the negative Basket Return and could lose a substantial portion or all of principal. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 2, 2027 linked to the State Street® Technology Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and a maximum payment at maturity of $1,225.
Payments depend on the ETF’s closing level on the observation date: investors receive leveraged upside (200% of appreciation) up to the cap if the final level is above the initial level, full principal if the final level is at or above a 90% downside threshold, or a pro rata loss of principal if the final level is below that threshold. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes backed by Morgan Stanley. Each security has a stated principal amount of $1,000 and no periodic interest. The securities reference the Nasdaq-100® Equal Weighted Index and the S&P® 500 Equal Weight Index, use the worst-performing underlier to determine payoff, and are subject to a 20% buffer (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of principal. The leverage factor for upside is 111% and the absolute return participation rate is 100%. Key dates: strike date March 23, 2026, pricing date March 24, 2026, original issue date March 27, 2026, observation date March 23, 2029 and maturity date March 28, 2029. The estimated value on the pricing date was approximately $966.60 per security. All payments are subject to issuer and guarantor credit risk; holders may lose a substantial portion of principal if the worst performing underlier falls below its buffer level.