Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $3,115,000 of Trigger Callable Contingent Yield Notes due March 24, 2031, fully guaranteed by Morgan Stanley. The Securities pay a quarterly contingent coupon at a 10.60% per‑annum rate only if each underlying (S&P 500®, Russell 2000®, EURO STOXX 50®) closes at or above its Coupon Barrier on an Observation Date. Coupon Barriers are approximately 70% of initial levels and Downside Thresholds are approximately 60% of initial levels. Beginning June 25, 2026, the issuer may call the notes on quarterly Call Dates if a risk‑neutral valuation model indicates calling is economically rational; if called you receive principal plus any contingent coupon due. If not called, maturity payoff equals $10 if all final underlying values are at or above their Downside Thresholds; otherwise payment equals $10×(1+Index Return of the Least Performing Underlying), exposing investors to loss of principal. Issue Price is $10.00 (estimated trade‑date value $9.713). The notes are principal‑at‑risk, credit‑sensitive, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Principal at Risk callable contingent income buffered securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 10.90%, a 25% buffer and a downside factor of 1.3333. The securities pay coupons only if each underlier (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®) is at or above its coupon barrier (75% of its initial level) on each observation date. If not redeemed, maturity is September 30, 2027, and losses apply to the worst performing underlier beyond the buffer. The issuer may call beginning April 1, 2027 based on a risk-neutral valuation model. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due April 5, 2029 linked to the worst performing of the iShares Silver Trust (SLV) and the SPDR Gold Trust (GLD). Each note has a $1,000 stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $956.60.
The notes pay a contingent coupon at an annual rate of 18.00% only if both underliers are at or above coupon barrier levels on scheduled observation dates; coupon barrier and downside threshold levels are each 60% of the initial level. Beginning October 5, 2026, the issuer may redeem on scheduled redemption dates if a risk-neutral valuation model indicates it is economically rational to call. At maturity, if the final level of either underlier is below its downside threshold, repayment is reduced by the worst-performing underlier’s decline and could be zero. All payments are subject to Morgan Stanley’s credit risk and the securities are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 29, 2029. The notes are linked to the common stock of The Goldman Sachs Group, Inc., have a stated principal amount of $1,000 per security, and pay a contingent coupon at an annual rate of 14.05% only when observation-date closing levels meet the coupon barrier.
The securities feature automatic early redemption on specified redemption determination dates if the closing level meets a call threshold (set at 100% of the initial level), and a downside threshold of 70% of the initial level that determines principal loss at maturity. Estimated value on the pricing date was approximately $959.50 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers a Trigger PLUS structured note due April 1, 2032 linked to the S&P 500® Futures Excess Return Index. The securities are issued at a $1,000 stated principal amount per security and carry a 200.25% leverage factor on upside performance.
At maturity the payout is: stated principal plus leveraged upside if the final level exceeds the initial level; stated principal if the final level is between the downside threshold and the initial level; and a principal loss pro rata if the final level is below the downside threshold (the downside threshold is 60% of the initial level). The document states an estimated value on the pricing date of approximately $934.40 per security and discloses agent commissions of $32.50 plus a potential structuring fee of up to $9 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 125% leverage factor, a 15% buffer and a maximum payment at maturity of $1,800 (180%). The observation (strike) date is March 27, 2031 and the issue/strike date is March 27, 2026 with original issue date April 1, 2026. At maturity investors receive the stated principal plus a leveraged upside payment if the basket performance factor is positive (capped at the maximum); they receive principal if losses do not exceed the buffer; losses beyond the buffer reduce principal 1% per 1% decline, subject to a minimum payment of 15% of principal. The four basket components include the SPXFP futures excess return index, EURO STOXX 50, Russell 2000 and EFA ETF; component weightings are allocated at observation date (45%/25%/20%/10% by relative performance). All payments are subject to issuer credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS securities with a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley, maturing on April 4, 2028. The securities are linked to the S&P 500® Futures Excess Return Index and provide a leveraged upside of 113%, an absolute return participation rate of 100%, a buffer of 15% (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of the stated principal amount. All payments are subject to issuer credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced Structured Investments — Buffered Jump Securities with an Auto-Callable feature. The offering totals $2,469,000 in aggregate principal at a $1,000 stated principal amount per security, with an estimated value on the pricing date of $947.80 per security.
The securities are linked to the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME). Key economic terms include a 15% buffer level, call threshold levels at approximately 85% of initial levels, a minimum payment at maturity of 15% of principal, automatic early redemption starting with the first determination date on September 18, 2026, and final maturity on December 26, 2028.
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 13.75% per annum only if the closing level of each of three underliers (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index) is at or above its coupon barrier (each set at 70% of its initial level) on each observation date. The securities are callable beginning on September 30, 2026 based on the output of a risk neutral valuation model. At maturity, if the final level of the worst performing underlier is below its downside threshold (each 70% of initial level), principal is reduced proportionally to that underlier’s performance; if all underliers are at or above their thresholds, the stated principal of $1,000 per security is returned.
Morgan Stanley Finance LLC issues Dual Directional Buffered PLUS notes, fully and unconditionally guaranteed by Morgan Stanley. The notes are principal‑at‑risk securities linked to the S&P 500® Futures Excess Return Index, offered at a stated principal amount of $1,000 per security with a maturity date April 5, 2028 and an observation date March 31, 2028. Terms include a 111% leverage factor on upside appreciation, a 15% buffer level (buffer amount 15%) and a minimum payment at maturity of 15% of stated principal. Pricing and strike dates are March 31, 2026, with original issue date April 3, 2026. Payments depend on the closing final level on the observation date; investors bear issuer credit risk and may lose a substantial portion of principal.